Prosecution Insights
Last updated: April 19, 2026
Application No. 13/931,716

METHODS FOR TREATING OR PREVENTING CHOLESTEROL RELATED DISORDERS

Final Rejection §103§DP
Filed
Jun 28, 2013
Examiner
WEN, SHARON X
Art Unit
1641
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Amgen, Inc.
OA Round
14 (Final)
57%
Grant Probability
Moderate
15-16
OA Rounds
3y 9m
To Grant
88%
With Interview

Examiner Intelligence

Grants 57% of resolved cases
57%
Career Allow Rate
349 granted / 613 resolved
-3.1% vs TC avg
Strong +32% interview lift
Without
With
+31.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
40 currently pending
Career history
653
Total Applications
across all art units

Statute-Specific Performance

§101
2.7%
-37.3% vs TC avg
§103
20.8%
-19.2% vs TC avg
§102
23.1%
-16.9% vs TC avg
§112
30.4%
-9.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 613 resolved cases

Office Action

§103 §DP
DETAILED ACTION The present application is being examined under the pre-AIA first to invent provisions. A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 12/18/2025 has been entered. Applicant’s amendment, filed on 12/18/2025 has been entered. Claims 1-3, 10-11, 13, 16, 19, 22-34, 37, 41, 46-49 have been canceled. Claims 51-54 have been added. Claims 4-9, 12, 14-15, 17-18, 20-21, 35-36, 38-40, 42-45, 50-54 are pending and currently under examination as they read on a method of lowering serum LDL cholesterol in a patient comprising administering at least one anti-PCSK9 antibody. The previous Written Description rejection under 35 USC 112 (a) has been withdrawn in view of Applicant’s amendment, filed 12/18/2025 Claim Rejections - 35 USC § 103 The following is a quotation of pre-AIA 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action: (a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102 of this title, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negatived by the manner in which the invention was made. Claims 4-9, 12, 14-15, 17-18, 20-21, 35-36, 38-40, 42-45, 50-54 are rejected under pre-AIA 35 U.S.C. 103(a) as being obvious over Jackson et al. (US 2009/0142352 A1, cited on IDS). Jackson et al. taught the same or nearly the same method of lowering serum cholesterol comprising administering anti-PCSK9 antibody, 21B12 (see, e.g., paragraph [0496]). It is noted that this reference is Applicant’s own work therefore, the same antibody designation would have identical sequences of the heavy and light chains and their CDRS. The prior art also taught overlapping ranges of doses as recited in the present claims (see paragraph [0405]) and various routes of administration (see paragraph [0407]). Moreover, Jackson disclosed treating hyperlipidemia or cardiovascular disease (paragraph [0375]). The difference between Jackson and the present claims is that Jackson did not teach recited the specific dosage range and frequencies of administration of the antibody. However, it would have obviously for one of ordinary skill in the art to administer the antibody at any one of the recited frequencies or dosage given the teaching by Jackson. With regards to the limitations on administration dosage and frequency, it is noted that such manipulations routinely practiced by the ordinary artisan at the time the invention were made were known as result effective variables to increase efficacy of the treatment. It is well settled that "discovery of an optimum value of a result effective variable in a known process is ordinarily within the skill of the art." In re Boesch, 617 F.2d 272, 276, 205 USPQ 215, 219 (CCPA 1980). See also Merck & Co. v. Biocraft Labs. Inc., 874 F.2d 804, 809, 10 USPQ2d 1843, 1847-48 (Fed. Cir. 1989) (determination of suitable dosage amounts in diuretic compositions considered a matter of routine experimentation and therefore obvious). As administering PSCK9 antibody was known and readily practiced by the ordinary artisan at the time the invention was made, it would have been obvious to optimize the frequency of administration as well as evaluating the subject for effectiveness of the treatment. Moreover, Jackson specifically taught that dosage and frequency of administration can be determined in order to achieve desired cholesterol level (see paragraphs [0405]-[0406]). Therefore, it is likely the product not of innovation but of ordinary skill and common sense. With regards to the limitation of “lowering serum LDL cholesterol level by at least 15%”, it is noted that there does not appear that the claim language or limitations result in a manipulative difference in the method steps when compared to the prior art disclosure. Given that the prior art taught the same or nearly the same method as recited in the present claims, one would lower serum LDL cholesterol level by at least about 15% when practicing the method taught by prior art. Therefore, the invention, as a whole, was prima facie obvious to one of ordinary skill in the art, at the time the invention was made as evidenced by the references, especially in the absence of evidence to the contrary. Response to Applicant’s argument Applicant argues that the present claims are non-obvious over prior art because the prior art does not teach or suggest lowering serum LDLC by “at least 15%. In response, it is noted that such arbitrary percent decrease is an art known variable and can be routinely optimized. For example, the prior art disclosed the following: “A physician will be able to select an appropriate treatment indications and target lipid levels depending on the individual profile of a particular patient. One well-accepted standard for guiding treatment of hyperlipidemia is the Third Report of the National Cholesterol Education Program (NCEP) Expert Panel on Detection, Evaluation, and Treatment of the High Blood Cholesterol in Adults (Adult Treatment Panel III) Final Report, National Institutes of Health, NIH Publication No. 02-5215 (2002), the printed publication of which is hereby incorporated by reference in its entirety.” [0379] The National Cholesterol Education Program sets guidelines for LDL cholesterol ranges as follow: Less than 100 milligrams per deciliter (mg/dL): Optimal 100-129 mg/dL: Near or above optimal 130-159 mg/dL: Borderline high 160-189 mg/dL: High 190 mg/dL and above: Very high For example, a patient with a LDL cholesterol of 160 mg/dL would have to decrease the level by at least 10% (or 20% or more) to a be considered optimal. Therefore, the recited “at least about 10%” would not be unexpected to one of ordinary skill in the art. Furthermore, it is noted that administering PSCK9 antibody was known and readily practiced by the ordinary artisan at the time the invention was made, it would have been obvious to optimize the frequency of administration as well as evaluating the subject for effectiveness of the treatment. For example, the prior art disclosed the following: “In certain embodiments, the frequency of dosing will take into account the pharmacokinetic parameters of an antigen binding protein to PCSK9 and/or any additional therapeutic agents in the formulation used. In certain embodiments, a clinician will administer the composition until a dosage is reached that achieves the desired effect. In certain embodiments, the composition can therefore be administered as a single dose, or as two or more doses (which may or may not contain the same amount of the desired molecule) over time, or as a continuous infusion via an implantation device or catheter. Further refinement of the appropriate dosage is routinely made by those of ordinary skill in the art and is within the ambit of tasks routinely performed by them. In certain embodiments, appropriate dosages can be ascertained through use of appropriate dose-response data. In some embodiments, the amount and frequency of administration can take into account the desired cholesterol level (serum and/or total) to be obtained and the subject's present cholesterol level, LDL level, and/or LDLR levels, all of which can be obtained by methods that are well known to those of skill in the art.” [0406] Therefore, it would have been obvious to one of ordinary skill in the art to choose a lower of reduction that is appropriate for the individual subject and optimize the frequency and dosages via routing optimization. Furthermore, Applicant has not provided any evidence of criticality with regard to the particular dosage region. Applicant’s argument has not been found convincing. Therefore, the rejection is maintained as it applies to amended claims. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the claims at issue are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the reference application or patent either is shown to be commonly owned with this application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The USPTO internet Web site contains terminal disclaimer forms which may be used. Please visit http://www.uspto.gov/forms/. The filing date of the application will determine what form should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to http://www.uspto.gov/patents/process/file/efs/guidance/eTD-info-I.jsp. Claims 4-9, 12, 14-15, 17-18, 20-21, 35-36, 38-40, 42-45, 50-54 are rejected on the ground of nonstatutory double patenting as being unpatentable over the following in view of Jackson et al. (US 2009/0142352 A1, cited on IDS): U.S. Patent Claims 11,464,857 1-12 10,611,850 1-33 8,030,457 1-27 8,168,762 1-22 8,871,914 1-25 8,981,064 1-29 9,045,547 1-66 9,920,134 1-17 8,563,698 1-6 8,829,165 1-29 8,859,741 1-24 8,871,913 1-29 8,883,983 1-30 8,889,834 1-20 9,056,915 1-23 9,493,576 1-43 The above listed patent claims disclosed either the same anti-PCSK9 antibody or a method of using the antibody for lowering cholesterol. Therefore, it would have been obvious to use the antibody for lowering serum LDL-C at a dose of about 10-3000 mg in view of Jackson et al. for reasons discussed above (see 103). Applicant’s request to hold the rejections in abeyance has been noted. The rejection is maintained. Claim 4-9, 12, 14-15, 17-18, 20-21, 35-36, 38-40, 42-45, 50-54 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-30 of copending Application No. 14/316,587; claims 39-59, 86-91,94-98, 100, 102-105, 107-118 of copending Application No. 13/469,032; claims 1-21, 29-30, 33-46 of copending Application USSN 13931716; claims 2-30 of copending application USSN 17011433; claims 1-42, 44, 46-50, 52, 54-56, 60-85, 87-88, 90-91, 94-98, 100, 102-105 and 107-138 of copending application USSN 13469032; claims 118-121, 125-127, 157-164 and 170-197 of copending application USSN 13886180; claims 16-17, 20, 22-88 of copending application USSN 14562546 in view of Jackson (US 2009/0142352 A1, cited on IDS). The co-pending claims disclosed either the same anti-PCSK9 antibody or a method of using the antibody for lowering cholesterol. Therefore, it would have been obvious to use the antibody for lowering serum LDL-C at a dose of about 10-3000 mg in view of Jackson et al. for reasons discussed above (see 103). This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Applicant’s argument and Examiner’s response are essentially same as above (see 103). In addition, Applicant’s request to hold the rejections in abeyance has been noted. Therefore, the rejection is maintained. Conclusion No claim is allowed. All claims are identical to or patentably indistinct from, or have unity of invention with claims in the application prior to the entry of the submission under 37 CFR 1.114 (that is, restriction (including a lack of unity of invention) would not be proper) and all claims could have been finally rejected on the grounds and art of record in the next Office action if they had been entered in the application prior to entry under 37 CFR 1.114. Accordingly, THIS ACTION IS MADE FINAL even though it is a first action after the filing of a request for continued examination and the submission under 37 CFR 1.114. See MPEP § 706.07(b). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHARON X WEN whose telephone number is (571)270-3064. The examiner can normally be reached Mon-Fri 8-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Misook Yu can be reached on 571-272-0839. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHARON X WEN/ Primary Examiner, Art Unit 1641
Read full office action

Prosecution Timeline

Jun 28, 2013
Application Filed
Jul 09, 2016
Non-Final Rejection — §103, §DP
Jan 31, 2017
Response Filed
May 08, 2017
Final Rejection — §103, §DP
Nov 14, 2017
Notice of Allowance
Jun 13, 2018
Request for Continued Examination
Jun 18, 2018
Response after Non-Final Action
Mar 04, 2019
Non-Final Rejection — §103, §DP
Sep 05, 2019
Notice of Allowance
Apr 03, 2020
Request for Continued Examination
Apr 09, 2020
Response after Non-Final Action
Aug 08, 2020
Non-Final Rejection — §103, §DP
Nov 11, 2020
Response Filed
Jan 25, 2021
Final Rejection — §103, §DP
Apr 28, 2021
Request for Continued Examination
Apr 30, 2021
Response after Non-Final Action
Oct 18, 2021
Final Rejection — §103, §DP
Jan 21, 2022
Request for Continued Examination
Jan 25, 2022
Response after Non-Final Action
Jun 28, 2022
Final Rejection — §103, §DP
Oct 04, 2022
Request for Continued Examination
Oct 05, 2022
Response after Non-Final Action
Dec 28, 2022
Final Rejection — §103, §DP
Mar 30, 2023
Request for Continued Examination
Apr 03, 2023
Response after Non-Final Action
Aug 12, 2023
Final Rejection — §103, §DP
Nov 16, 2023
Request for Continued Examination
Nov 18, 2023
Response after Non-Final Action
Feb 22, 2024
Final Rejection — §103, §DP
May 24, 2024
Request for Continued Examination
May 29, 2024
Response after Non-Final Action
Nov 02, 2024
Non-Final Rejection — §103, §DP
Feb 06, 2025
Response Filed
Apr 10, 2025
Final Rejection — §103, §DP
Jul 24, 2025
Request for Continued Examination
Jul 29, 2025
Response after Non-Final Action
Sep 16, 2025
Final Rejection — §103, §DP
Dec 18, 2025
Request for Continued Examination
Dec 22, 2025
Response after Non-Final Action
Feb 06, 2026
Final Rejection — §103, §DP (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12570754
REGIMENS AND METHODS OF TREATING MULTIPLE SCLEROSIS USING OFATUMUMAB
2y 5m to grant Granted Mar 10, 2026
Patent 12534539
METHODS OF TREATING OR PREVENTING CHOLESTEROL RELATED DISORDERS
2y 5m to grant Granted Jan 27, 2026
Patent 12521358
METHOD FOR SELECTING CANCER PATIENTS FOR WHOM COMBINATION THERAPY WITH RETINOID AND CANCER THERAPEUTIC AGENT IS EFFECTIVE, AND COMBINATION MEDICAMENT WITH RETINOID AND CANCER THERAPEUTIC AGENT
2y 5m to grant Granted Jan 13, 2026
Patent 12509511
METHOD FOR PREDICTING AND EVALUATING THERAPEUTIC EFFECT IN DISEASES RELATED TO IL-6 AND NEUTROPHILS
2y 5m to grant Granted Dec 30, 2025
Patent 12503518
HEPARANASE-NEUTRALIZING A54 MONOCLONAL ANTIBODY
2y 5m to grant Granted Dec 23, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

15-16
Expected OA Rounds
57%
Grant Probability
88%
With Interview (+31.5%)
3y 9m
Median Time to Grant
High
PTA Risk
Based on 613 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month