Prosecution Insights
Last updated: April 19, 2026
Application No. 13/970,546

Reception of Downlink Data for Coordinated Multi-Point Transmission in the Event of Fall-Back

Final Rejection §103§112
Filed
Aug 19, 2013
Examiner
LAMONT, BENJAMIN S
Art Unit
2461
Tech Center
2400 — Computer Networks
Assignee
Texas Instruments Incorporated
OA Round
13 (Final)
73%
Grant Probability
Favorable
14-15
OA Rounds
3y 4m
To Grant
88%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allow Rate
335 granted / 457 resolved
+15.3% vs TC avg
Moderate +15% lift
Without
With
+14.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
44 currently pending
Career history
501
Total Applications
across all art units

Statute-Specific Performance

§101
3.9%
-36.1% vs TC avg
§103
51.9%
+11.9% vs TC avg
§102
22.0%
-18.0% vs TC avg
§112
19.5%
-20.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 457 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA Status The present application is being examined under the pre-AIA first to invent provisions. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Priority Applicant’s claim for the benefit of a prior-filed application under 35 U.S.C. 119(e) or under 35 U.S.C. 120, 121, 365(c), or 386(c) is acknowledged. In particular, this Application claims a domestic benefit to a US provisional application, filed 28 Aug 2012. Information Disclosure Statements The information disclosure statements, submitted on 6 Jan 2014, 31 May 2017, 5 Dec 2017, 7 Aug 2025, and 26 Nov 2025, are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statements are being considered by the examiner. Potentially Allowable Subject Matter Claims 69-70 and 78-79 lack an art rejection and may be allowable if the written description rejection, provided below, is overcome. Response to Arguments The Reply alleges the combination of Gaal and Yue fails to teach the “determin[ing]” and “in response to” limitations of claims 1 and 64. Reply, 8-9. In Gaal, the UE monitors two DCI sizes coming from two or more DCI formats. Gaal, ¶55. One of these DCI formats includes format 1A. Id. at ¶56. Because the UE can monitor and detect multiple DCI sizes and formats, it is capable of executing the “determining” step. As for the “in response to limitation,” as noted above, Gaal teaches a UE capable of detecting a DCI format 1A. Format 1A configures the “fallback operation” for all downlink transmission modes. Gaal, ¶59. Gaal also teaches the downlink communication mode being configured by RRC signaling. Id. at ¶60. In one embodiment, shown in figure 8, Gaal teaches rate-matching around REs reserved for special purposes. Gaal, ¶70. One type of RE for a special purpose are CRS REs. Gaal, figure 8 (marked with “R”). Gaal does not explicitly teach selecting one “set of CRS REs from the four sets of CRS REs.” Supra. However, Yue teaches a network informing the UE of a CRS pattern using one of four two-bit indices. Yue, ¶151 and table 4. Yue also teaches a 1-bit index for informing the UE to either use the CRS pattern of the serving cell or a union of all CRS REs of all TRPs. Yue, ¶138 and table 2; see additionally id. at ¶354 for a 3-bit indicator. In the described invention, during fallback indicated by DCI format 1A, the “PDSCH is rate-matched around the serving cell CRS.” Spec., ¶36. A value of “0” as the mapping indicator in Yue does the same thing. Yue, ¶138 and table 2. Claim Rejections - 35 USC § 112, 1st paragraph The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1, 4, 6-7, and 64-79 are rejected under 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. The independent claims recite, in part, “the DCI format 1A not including the two-bit field” and “in response to determining that the DCI has the DCI has the DCI format 1A, selecting the first set of CRS REs from the four sets of CRS REs configured by the RRC signaling.” The disclosure fails to demonstrate possession of an invention in which the DCI, with format 1A, does not include a two-bit field for identifying CRS patterns, while also selecting one of four possible CRS patterns. In the described invention, two bits are used to indicate four CRS RE patterns. Spec., e.g. ¶31 and table 1 and ¶39 and table 2. The disclosure does not possess an invention, in which four possible patterns are available, but the DCI fails to carry two bits. Instead, what the disclosure does appear to teach is when fallback is used, “DCI format 1A carries no timing information.” Spec., ¶40 (e.g. righthand column in table 2 shows the assumed timing information in each scenario). However, 2 bits are still used in this embodiment for signaling CRS patterns. The disclosure also teaches an “n-bit” field of the DCI indicating CRS patterns. Spec., ¶30. While n may have n value not equal to 2, , as required by the claimed invention, this alone is still insufficient to support the claimed invention. In particular, the claimed invention of a field being n-bits, where n does not equal 2, while also indicating four CRS patterns and the field being in a DCI with format 1A. Claim Rejections - 35 USC § 103 The following is a quotation of pre-AIA 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action: (a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 4, 6-7, 64-67, and 71-76 are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Gaal (US 20120113917 A1) in view of Yue (US 20140044061 A1). Regarding claim 1, Gaal teaches a method comprising: determining, at a user equipment (UE), whether downlink control information (DCI) in a subframe has a DCI format IA or a first DCI format (Gaal, ¶¶55-57 – UE monitors two or more DCI formats, including format 1A), the first DCI format including a . . . field indicative of . . . cell-specific reference signal (CRS) resource elements (CRS REs) (Gaal, figure 3 and ¶¶62 – a downlink DCI format associated with a PDSCH transmission scheme that may be a CRS-based one; Gaal, ¶70 and figure 8 – UE is signaled the PDSCH resource configuration shown in figure 8, where REs marked with an “R” are CRS REs); . . . [downlink transmission modes] being configured by radio resource control (RRC) signaling (Gaal, ¶60), in response to determining that the DCI has the DCI format 1A, selecting the first set of CRS REs . . . configured by the RRC signaling (Gaal, ¶¶54, 56 – UE processes resource elements used for reference signals in the common search space if DCI 1A is used [DCI 1A in all downlink modes]; Gaal, ¶¶89, 94 – when DCI 1A is used in a common search space, CSI-RS REs are not discounted); and receiving a data transmission based on the selected first set of CRS REs. Gaal, ¶55-56 (UE receives PDSCH based on DCI). Gaal does not explicitly teach (1) “each of the four sets of CRS REs,” (2) the four sets of CRS REs including a first set of CRS REs that corresponds to the two-bit field having a value of zero, (3) a “two-bit” field indicative of “one out of four sets” of cell-specific reference signal (CRS) resource elements (CRS REs), (4) the DCI format. . . not including the two-bit field; or (5) selecting “from the four sets of CRS REs.” However, Yue teaches (1) “each of the four sets of CRS REs,” (Yue, ¶118 – four antenna ports support CRS, where CRS RE positions are specified in the subframe; Yue, ¶153 and table 4 – each mapping indicator creates a “set” of CRS REs) (2) the four sets of CRS REs including a first set of CRS REs that corresponds to the two-bit field having a value of zero (Yue, ¶¶25, 15and tables 3 and 4 – “00” is a zero value), (3) the first DCI format including a “two-bit” field indicative of “one out of four sets” of cell-specific reference signal (CRS) resource elements (CRS REs) (Yue, claim 6 – the mapping indicator is conveyed in a DCI; Yue, ¶¶150, 321, 361 and tables 3 and 4 – 2-bit indicator for CRS REs), (4) the DCI format . . . not including the two-bit field (Yue, ¶¶139, 375 and table 2 – 1 bit, instead of 2 bits, may be used to signal mapping indicator, which is conveying in a DCI); or (5) selecting “from the four sets of CRS REs.” Yue, ¶21 (one of the four mapping indicators is transmitted to the UE). At the time of the invention (pre-AIA ) or at the effective filing date of the invention (AIA ), it would have been obvious for one of ordinary skill in the art to use the 1-bit mapping indicator, instead of the 2-bit mapping indicator, as taught by Yue, for DCI format 1A, as taught by Gaal, in order to reduce overhead signaling when only two CRS patterns need to be accommodated. Yue, ¶357; see also id., ¶47 (fallback from CoMP to non-CoMP single cell transmissions). Regarding claim 4, the combination of Gaal and Yue also teaches wherein each of the four sets of CRS REs correspond to a respective transmission point of a CoMP transmission system(Yue, ¶118 and table – where each mapping indicator is associated with a different TP). Regarding claim 6, the combination of Gaal and Yue also teaches selecting a second set of CRS REs from the four sets of CRS REs based on a value of the two-bit field in response to receiving a second DCI having the first DCI format( Yue, Table 3-4, [0025], [0150], CRS pattern, “01” corresponding to a second set); and receiving a second data transmission based on the selected second set of CRS REs (Yue, Table 3-4, [0154]-[0155], UE would receive CRS based on the PDSCH mapping). Regarding claim 7, the combination of Gaal and Yue also teaches wherein the first set of CRS REs is a default CRS RE set corresponding to a cell other than a serving cell for the UE (Yue, Table 3-4, [0295], the first set , e.g. “10”, or “11” would be considered as default PDSCH mapping approach). Regarding claim 65, the combination of Gaal and Yue also teaches wherein receiving the data transmission includes performing physical downlink shared channel (PDSCH) rate-matching based on the selected first set of CRS REs ( Gaal, [0086]-[0088], PDSCH rate matched for transmissions scheduled via different DCI; Yue, Table 3-4, [0335]-[0336], PDSCH rate-matching around the indicated CRS patterns). Regarding claim 66, the combination of Gaal and Yue also teaches wherein receiving the second data transmission includes performing physical downlink shared channel (PDSCH) rate-matching for the second data transmission based on the selected second set of CRS REs ( Gaal, [0086]-[0088], PDSCH rate matched for transmissions scheduled via different DCI; Yue, Table 3-4, [0335]-[0336], PDSCH rate-matching around the indicated CRS patterns). the combination of Gaal and Yue is obvious for the same reasons applied to the claim 1. Regarding claim 67, the combination of Gaal and Yue also teaches wherein receiving the first data transmission includes performing physical downlink shared channel (PDSCH) rate-matching for the first data transmission based on the selected first set of CRS REs ( Gaal, [0086]-[0088], PDSCH rate matched for transmissions scheduled via different DCI; Yue, Table 3-4, [0335]-[0336], PDSCH rate-matching around the indicated CRS patterns). Claims 64, 71, 72-73, 74-76 are the device claims corresponding to method claims 1, 4, 6-7, 65-67 respectively, and rejected under the same rationale set forth in connection with the rejection of claims 1, 4, 6-7, 65-67 respectively, above. In addition, Gaal teaches UE device with controller and processor ( Fig 6). Claims 68 and 77 are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Gaal (US 20120113917 A1) in view of Yue (US 20140044061 A1) and Davydov (US 20140086221 A1). Regarding claims 68 and 77, the combination of Gaal and Yue teaches the parent claims 1 and 64 as outlined above and the two-bit field ( Yue, Table 3-4, [0150], [0321], [0361], 2-bit indicator, 00, 01, 10, 11, for CRS REs) and different codepoints in the two-bit field corresponding to different respective timing information. Yue, ¶121 (different PDSCH starting points among TPs); Yue, ¶150 (network informs UE of starting point of PDSCH and CRS pattern for PDSCH mapping using indicators in table 4). The combination of Gaal and Yue also teaches does not explicitly disclose “wherein the field is further indicative of timing information for the physical downlink shared channel (PDSCH).” However, the teaching of wherein the field is further indicative of timing information for the physical downlink shared channel (PDSCH) is well known in the art as evidenced by Davydov. Specifically, Davydov discloses wherein the field is further indicative of timing information for the physical downlink shared channel (PDSCH) ( [0022], [0024], timing synchronization uses the CRS, PDSCH timing with CSI-RS timing). Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to combine the teaching of Davydov as mentioned above as a modification to the combination of Gaal and Yue, such that the combination would allow to use CRS timing estimations generated from node specific reference signals of a CoMP measurement set, in order to calculate timing for PDSCH and carry timing synchronization by using cell specific reference signals (CRS). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure, including paragraph 60 of Xiao, which teaches a pre-defined set of REs for CRS, and paragraph 225 of Zirwas, which teaches CRSs for antenna ports 0 and 1 being transmitted continuously for fall-back. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BENJAMIN S LAMONT whose telephone number is (571)270-7514 and email address is benjamin.lamont@uspto.gov. The examiner can normally be reached M-F 7am to 3pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Huy Vu can be reached at 571-272-3155. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Benjamin Lamont/Primary Examiner, Art Unit 2461
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Prosecution Timeline

Aug 19, 2013
Application Filed
Aug 20, 2013
Response after Non-Final Action
Jan 30, 2015
Non-Final Rejection — §103, §112
May 15, 2015
Response Filed
Jul 23, 2015
Non-Final Rejection — §103, §112
Oct 28, 2015
Response Filed
Dec 03, 2015
Final Rejection — §103, §112
Mar 10, 2016
Notice of Allowance
Mar 10, 2016
Response after Non-Final Action
Mar 11, 2016
Response after Non-Final Action
Mar 11, 2016
Response after Non-Final Action
Mar 22, 2016
Response after Non-Final Action
Jul 08, 2016
Applicant Interview (Telephonic)
Jul 18, 2016
Response after Non-Final Action
Jul 19, 2016
Response after Non-Final Action
Jul 29, 2016
Response after Non-Final Action
Oct 07, 2016
Response after Non-Final Action
Dec 13, 2016
Response after Non-Final Action
Jan 06, 2017
Response after Non-Final Action
Jan 09, 2017
Response after Non-Final Action
Jan 10, 2017
Response after Non-Final Action
Feb 26, 2019
Response after Non-Final Action
May 02, 2019
Request for Continued Examination
May 04, 2019
Response after Non-Final Action
Sep 14, 2019
Non-Final Rejection — §103, §112
Mar 19, 2020
Response Filed
Apr 02, 2020
Final Rejection — §103, §112
Oct 08, 2020
Request for Continued Examination
Oct 15, 2020
Response after Non-Final Action
Dec 19, 2020
Non-Final Rejection — §103, §112
Jun 24, 2021
Response Filed
Jul 23, 2021
Final Rejection — §103, §112
Jan 28, 2022
Notice of Allowance
Jun 01, 2022
Request for Continued Examination
Jun 05, 2022
Response after Non-Final Action
Aug 01, 2022
Non-Final Rejection — §103, §112
Jan 05, 2023
Response Filed
Apr 10, 2023
Final Rejection — §103, §112
Oct 14, 2023
Notice of Allowance
May 14, 2024
Request for Continued Examination
May 21, 2024
Response after Non-Final Action
Jun 11, 2024
Non-Final Rejection — §103, §112
Dec 17, 2024
Response Filed
Jan 23, 2025
Final Rejection — §103, §112
Jul 28, 2025
Request for Continued Examination
Aug 01, 2025
Response after Non-Final Action
Aug 24, 2025
Non-Final Rejection — §103, §112
Nov 26, 2025
Response Filed
Dec 14, 2025
Final Rejection — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

14-15
Expected OA Rounds
73%
Grant Probability
88%
With Interview (+14.9%)
3y 4m
Median Time to Grant
High
PTA Risk
Based on 457 resolved cases by this examiner. Grant probability derived from career allow rate.

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