Prosecution Insights
Last updated: April 17, 2026
Application No. 13/986,690

Promises tracking device and method thereof for enhancement of behavior control

Non-Final OA §101
Filed
May 24, 2013
Examiner
UTAMA, ROBERT J
Art Unit
3715
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
unknown
OA Round
19 (Non-Final)
60%
Grant Probability
Moderate
19-20
OA Rounds
3y 6m
To Grant
90%
With Interview

Examiner Intelligence

Grants 60% of resolved cases
60%
Career Allow Rate
483 granted / 803 resolved
-9.9% vs TC avg
Strong +30% interview lift
Without
With
+30.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
54 currently pending
Career history
857
Total Applications
across all art units

Statute-Specific Performance

§101
22.9%
-17.1% vs TC avg
§103
37.5%
-2.5% vs TC avg
§102
12.0%
-28.0% vs TC avg
§112
19.3%
-20.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 803 resolved cases

Office Action

§101
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of the application This office action is response the amendment and argument filed on 08/05/2024. The current statuses of the claims in the application are as follow: claims 41-44 are still pending and claims 1-40 have been cancelled. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 41-44 are rejected under 35 U.S.C. 101 because the claimed invention is directed to an abstract idea without significantly more. The claim(s) recite(s) series of steps to guide a user to keep promise chain and providing the instructions/lessons for the user to help maintain said promise. These limitations covers performance of the limitations of the mind or the management of personal behavior. For example, the limitation of claims 41 discloses steps to receiving a plurality of viable promises, having a physical activation signal, showing the viable promises in an ordering number, setting promise times of the viable having a notification for the user when the time is up, receiving input from an input of broken promises, display a promise score and showing a level of sureness of the user graphically for the user to view and monitor. These steps appear to be directed to an abstract idea that can be performed in the human mind using a pen or pencil. As such, the examiner takes the position that these limitations are directed to the abstract idea grouping of “mental process” or “certain method of organizing human activity”. Similarly, the limitations of the dependent claims also show the same issue, for example: Claims 42, the steps of determine whether the one of the viable promises being broken is the excused broken promise or the unexcused broken promise, wherein only the unexcused broken promise has the negative effect on the promise score, wherein the excused broken promise and the unexcused broken promise are selected by the user can be interpreted to directed to the abstract idea grouping of “mental process” or “certain method of organizing human activity”. Claim 43, a learning and training phase with the one or more lessons for techniques of effective promise in responsive to a selection of the user through the selector according to a personal control score of the user can be interpreted to directed to the abstract idea grouping of “mental process” or “certain method of organizing human activity”. Claim 44, calculating/showing a promise score that contain personal control score of the user; promise score, wherein the excused broken promise and the unexcused broken promise are selected by the user can be interpreted to directed to the abstract idea grouping of “mental process” or “certain method of organizing human activity”. However, the applicant’s own specification shows that these limitations are nothing more than mere instructions to apply the exception using a generic computer component. For example, the limitations of claim 41-43 are replete with recitations of the use of generic computing element to display various information (for example, a screen, an input device comprising an activator configured for the user to generate physical activation signal, time setter displaying a physical activation signal, input device, a time setter, an activator, an excuse button and unexcused button), receiving input from the user, using a processor to execute a program instruction, and storing information in memory module. For example, page 8 of the applicant’s specification shows that the preferred embodiment of these program, storage device, and screen are nothing more than “iPhone App” (see “The Shield Method”). Further reading of the applicant’s specification further support examiner’s interpretation that these limitations are nothing more than generic computing device (see applicant’s specification page 46 line 1215-1219). As such, this limitation can also be interpreted as insignificant extra-solution activity to the judicial exception. The claim(s) does/do not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above with respect to integration of the abstract idea into a practical application, the additional element of using a processor to perform both the display of information and calculating scores amount to no more than mere instructions to apply the exception using a generic computer component. Mere instructions to apply an exception using a generic computer component cannot provide an inventive concept. The claim is not patent eligible. Response to Arguments Applicant’s arguments with respect to claims 41-44 have been considered but are considered to be unpersuasive. The applicant argued that the use of physical elements, activator, time setter, excused broken promise and unexecused broken promise are specific hardware configurations and constitute additional limitations amounting to significantly more than the exception. However, the specification shows that the buttons are nothing more that generic computer input devices. As it has been argued before the use of a screen and/or an input device can be interpreted as insignificant extra-solution activity to the judicial exception. As these limitation appears to be similar to the data gathering steps that can be interpreted as insignificant extra-solution activity. The examiner respectfully disagrees with applicant’s argument. A claim directed to software (or executed in a computer) does not necessarily mean that the such claim can be instantly interpreted as patently eligible. For examples, Benson, 409 U.S. at 67, 65, 175 USPQ at 674-75, 674 (noting that the claimed “conversion of [binary-coded decimal] numerals to pure binary numerals can be done mentally,” i.e., “as a person would do it by head and hand.”); Synopsys, Inc. v. Mentor Graphics Corp., 839 F.3d 1138, 1139, 120 USPQ2d 1473, 1474 (Fed. Cir. 2016) (holding that claims to a mental process of “translating a functional description of a logic circuit into a hardware component description of the logic circuit” are directed to an abstract idea, because the claims “read on an individual performing the claimed steps mentally or with pencil and paper”). In this particular case, nothing in the applicant’s specification or argument would preclude someone from mentally performing the mental step of forming a promise chain and tracking the score for tracking promises as described in claim 41. The applicant also provide argument that the claimed limitation is directed to an improvement to technology of forming promise chain or promise score tracking. The examiner notes that the applicant’s assertion is done without providing any evidence of such improvement. The MPEP is clear that ”… the disclosure must provide sufficient details such that one of ordinary skill in the art would recognize the claimed invention as providing an improvement.” [see MPEP 2106.05(a)]. In this particular case, the specification and the applicant’s argument is silent on any evidence of technical improvement that the current claim limitation supposed to solve. Furthermore, the applicant’s argument that improvement to the promise chain and scoring of such promise chain does not appear to be directed to technological improvement since the claim itself appears to be a mere automation of a series of mental processes. For example, mere automation of manual processes, such as using a generic computer to process an application for financing a purchase, Credit Acceptance Corp. v. Westlake Services, 859 F.3d 1044, 1055, 123 USPQ2d 1100, 1108-09 (Fed. Cir. 2017) and the recording, transmitting, and archiving digital images by use of conventional or generic technology in a nascent but well-known environment, without any assertion that the invention reflects an inventive solution to any problem presented by combining a camera and a cellular telephone, TLI Communications, 823 F.3d at 611-12, 118 USPQ2d at 1747. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ROBERT J UTAMA whose telephone number is (571)272-1676. The examiner can normally be reached 9:00 - 17:30 Monday - Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nathaniel Weihe can be reached on (571)272-8648. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ROBERT J UTAMA/Primary Examiner, Art Unit 3715
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Prosecution Timeline

May 24, 2013
Application Filed
Aug 12, 2015
Non-Final Rejection — §101
Feb 19, 2016
Response Filed
Apr 25, 2016
Final Rejection — §101
Jul 20, 2016
Applicant Interview (Telephonic)
Aug 31, 2016
Request for Continued Examination
Sep 12, 2016
Response after Non-Final Action
Mar 01, 2017
Non-Final Rejection — §101
Oct 03, 2017
Response after Non-Final Action
Oct 25, 2017
Response Filed
Mar 13, 2018
Final Rejection — §101
Aug 16, 2018
Request for Continued Examination
Aug 23, 2018
Response after Non-Final Action
Dec 06, 2018
Non-Final Rejection — §101
May 05, 2019
Response Filed
May 23, 2019
Final Rejection — §101
Sep 24, 2019
Response after Non-Final Action
Sep 24, 2019
Request for Continued Examination
Oct 04, 2019
Response after Non-Final Action
Dec 03, 2019
Non-Final Rejection — §101
Apr 06, 2020
Response Filed
Apr 09, 2020
Final Rejection — §101
Aug 10, 2020
Request for Continued Examination
Aug 14, 2020
Response after Non-Final Action
Oct 07, 2020
Non-Final Rejection — §101
Jan 07, 2021
Response Filed
Feb 03, 2021
Final Rejection — §101
Jul 05, 2021
Request for Continued Examination
Jul 06, 2021
Response after Non-Final Action
Jul 16, 2021
Non-Final Rejection — §101
Oct 18, 2021
Response Filed
Oct 22, 2021
Final Rejection — §101
Mar 25, 2022
Request for Continued Examination
Mar 31, 2022
Response after Non-Final Action
Apr 01, 2022
Non-Final Rejection — §101
Sep 06, 2022
Response Filed
Oct 21, 2022
Final Rejection — §101
Feb 27, 2023
Request for Continued Examination
Mar 08, 2023
Response after Non-Final Action
Mar 16, 2023
Non-Final Rejection — §101
Jul 20, 2023
Response Filed
Aug 18, 2023
Final Rejection — §101
Jan 22, 2024
Request for Continued Examination
Jan 28, 2024
Response after Non-Final Action
Mar 01, 2024
Non-Final Rejection — §101
Aug 05, 2024
Response Filed
Aug 15, 2024
Final Rejection — §101
Jan 16, 2025
Request for Continued Examination
Jan 17, 2025
Response after Non-Final Action
Jan 24, 2025
Non-Final Rejection — §101
Aug 15, 2025
Response after Non-Final Action

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

19-20
Expected OA Rounds
60%
Grant Probability
90%
With Interview (+30.0%)
3y 6m
Median Time to Grant
High
PTA Risk
Based on 803 resolved cases by this examiner. Grant probability derived from career allow rate.

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