Prosecution Insights
Last updated: April 19, 2026
Application No. 14/437,279

DEFINITIVE DEVELOPMENT DIAGNOSTIC ANALYSIS

Non-Final OA §102§103
Filed
Apr 21, 2015
Examiner
EOM, ROBERT J
Art Unit
1797
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Charm Sciences Inc.
OA Round
21 (Non-Final)
57%
Grant Probability
Moderate
21-22
OA Rounds
3y 10m
To Grant
92%
With Interview

Examiner Intelligence

Grants 57% of resolved cases
57%
Career Allow Rate
420 granted / 733 resolved
-7.7% vs TC avg
Strong +34% interview lift
Without
With
+34.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
20 currently pending
Career history
753
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
42.9%
+2.9% vs TC avg
§102
31.3%
-8.7% vs TC avg
§112
20.7%
-19.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 733 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 11/24/2025 has been entered. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of pre-AIA 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (b) the invention was patented or described in a printed publication in this or a foreign country or in public use or on sale in this country, more than one year prior to the date of application for patent in the United States. Claim(s) 1, 3-9, 11, and 21 is/are rejected under pre-AIA 35 U.S.C. 102(b) as being anticipated by Saul et al. (US 2008/0160538 A1). Regarding claim 1, Saul discloses a method of generating a definitive test result from an assay for detecting the presence or absence of an analyte when contacted with a sample (EXAMPLE 1; EXAMPLE 4; EXAMPLE 5), the method comprising: incubating said assay in an incubation environment for at least a predetermined incubation time tailored to said analyte-specific assay (see: incubation at 40 °C; [0076], see: incubation for “8 minutes” and “10 minutes”, “incubation at room temperature for an additional 2 minutes”); during said incubation, signaling an optical reader to perform continuous or periodic image detection, synchronized with incubation, of transmission of light on at least one control line and at least one test line site of said assay ([0067], see: results were read using a ROSA reader to read reflectance on the strip; [0029], see: test zone and control zone configured as lines; EXAMPLE 4, see: test area and control area; EXAMPLE 5, see: test area and control area) concurrently as incubating said assay and identifying a nondefinitive borderline test result, said nondefinitive borderline test result triggering further development in the test sequence for generating said definitive test result (EXAMPLE 4, see: 10 minute incubation result; EXAMPLE 5, see: 8 minute incubation results; [0076], see: “incubation at room temperature”); in response to said nondefinitive borderline test result, initiating continued incubation of said assay and generating a subsequent image detection of said borderline test result at said at least one control line and said at least one test line (EXAMPLE 4, see: 12 minute incubation results; EXAMPLE 5, see: 10 minute incubation results); and synchronizing transmissions of light with imaging from said reader on said at least one control line and said at least one test line ([0067], see: results were read using a ROSA reader to read reflectance on the strip; [0029], see: test zone and control zone configured as lines; EXAMPLE 4, see: test area and control area; EXAMPLE 5, see: test area and control area) and ending said incubation and image detection upon generating said definitive presence or absence test result from said borderline test result on said diagnostic test (EXAMPLE 4, see: 12 minute incubation time; EXAMPLE 5, see: 8 minute incubation time plus two minutes; [0076], see: “incubation at room temperature”; Regarding the intent of the method to end detection and incubation, the prior art method is directed towards maximizing accuracy and minimizing processing/incubation time of a single use assay, therefore it inherently is intended to end detection and incubation upon determining the assay is complete). Regarding claim 3, Saul further discloses generating a definitive test result includes reading a predetermined difference between a reflectance value on a control line and a reflectance value on a test line ([0067], see: results were read using a ROSA reader to read reflectance on the strip; EXAMPLE 1; EXAMPLE 4; EXAMPLE 5). Regarding claim 4, Saul further discloses generating a definitive test result includes reading a predetermined difference between a reflectance value of a control line and a reflectance value of a test line, and a predetermined reflectance value on said control line ([0067], see: results were read using a ROSA reader to read reflectance on the strip; EXAMPLE 1; EXAMPLE 4; EXAMPLE 5). Regarding claims 5 and 6, the method and apparatus disclosed by Saul would inherently be deactivated upon completion of its use. Regarding claim 7, Saul further discloses monitoring a pre-test analysis on said assay (EXAMPLE 1). Regarding claim 8, Saul further discloses decoding a reference coding on said assay (EXAMPLE 1, see: formula for the calibration of the reader and conversion of reader results to a ppb value). Regarding claim 9, Saul further discloses activating a corresponding channel in a multichannel reader ([0067], see: results were read using a ROSA reader to read reflectance on the strip). Regarding claim 11, Saul further discloses monitoring a pre-flow development along said assay. Regarding claim 21, Saul discloses a method of generating a definitive test result from an assay for an analyte when contacted with a sample and having an initial borderline rest result (EXAMPLE 1; EXAMPLE 4; EXAMPLE 5), the method comprising: incubating said assay in an incubation environment (see: incubation at 40 °C; [0076], see: “incubation at room temperature”); imaging a first transmission of light on at least one control line and at least one test line site of said assay ([0067], see: results were read using a ROSA reader to read reflectance on the strip; [0029], see: test zone and control zone configured as lines; EXAMPLE 4, see: test area and control area; EXAMPLE 5, see: test area and control area) as an incubator incubates said assay in said incubation environment and generating at least one initial nondefinitive borderline test result (EXAMPLE 4, see: 10 minute incubation result; EXAMPLE 5, see: 8 minute incubation results; [0076], see: “incubation at room temperature”); imaging a subsequent transmission of light on said assay following said nondefinitive borderline test result (EXAMPLE 4, see: 12 minute incubation results; EXAMPLE 5, see: 10 minute incubation results); and synchronizing imaging said subsequent transmission of light on said same at least one control line and said at least one test line site of said assay in said incubation environment ([0067], see: results were read using a ROSA reader to read reflectance on the strip; [0029], see: test zone and control zone configured as lines; EXAMPLE 4, see: test area and control area; EXAMPLE 5, see: test area and control area) and extending incubating of said assay, and ending imaging of transmission of light and incubating when generating said definitive test result following said initial nondefinitive borderline test result on said diagnostic test (EXAMPLE 4, see: 12 minute incubation time; EXAMPLE 5, see: 8 minute incubation time plus two minutes; [0076], see: “incubation at room temperature”; Regarding the intent of the method to end detection and incubation, the prior art method is directed towards maximizing accuracy and minimizing processing/incubation time of a single use assay, therefore it inherently is intended to end detection and incubation upon determining the assay is complete). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of pre-AIA 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action: (a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negatived by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under pre-AIA 35 U.S.C. 103(a) are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim 2 is/are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Saul et al. (US 2008/0160538 A1). Regarding claim 2, Saul discloses all of the claim limitations as set forth above, but the reference does not explicitly disclose the diagnostic reading period being one minute long. As the accuracy of assay results is a variable that can be modified, among others, by adjusting said diagnostic reading period, with said accuracy of assay results increasing as the timing of the diagnostic reading is increased, the precise diagnostic reading period would have been considered a result effective variable by one having ordinary skill in the art at the time the invention was made. As such, without showing unexpected results, the claimed diagnostic reading period cannot be considered critical. Accordingly, one of ordinary skill in the art at the time the invention was made would have optimized, by routine experimentation, the diagnostic reading period in the method and apparatus of Saul to obtain the desired assay accuracy (In re Boesch, 617 F.2d. 272, 205 USPQ 215 (CCPA 1980)), since it has been held that where the general conditions of the claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. (In re Aller, 105 USPQ 223). It is further noted that the Applicants do not disclose or provide evidence for the criticality of the recited diagnostic reading period in the originally filed disclosure. Response to Arguments Applicant's arguments filed 11/24/2025 have been fully considered but they are not persuasive. Applicant's arguments fail to comply with 37 CFR 1.111(b) because they amount to a general allegation that the claims define a patentable invention without specifically pointing out how the language of the claims patentably distinguishes them from the references. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ROBERT J EOM whose telephone number is (571)270-7075. The examiner can normally be reached Monday-Friday (9:00AM-5:00PM). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Lyle Alexander can be reached at 5712721254. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ROBERT J EOM/Primary Examiner, Art Unit 1797
Read full office action

Prosecution Timeline

Apr 21, 2015
Application Filed
May 15, 2017
Non-Final Rejection — §102, §103
Sep 18, 2017
Response Filed
Oct 22, 2017
Final Rejection — §102, §103
Dec 27, 2017
Response after Non-Final Action
Jan 25, 2018
Request for Continued Examination
Feb 01, 2018
Response after Non-Final Action
Apr 12, 2018
Non-Final Rejection — §102, §103
Jul 17, 2018
Response Filed
Nov 07, 2018
Final Rejection — §102, §103
Feb 08, 2019
Response after Non-Final Action
Feb 19, 2019
Response after Non-Final Action
Mar 05, 2019
Request for Continued Examination
Mar 19, 2019
Response after Non-Final Action
Mar 25, 2019
Non-Final Rejection — §102, §103
Apr 15, 2019
Response Filed
Jul 18, 2019
Final Rejection — §102, §103
Oct 21, 2019
Request for Continued Examination
Oct 22, 2019
Response after Non-Final Action
Jan 05, 2020
Non-Final Rejection — §102, §103
Mar 23, 2020
Response Filed
Jun 16, 2020
Final Rejection — §102, §103
Sep 16, 2020
Request for Continued Examination
Feb 22, 2021
Response after Non-Final Action
Mar 01, 2021
Non-Final Rejection — §102, §103
Jun 04, 2021
Response Filed
Jul 30, 2021
Final Rejection — §102, §103
Dec 01, 2021
Request for Continued Examination
Dec 02, 2021
Response after Non-Final Action
Dec 18, 2021
Non-Final Rejection — §102, §103
Apr 22, 2022
Response Filed
May 07, 2022
Final Rejection — §102, §103
Oct 07, 2022
Request for Continued Examination
Oct 12, 2022
Response after Non-Final Action
Nov 18, 2022
Non-Final Rejection — §102, §103
Feb 22, 2023
Response Filed
Mar 15, 2023
Final Rejection — §102, §103
Jun 12, 2023
Request for Continued Examination
Jun 17, 2023
Response after Non-Final Action
Jul 14, 2023
Non-Final Rejection — §102, §103
Nov 15, 2023
Response Filed
Dec 16, 2023
Final Rejection — §102, §103
May 16, 2024
Request for Continued Examination
May 20, 2024
Response after Non-Final Action
May 23, 2024
Non-Final Rejection — §102, §103
Aug 23, 2024
Response Filed
Aug 26, 2024
Final Rejection — §102, §103
Jan 27, 2025
Request for Continued Examination
Jan 28, 2025
Response after Non-Final Action
Feb 05, 2025
Non-Final Rejection — §102, §103
Jul 03, 2025
Response Filed
Jul 26, 2025
Final Rejection — §102, §103
Oct 27, 2025
Response after Non-Final Action
Nov 24, 2025
Request for Continued Examination
Nov 30, 2025
Response after Non-Final Action
Dec 12, 2025
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

21-22
Expected OA Rounds
57%
Grant Probability
92%
With Interview (+34.5%)
3y 10m
Median Time to Grant
High
PTA Risk
Based on 733 resolved cases by this examiner. Grant probability derived from career allow rate.

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