Prosecution Insights
Last updated: April 19, 2026
Application No. 15/971,464

IMAGING APPARATUS WITH TISSUE RETRIEVAL CHANNEL

Non-Final OA §103
Filed
May 04, 2018
Examiner
HENDERSON, RYAN N
Art Unit
3795
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Ninepoint Medical Inc.
OA Round
10 (Non-Final)
64%
Grant Probability
Moderate
10-11
OA Rounds
4y 3m
To Grant
82%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allow Rate
514 granted / 807 resolved
-6.3% vs TC avg
Strong +18% interview lift
Without
With
+17.9%
Interview Lift
resolved cases with interview
Typical timeline
4y 3m
Avg Prosecution
46 currently pending
Career history
853
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
34.6%
-5.4% vs TC avg
§102
33.5%
-6.5% vs TC avg
§112
28.0%
-12.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 807 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Notice of Amendment The Amendment filed 9/30/2025 has been entered. Claims 1-8 are pending in the application with claim 1 amended, claim 8 withdrawn, claims 9-20 cancelled. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-5 and 7 are rejected under 35 U.S.C. 103 as being unpatentable over Leeflang et al. (US Patent Application Publication No. 2015/0327754, hereinafter Leeflang) in view of Partridge et al. (US Patent Application Publication No. 2005/0065419, hereinafter Partridge) and Leavitt et al. (US Patent No. 5,779,731, hereinafter Leavitt). In regard to claim 1, Leeflang discloses an imaging apparatus (8, Fig. 1), comprising: a sheath (20,30) having an internal channel (18b) associated with a catheter body (Fig. 2A); an imaging element (40) disposed in the sheath, wherein the sheath includes one or more registration markers (Par. 40), wherein at least one of the one or more registration markers (i) is configured to provide contrast to one or more imaging modalities (Par. 40); an ancillary channel (18a), wherein the ancillary channel includes an opening (15a) located between a proximal end and a distal end of the sheath to accommodate a tissue retrieval device (the ancillary channel is configured for delivering instruments (70) and therefore is capable accommodating a tissue retrieval device, Fig. 4A), at least a portion of a surface other than an opening in common with a surface of the sheath (Fig. 2A), wherein the ancillary channel is separate from the imaging element (Fig. 2A), the one or more registration markers are located proximate to a distal end of the opening of the ancillary channel (Fig. 2A, Par. 40, both the radiopaque marker and opening are disposed in the distal tip (14)); wherein the tissue retrieval device is disposed in the ancillary channel, the tissue retrieval device configured to be deployable and retractable via the ancillary channel (a tissue retrieval device is capable of being disposed in the ancillary channel and being deployable / retractable within the ancillary channel since the tissue retrieval device is not a positively recited component, Fig. 4A); and an inflatable balloon (30), coupled to an exterior surface of the sheath (Fig. 2A). Leeflang does not expressly teach wherein an exterior surface of the balloon is textured to aid in anchoring the sheath to tissue. Partridge teaches an analogous catheter for placing cardiac leads within a heart of a patient. The catheter includes balloons (240,250) which may be smooth, fluted and/or have texturing or other means of altering the grasping quality and/or shape of the balloons (Par. 19). It would’ve been obvious to one of ordinary skill in the art at the effective filing date of the invention to modify the balloon (30) of Leeflang with a textured surface as taught by Partridge in order to improve the grasping quality of the balloon within a cardiac space of a patient (Par. 19). Leaflang teaches that various sections of the catheter can be formed with radiopaque markers to enhance visibility under fluoroscopy, ultrasound, MRI, or other imaging modalities (Par. 40), but does not expressly teach (ii) includes a common surface to both an interior surface of the sheath and an exterior surface of the sheath. Leavitt teaches an analogous balloon catheter (10) comprising an elongate shaft (16) with a balloon (20) attached adjacent a distal end of the elongate shaft and an inner shaft (18). The elongate shaft (16) is formed with a proximal marker (68) at a distal end therof that forms parts of the outer surface and inner surface of the elongate shaft (16) and a distal marker (70) position on the inner shaft (18). The proximal and distal makers (68, 70) enabling a physician to visualize a working distance of the balloon (Col. 5, Line 59 – Col. 6, Line 9). It would’ve been obvious to one of ordinary skill in the art at the effective filing date of the invention to provide the catheter of Leaflang with the proximal and distal markers (68, 70) of Leavitt enabling a physician to locate the distal end of the catheter within a body cavity and also accurately visualize the working length of the balloon (Col. 5, Line 59 – Col. 6, Line 9). In regard to claim 2, Leeflang teaches wherein the ancillary channel is alongside of the sheath. (Fig. 2A). In regard to claim 3, Leeflang teaches wherein the imaging element is disposed in a portion of the sheath associated with a distal exit of the ancillary channel (Fig. 4A illustrates the imaging element configured to image instrument exiting the distal exit of the ancillary channel). In regard to claim 4, Leeflang teaches wherein the tissue retrieval device is configured to be introducible and removable via the ancillary channel (a tissue retrieval device is capable of being disposed in the ancillary channel and being deployable / retractable within the ancillary channel since the tissue retrieval device is not a positively recited component, Fig. 4A). In regard to claim 5, Leeflang teaches further comprising an actuation translator coupled to the imaging element, the actuation translator configured to rotate and translate the imaging element (Par. 44, 46 via manipulating steering wires for deflecting / bending to adjust a field of view of the imaging element). In regard to claim 7, Leeflang teaches wherein the inflatable balloon is configured to be inflatable via the sheath (via inflation lumen (18b), Fig. 2A). Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Leeflang et al. (US Patent Application Publication No. 2015/0327754, hereinafter Leeflang) in view of Partridge et al. (US Patent Application Publication No. 2005/0065419, hereinafter Partridge) and Leavitt et al. (US Patent No. 5,779,731, hereinafter Leavitt), as applied to claim 5, Hopkins JR (US Patent Application Publication No. 2017/0325671, hereinafter Hopkins). In regard to claim 6, Leeflang does not expressly teach wherein the actuation translator is a member of a group consisting of a motor-and a piezoelectric actuator. Hopkins teaches an analogous device comprising an image sensor assembly (202) within a distal end of the device. A viewing angle of the image sensor assembly (202) can be changed by manipulating a wire (230) which is actuated via linear actuator (231), see Figs. 2-3 (Par. 34). It would’ve been obvious to one of ordinary skill in the art at the effective filing date of the invention to provide the imaging apparatus of Leeflang with the linear actuator (231) of Hopkins as a matter of design choice as an alternate actuator known in the art for applying tension and compression to control wires for changing an angle of view of an image sensor assembly. Response to Arguments Applicant’s arguments with respect to claims 1-7 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RYAN N HENDERSON whose telephone number is (571)270-1430. The examiner can normally be reached Monday-Friday 6am-5pm (PST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anhtuan Nguyen can be reached at 571-272-4963. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RYAN N HENDERSON/Primary Examiner, Art Unit 3795 November 8, 2025
Read full office action

Prosecution Timeline

May 04, 2018
Application Filed
Nov 20, 2020
Non-Final Rejection — §103
May 24, 2021
Response Filed
May 27, 2021
Final Rejection — §103
Dec 02, 2021
Request for Continued Examination
Dec 10, 2021
Response after Non-Final Action
Jan 06, 2022
Non-Final Rejection — §103
Jun 13, 2022
Response Filed
Jun 15, 2022
Final Rejection — §103
Dec 20, 2022
Request for Continued Examination
Jan 07, 2023
Response after Non-Final Action
Jan 28, 2023
Non-Final Rejection — §103
Aug 02, 2023
Response Filed
Aug 15, 2023
Final Rejection — §103
Dec 21, 2023
Response after Non-Final Action
Jan 22, 2024
Request for Continued Examination
Jan 26, 2024
Response after Non-Final Action
Jan 30, 2024
Non-Final Rejection — §103
Jun 03, 2024
Response Filed
Jun 29, 2024
Final Rejection — §103
Jan 06, 2025
Request for Continued Examination
Jan 08, 2025
Response after Non-Final Action
Apr 25, 2025
Non-Final Rejection — §103
Sep 30, 2025
Response Filed
Nov 08, 2025
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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SYSTEMS AND METHODS FOR DETECTING PHYSICAL CONTACT OF A SURGICAL INSTRUMENT WITH PATIENT TISSUE
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Patent 12543928
ELEVATOR FOR DIRECTING MEDICAL TOOL
2y 5m to grant Granted Feb 10, 2026
Patent 12539019
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2y 5m to grant Granted Feb 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

10-11
Expected OA Rounds
64%
Grant Probability
82%
With Interview (+17.9%)
4y 3m
Median Time to Grant
High
PTA Risk
Based on 807 resolved cases by this examiner. Grant probability derived from career allow rate.

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