Prosecution Insights
Last updated: September 17, 2026
Application No. 15/985,153

Adjusting supervised learning algorithms with prior external knowledge to eliminate colinearity and causal confusion

Non-Final OA §101
Filed
May 21, 2018
Examiner
LEE, TSU-CHANG
Art Unit
2128
Tech Center
2100 — Computer Architecture & Software
Assignee
Prescient Models LLC
OA Round
7 (Non-Final)
73%
Grant Probability
Favorable
7-8
OA Rounds
0m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
313 granted / 430 resolved
+17.8% vs TC avg
Moderate +14% lift
Without
With
+14.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
40 currently pending
Career history
457
Total Applications
across all art units

Statute-Specific Performance

§101
39.3%
-0.7% vs TC avg
§103
31.7%
-8.3% vs TC avg
§102
6.4%
-33.6% vs TC avg
§112
18.1%
-21.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 430 resolved cases

Office Action

§101
The present application, filed on or after 16 March 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 22 June 2026 has been entered. THIS ACTION IS NON-FINAL. Status of Claims Claims 1-9 are pending. Claims 10-11 are cancelled. Claims 1-9 are rejected under 35 U.S.C. 101 for being directed to a judicial exception (i.e., a law of nature, a natural phenomenon, or an abstract idea) without significantly more. There is no art rejection for claims 1-9. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Judicial Exception Claims 1-9 of the claimed invention are directed to a judicial exception, an abstract idea, without significantly more. With regards to claim 1, the claim recites a method, which falls into one of the statutory categories. 2A – Prong 1: the claim, in part, recites “(a) generating an external model to predict said binary target variable with external factors; (b) running said external model to generate external forecasts of said binary target variable; (c) generating a separate supervised learning model …. (d) applying said external forecasts from said external model as a fixed input to said supervised learning model to adjust the effects of said external factors with respect to said internal behavior factors and to eliminate colinearity reduce collinearity between said external factors and said internal behavior factors of said target variable; and (e) forecasting performance of said target variable based upon said supervised learning model, wherein future forecasts from said external model and said internal behavior factors create a forecast of the binary target variable, wherein collinearity is reduced by separate processing of said external factors and said internal behavior factors and wherein said external forecasts applied to said supervised learning model remain constant during said forecasting process”, which, as drafted, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components. For example, but for the possibility of implementing by general computer, the claimed in the limitation citied above can be performed by a mind (e.g., a human financial analyst could analyze external & internal factors to generate / combine / apply models based on math calculations to make forecast), with possible aid of paper & pen and/or calculator. That is, other than the recitation of generic computer components, nothing in the claim element precludes the step from practically being performed in the mind. If a claim limitation, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components, then it falls within the “Mental Processes” grouping of abstract ideas. Accordingly, the claim recites an abstract idea. 2A – Prong 2: This judicial exception is not integrated into a practical application. In particular, the claim recites the additional elements: (a) possible implementing with general computer (merely uses a computer as a tool to perform an abstract idea, MPEP 2106.05(f); (b) “having inputs for receiving internal behavior factors” (insignificant extra solution activity, MPEP.2106.05(g). For (a), it is mere instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea, as discussed in MPEP 2106.05(f). For (b), these steps are recited at a high level of generality and amounts to extra-solution activity of receiving data, i.e. pre-solution activity of gathering data for use in the claimed process as described in MPEP.2106.05(g). Accordingly, there is no additional element integrating the abstract idea into a practical application. The claim is directed to an abstract idea. 2B Analysis: The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above, the possibility of using a generic computing component for executing the steps amounts no more than mere instructions to apply the exception using a generic computer component (merely uses a computer as a tool to perform an abstract idea, MPEP 2106.05(f)). The additional elements of “having inputs for receiving internal behavior factors” is insignificant extra solution activity, MPEP.2106.05(g). The courts have found limitations directed to obtaining information electronically, recited at a high level of generality, to be well-understood, routine, and conventional (see MPEP 2106.05(d)(II), “receiving or transmitting data over a network”, "electronic record keeping," and "storing and retrieving information in memory"). Hence the additional elements do not add anything significant to the abstract idea. The claim is not patent eligible. With regards to claim 2, the claim recites a method, which falls into one of the statutory categories. 2A – Prong 1: the claim, in part, recites “(a) generating an external time series model to predict said binary target variable with external factors; (b) running said external time series to generate external forecasts of said binary target variable; (c) generating a separate supervised learning model defining an internal behavioral model ….; (d) applying said external forecasts as a fixed input to said supervised learning model to adjust the effects of said external factors with respect to said internal behavior factors and to reduce collinearity eliminate colinearity between said external factors and said internal behavior factors of said target variable;(e) forecasting performance of said binary target variable based upon said supervised learning model, wherein future forecasts from said external model forecasts and said internal behavior factors create a forecast of the binary target variable, wherein collinearity is reduced by separate processing of said external factors and said internal behavior factors and wherein said external forecasts applied to said supervised learning model remain constant during said forecasting process”, which, as drafted, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components. For example, but for the possibility of implementing by general computer, the claimed in the limitation citied above can be performed by a mind (e.g., a human financial analyst could analyze external & internal factors to generate / combine / apply models based on math calculations to make forecast), with possible aid of paper & pen and/or calculator. That is, other than the recitation of generic computer components, nothing in the claim element precludes the step from practically being performed in the mind. If a claim limitation, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components, then it falls within the “Mental Processes” grouping of abstract ideas. Accordingly, the claim recites an abstract idea. 2A – Prong 2: This judicial exception is not integrated into a practical application. In particular, the claim recites the additional elements: (a) possible implementing with general computer (merely uses a computer as a tool to perform an abstract idea, MPEP 2106.05(f); (b) “having inputs for receiving internal behavior factors” (insignificant extra solution activity, MPEP.2106.05(g). For (a), it is mere instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea, as discussed in MPEP 2106.05(f). For (b), these steps are recited at a high level of generality and amounts to extra-solution activity of receiving data, i.e. pre-solution activity of gathering data for use in the claimed process as described in MPEP.2106.05(g). Accordingly, there is no additional element integrating the abstract idea into a practical application. The claim is directed to an abstract idea. 2B Analysis: The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above, the possibility of using a generic computing component for executing the steps amounts no more than mere instructions to apply the exception using a generic computer component (merely uses a computer as a tool to perform an abstract idea, MPEP 2106.05(f)). The additional elements of “having inputs for receiving internal behavior factors” is insignificant extra solution activity, MPEP.2106.05(g). The courts have found limitations directed to obtaining information electronically, recited at a high level of generality, to be well-understood, routine, and conventional (see MPEP 2106.05(d)(II), “receiving or transmitting data over a network”, "electronic record keeping," and "storing and retrieving information in memory"). Hence the additional elements do not add anything significant to the abstract idea. The claim is not patent eligible. With regards to claim 3, the claim recites a method, which falls into one of the statutory categories. 2A – Prong 1: the claim, in part, recites “(a) generating an external model of age dynamics of said binary target variable to predict said binary target variable with external factors; (b) running said external model to generate external forecasts of said binary target variable; (c) generating a separate supervised learning mode variable ….; and (d) applying said external forecasts as a fixed input to said supervised learning model to adjust the effects of said external factors with respect to said internal behavior factors and to reduce collinearity eliminate colinearity between said external factors and said internal behavior factors of said target variable; and (e) forecasting performance of said binary target variable based on said supervised learning model, wherein said external forecasts and said internal behavior factors create a forecast of the binary target variable, wherein collinearity is reduced by separate processing of said external factors and said internal behavior factors and wherein said external forecasts applied to said supervised learning model remain constant during said forecasting process”, which, as drafted, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components. For example, but for the possibility of implementing by general computer, the claimed in the limitation citied above can be performed by a mind (e.g., a human financial analyst could analyze external & internal factors to generate / combine / apply models based on math calculations to make forecast), with possible aid of paper & pen and/or calculator. That is, other than the recitation of generic computer components, nothing in the claim element precludes the step from practically being performed in the mind. If a claim limitation, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components, then it falls within the “Mental Processes” grouping of abstract ideas. Accordingly, the claim recites an abstract idea. 2A – Prong 2: This judicial exception is not integrated into a practical application. In particular, the claim recites the additional elements: (a) possible implementing with general computer (merely uses a computer as a tool to perform an abstract idea, MPEP 2106.05(f); (b) “having inputs for receiving internal behavior factors” (insignificant extra solution activity, MPEP.2106.05(g). For (a), it is mere instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea, as discussed in MPEP 2106.05(f). For (b), these steps are recited at a high level of generality and amounts to extra-solution activity of receiving data, i.e. pre-solution activity of gathering data for use in the claimed process as described in MPEP.2106.05(g). Accordingly, there is no additional element integrating the abstract idea into a practical application. The claim is directed to an abstract idea. 2B Analysis: The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above, the possibility of using a generic computing component for executing the steps amounts no more than mere instructions to apply the exception using a generic computer component (merely uses a computer as a tool to perform an abstract idea, MPEP 2106.05(f)). The additional elements of “having inputs for receiving internal behavior factors” is insignificant extra solution activity, MPEP.2106.05(g). The courts have found limitations directed to obtaining information electronically, recited at a high level of generality, to be well-understood, routine, and conventional (see MPEP 2106.05(d)(II), “receiving or transmitting data over a network”, "electronic record keeping," and "storing and retrieving information in memory"). Hence the additional elements do not add anything significant to the abstract idea. The claim is not patent eligible. With regards to claim 4, the claim recites a method, which falls into one of the statutory categories. 2A – Prong 1: the claim, in part, recites “(a) generating an age-period-cohort behavioral model to predict said binary target variable; (b) running said model to generate forecasts of said binary target variable; (c) generating a separate supervised learning model ….; (d) applying said forecasts to said supervised learning model as a fixed input to adjust the effects of said external forecasts with respect to said internal behavior factors and to reduce collinearity eliminate collinearity between said external factors forecasts-and said internal behavior factors of said target variable; and (e) forecasting performance of said binary target variable based on said supervised learning model, wherein said forecasts”, which, as drafted, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components. For example, but for the possibility of implementing by general computer, the claimed in the limitation citied above can be performed by a mind (e.g., a human financial analyst could analyze external & internal factors to generate / combine / apply models based on math calculations to make forecast), with possible aid of paper & pen and/or calculator. That is, other than the recitation of generic computer components, nothing in the claim element precludes the step from practically being performed in the mind. If a claim limitation, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components, then it falls within the “Mental Processes” grouping of abstract ideas. Accordingly, the claim recites an abstract idea. 2A – Prong 2: This judicial exception is not integrated into a practical application. In particular, the claim recites the additional elements: (a) possible implementing with general computer (merely uses a computer as a tool to perform an abstract idea, MPEP 2106.05(f); (b) “having inputs for receiving internal behavior factors” (insignificant extra solution activity, MPEP.2106.05(g). For (a), it is mere instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea, as discussed in MPEP 2106.05(f). For (b), these steps are recited at a high level of generality and amounts to extra-solution activity of receiving data, i.e. pre-solution activity of gathering data for use in the claimed process as described in MPEP.2106.05(g). Accordingly, there is no additional element integrating the abstract idea into a practical application. The claim is directed to an abstract idea. 2B Analysis: The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above, the possibility of using a generic computing component for executing the steps amounts no more than mere instructions to apply the exception using a generic computer component (merely uses a computer as a tool to perform an abstract idea, MPEP 2106.05(f)). The additional elements of “having inputs for receiving internal behavior factors” is insignificant extra solution activity, MPEP.2106.05(g). The courts have found limitations directed to obtaining information electronically, recited at a high level of generality, to be well-understood, routine, and conventional (see MPEP 2106.05(d)(II), “receiving or transmitting data over a network”, "electronic record keeping," and "storing and retrieving information in memory"). Hence the additional elements do not add anything significant to the abstract idea. The claim is not patent eligible. With regards to claim 5, the claim recites a method, which falls into one of the statutory categories. 2A – Prong 1: the claim, in part, recites “(a) generating an external behavior model of said continuous target variable with external factors; (b) running said external model to generate external forecasts of said continuous target variable; (c) adjusting said continuous target variable based upon said external forecasts defining an adjusted continuous target variable; (d) generating a separate supervised learning model having inputs for receiving internal behavior factors to eliminate colinearity between said external factors and said internal behavior factors of said target variable; (e) applying said external forecast as a fixed input to said supervised learning model to adjust the effects of said external factors with respect to said internal behavior factors and to eliminate colinearity reduce collinearity between said adjusted external factors and said internal behavior factors of said target variable; and (f) forecasting performance of said adjusted target variable based upon a said supervised learning model, wherein said adjusted target variable and said internal behavior factors create a forecast of the performance of said adjusted target variable, wherein collinearity is reduced by separate processing of said external forecasts and said internal behavior factors and wherein said external forecasts applied to said supervised learning model remain constant during said forecasting process”, which, as drafted, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components. For example, but for the possibility of implementing by general computer, the claimed in the limitation citied above can be performed by a mind (e.g., a human financial analyst could analyze external & internal factors to generate / combine / apply models based on math calculations to make forecast), with possible aid of paper & pen and/or calculator. That is, other than the recitation of generic computer components, nothing in the claim element precludes the step from practically being performed in the mind. If a claim limitation, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components, then it falls within the “Mental Processes” grouping of abstract ideas. Accordingly, the claim recites an abstract idea. 2A – Prong 2: This judicial exception is not integrated into a practical application. In particular, the claim recites possible implementing with general computer, which is mere instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea, as discussed in MPEP 2106.05(f). Accordingly, there is no additional element integrating the abstract idea into a practical application. The claim is directed to an abstract idea. 2B Analysis: The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above, the possibility of using a generic computing component for executing the steps amounts no more than mere instructions to apply the exception using a generic computer component (merely uses a computer as a tool to perform an abstract idea, MPEP 2106.05(f)). Hence the additional elements do not add anything significant to the abstract idea. The claim is not patent eligible. With regards to claim 6, the claim recites a method, which falls into one of the statutory categories. 2A – Prong 1: the claim, in part, recites “(a) generating an external time series behavioral model of external factors to capture time dynamics relevant to said continuous target variable; (b) running said external model to generate external forecasts of said continuous target variable; (c) adjusting said continuous target variable based upon said external forecasts defining an adjusted target variable; (d) generating a separate supervised learning model having inputs for receiving internal behavior factors to eliminate colinearity between said external factors and said internal behavior factors of said target variable;(e) applying said adjusted target variable as a fixed input to said supervised learning model to adjust the effects of the external factors with respect to said internal behavior factors to adjust the effects of said external factors with respect to said internal behavior factors and to eliminate colinearity reduce collinearity between said external factors and said internal behavior factors of said target variable;(f) forecasting performance of said adjusted target variable based upon a said supervised learning model, wherein said upon said internal behavior factors and said adjusted target variable provide a forecast of the performance of said adjusted target variable, wherein collinearity is reduced by separate processing of said external factors and said internal behavior factors and wherein said external forecasts applied to said supervised learning model remain constant during said forecasting process”, which, as drafted, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components. For example, but for the possibility of implementing by general computer, the claimed in the limitation citied above can be performed by a mind (e.g., a human financial analyst could analyze external & internal factors to generate / combine / apply models based on math calculations to make forecast), with possible aid of paper & pen and/or calculator. That is, other than the recitation of generic computer components, nothing in the claim element precludes the step from practically being performed in the mind. If a claim limitation, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components, then it falls within the “Mental Processes” grouping of abstract ideas. Accordingly, the claim recites an abstract idea. 2A – Prong 2: This judicial exception is not integrated into a practical application. In particular, the claim recites possible implementing with general computer, which is mere instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea, as discussed in MPEP 2106.05(f). Accordingly, there is no additional element integrating the abstract idea into a practical application. The claim is directed to an abstract idea. 2B Analysis: The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above, the possibility of using a generic computing component for executing the steps amounts no more than mere instructions to apply the exception using a generic computer component (merely uses a computer as a tool to perform an abstract idea, MPEP 2106.05(f)). Hence the additional elements do not add anything significant to the abstract idea. The claim is not patent eligible. With regards to claim 7, the claim recites a method, which falls into one of the statutory categories. 2A – Prong 1: the claim, in part, recites “(a) generating an external behavioral model of external factors to capture age dynamics relevant to said continuous target variable; (b) running said external model to generate external forecasts of said continuous target variable; (c) adjusting the continuous target variable based upon said external forecasts defining an adjusted continuous target variable; and (d) generating a separate supervised learning model having inputs for receiving internal behavioral factors to eliminate colinearity between said external factors and said internal behavior factors of said target variable; (e) applying said adjusted target variable as a fixed input to said supervised learning model to adjust the effects of the external forecasts with respect to said internal behavior factors and to eliminate colinearity reduce collinearity between said external forecasts and said internal behavior factors of said target variable; (f) forecasting the performance of said adjusted target variable based upon said separate supervised learning model, wherein said adjusted target variable and said internal behavior factors to provide a forecast of the performance of said adjusted target variable, wherein collinearity is reduced by separate processing of said external factors and said internal behavior factors and wherein said external forecasts applied to said supervised learning model remain constant during said forecasting process”, which, as drafted, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components. For example, but for the possibility of implementing by general computer, the claimed in the limitation citied above can be performed by a mind (e.g., a human financial analyst could analyze external & internal factors to generate / combine / apply models based on math calculations to make forecast), with possible aid of paper & pen and/or calculator. That is, other than the recitation of generic computer components, nothing in the claim element precludes the step from practically being performed in the mind. If a claim limitation, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components, then it falls within the “Mental Processes” grouping of abstract ideas. Accordingly, the claim recites an abstract idea. 2A – Prong 2: This judicial exception is not integrated into a practical application. In particular, the claim recites possible implementing with general computer, which is mere instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea, as discussed in MPEP 2106.05(f). Accordingly, there is no additional element integrating the abstract idea into a practical application. The claim is directed to an abstract idea. 2B Analysis: The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above, the possibility of using a generic computing component for executing the steps amounts no more than mere instructions to apply the exception using a generic computer component (merely uses a computer as a tool to perform an abstract idea, MPEP 2106.05(f)). Hence the additional elements do not add anything significant to the abstract idea. The claim is not patent eligible. With regards to claim 8, the claim recites a method, which falls into one of the statutory categories. 2A – Prong 1: the claim, in part, recites “(a) generating an age-period-cohort behavioral behavior model to capture age and time dynamics relevant to said continuous target variable; (b) running said model to generate external forecasts of said continuous target variable;(c) adjusting the continuous target variable based upon the external age-period-cohort factors defining an adjusted continuous target variable; and (d) a separate supervised learning model having inputs for receiving internal behavioral factors to eliminate colinearity between said external factors and said internal behavior factors of said target variable; (e) applying said adjusted target variable as a fixed input to said supervised learning model to adjust the effects of the external forecasts with respect to said internal behavior factors and to eliminate colinearity reduce collinearity between said external forecast and said internal behavior factors of said target variable; (f) forecasting the performance of said adjusted target variable adjusted target variable and said internal behavior factors to provide a forecast of the performance of said adjusted target variable, wherein collinearity is reduced by separate processing of said external forecasts and said internal behavior factors and wherein said external forecasts applied to said supervised learning model remain constant during said forecasting process”, which, as drafted, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components. For example, but for the possibility of implementing by general computer, the claimed in the limitation citied above can be performed by a mind (e.g., a human financial analyst could analyze external & internal factors to generate / combine / apply models based on math calculations to make forecast), with possible aid of paper & pen and/or calculator. That is, other than the recitation of generic computer components, nothing in the claim element precludes the step from practically being performed in the mind. If a claim limitation, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components, then it falls within the “Mental Processes” grouping of abstract ideas. Accordingly, the claim recites an abstract idea. 2A – Prong 2: This judicial exception is not integrated into a practical application. In particular, the claim recites possible implementing with general computer, which is mere instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea, as discussed in MPEP 2106.05(f). Accordingly, there is no additional element integrating the abstract idea into a practical application. The claim is directed to an abstract idea. 2B Analysis: The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above, the possibility of using a generic computing component for executing the steps amounts no more than mere instructions to apply the exception using a generic computer component (merely uses a computer as a tool to perform an abstract idea, MPEP 2106.05(f)). Hence the additional elements do not add anything significant to the abstract idea. The claim is not patent eligible. With regards to claim 9, the claim recites a method, which falls into one of the statutory categories. 2A – Prong 1: the claim, in part, recites “(a) generating an external behavioral model of external factors to predict said binary target variable with external forecasts; (b) running said external model to generate external forecasts of said binary target variable; (c) generating a neural network defining an internal behavior model …. ; (d) applying said external forecasts as a fixed input to said neural network to reduce collinearity between said external factors and said internal behavior factors of said target variable; (e) forecasting performance of said target variable based on a said external forecasts and said internal behavior factors to create a forecast of the binary target variable, wherein collinearity is reduced by separate processing of said external forecasts and said internal behavior factors and wherein said external forecasts applied to said supervised learning model remain constant during said forecasting process”, which, as drafted, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components. For example, but for the possibility of implementing by general computer, the claimed in the limitation citied above can be performed by a mind (e.g., a human financial analyst could analyze external & internal factors to generate / combine / apply models based on math calculations to make forecast), with possible aid of paper & pen and/or calculator. That is, other than the recitation of generic computer components, nothing in the claim element precludes the step from practically being performed in the mind. If a claim limitation, under its broadest reasonable interpretation, covers performance of the limitation in the mind but for the recitation of generic computer components, then it falls within the “Mental Processes” grouping of abstract ideas. Accordingly, the claim recites an abstract idea. 2A – Prong 2: This judicial exception is not integrated into a practical application. In particular, the claim recites the additional elements: (a) possible implementing with general computer (merely uses a computer as a tool to perform an abstract idea, MPEP 2106.05(f); (b) “for receiving internal behavior factors and said external model as a fixed input” (insignificant extra solution activity, MPEP.2106.05(g). For (a), it is mere instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea, as discussed in MPEP 2106.05(f). For (b), these steps are recited at a high level of generality and amounts to extra-solution activity of receiving data, i.e. pre-solution activity of gathering data for use in the claimed process as described in MPEP.2106.05(g). Accordingly, there is no additional element integrating the abstract idea into a practical application. The claim is directed to an abstract idea. 2B Analysis: The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above, the possibility of using a generic computing component for executing the steps amounts no more than mere instructions to apply the exception using a generic computer component (merely uses a computer as a tool to perform an abstract idea, MPEP 2106.05(f)). The additional elements of “for receiving internal behavior factors and said external model as a fixed input” is insignificant extra solution activity, MPEP.2106.05(g). The courts have found limitations directed to obtaining information electronically, recited at a high level of generality, to be well-understood, routine, and conventional (see MPEP 2106.05(d)(II), “receiving or transmitting data over a network”, "electronic record keeping," and "storing and retrieving information in memory"). Hence the additional elements do not add anything significant to the abstract idea. The claim is not patent eligible. Response to Argument Applicant’s arguments filed 22 June 2026 has been fully considered but they are not fully persuasive. Regarding 101 rejections, Applicant argued that (p.1-2) PNG media_image1.png 148 750 media_image1.png Greyscale PNG media_image2.png 608 748 media_image2.png Greyscale … Examiner replies: Unlike Ex Parte Desjardins case, the amended claims did not provide any details on how the learning models are adjusted. There is no additional element provided in the amended claim to change the base of 101 rejection, hence 101 rejection is maintained. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to TSU-CHANG LEE whose telephone number is 571-272-3567. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Omar Fernandez Rivas, can be reached 571-272-2589. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TSU-CHANG LEE/ Primary Examiner, Art Unit 2128
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Prosecution Timeline

Show 26 earlier events
Aug 11, 2025
Response after Non-Final Action
Aug 11, 2025
Response after Non-Final Action
Feb 26, 2026
Response after Non-Final Action
Apr 07, 2026
Response after Non-Final Action
Apr 28, 2026
Response after Non-Final Action
Jun 22, 2026
Request for Continued Examination
Jun 23, 2026
Response after Non-Final Action
Jul 15, 2026
Non-Final Rejection mailed — §101 (current)

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Patent 12717288
SYSTEM AND METHOD FOR PROGRAMMING A TRAINABLE TRANSMITTER
3y 0m to grant Granted Aug 25, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
73%
Grant Probability
87%
With Interview (+14.4%)
3y 6m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 430 resolved cases by this examiner. Grant probability derived from career allowance rate.

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