Prosecution Insights
Last updated: April 19, 2026
Application No. 16/120,875

METHOD OF IMPROVING ANODE STABILITY IN A LITHIUM METAL SECONDARY BATTERY

Non-Final OA §103
Filed
Sep 04, 2018
Examiner
SMITH, JEREMIAH R
Art Unit
1723
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Nanotek Instruments Inc.
OA Round
13 (Non-Final)
58%
Grant Probability
Moderate
13-14
OA Rounds
3y 3m
To Grant
83%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allow Rate
449 granted / 774 resolved
-7.0% vs TC avg
Strong +25% interview lift
Without
With
+25.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
51 currently pending
Career history
825
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
51.8%
+11.8% vs TC avg
§102
21.3%
-18.7% vs TC avg
§112
19.2%
-20.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 774 resolved cases

Office Action

§103
DETAILED ACTION Application 16/120875, “METHOD OF EXTENDING CYCLE-LIFE OF A LITHIUM METAL SECONDARY BATTERY”, was filed on 9/4/18, and is a CIP of application 16/014623 filed on 6/21/18. This Office Action on the merits is in response to claims and amendments filed 10/9/25. First Inventor to File Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Response to Arguments Applicant's arguments filed on 10/9/25 have been fully considered but they are not persuasive. Although some species of the lithium-ion conducting additive have been removed, the claim retains lithium bisperfluoro-ethylsulfonylimide (LiBETI) which corresponds to the “LiN(SO2C2F5)2” taught by Lee’185 at paragraph [0064]. As supporting evidence, this is confirmed by Mie (USP 7709157) at c2:6-8. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-2, 4-7, 11-14 and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over the combination of Lee’185 (US 2019/0058185), Zhamu’656 (USP 9564656), Viner (US 2019/0088958) and Rao (USP 4322317). Regarding claims 1-2, 4-7, 11-14 and 20, Lee’185 teaches a method comprising implementing two anode-protecting layers (item 120, 130) between an anode active material layer (item 110) and a porous separator/electrolyte (Figures 1 and 2; paragraph [0089]), wherein said two anode-protecting layers comprise: a) a first anode-protecting layer (item 130) having a thickness from 1 nm to 100 micrometers (paragraph [0054]) and comprising a thin layer of electron-conducting material selected from graphene sheets, carbon nanotubes, carbon nanofibers, carbon or graphite fibers, expanded graphite flakes, metal nanowires, conductive polymer fibers, or a combination thereof (paragraph [0041, 0022, 0069]); and b) a second anode-protecting layer (item 120) in physical contact with said first anode-protecting layer (see Figure 2), having a thickness from 1 nm to 100 micrometers (paragraph [0052]) and comprising a composite including an ionically conductive polymer and electron-conducting material [carbon nanotube] (paragraph [0041]), c) wherein said ionically conductive polymer of the second anode-protecting layer comprises a lithium ion-conducting additive, such lithium bisperfluoro-ethylsulfonylimide (LiBETI), dispersed therein (paragraph [0062-0064], noting that “LiN(SO2C2F5)2” corresponds to lithium bisperfluoro-ethylsulfonylimide [LiBETI]). The requirement that the method is a method of improving cycle-life on a lithium metal secondary battery contained in the preamble is found to be a non-limiting statement of intended purpose. For completeness of record, it is noted that Lee’185 teaches the same or a similar lithium metal secondary battery life cycle improvement (paragraph [0013]). Lee’185 teaches the first anode protecting layer being a membrane formed of carbon nanotubes and conductive polymer (paragraph [0048]), but does not expressly teach the first anode layer is comprised of fibrous material, such as carbon nanofibers, such that the layer is in a form of a paper sheet, membrane, foam, fabric, non-woven or aggregate of conductive material and has a specific surface area of 50 m2/g or greater. In the battery art, Zhamu’656 teaches that a conductive layer for supporting an anode active material is desirably formed from a fibrous material agglomerate configured to have ultra-high specific surface area for the benefit of inhibiting dendrite formation and enabling high re-charge rates (c24:53-c25:28). Zhamu further teaches that the fibrous material may include such as carbon nanotube and/or carbon nanofiber (c25:2-4). Zhamu’656 suggests specific surface area of at least 500 m2/g as exemplary high specific surface area values (c8:7-15). It would have been obvious to a person having ordinary skill in the art at the time of invention to provide the first anode-protecting layer in a form comprised of fibrous material, such as carbon caron nanotubes and/or nanofibers, such that the layer is in a form of a paper sheet, membrane, foam, fabric, non-woven or aggregate of conductive material and having a specific surface area of 50 m2/g or greater for the benefit of providing a of inhibiting dendrite formation and enabling high re-charge rates for a battery as taught by Zhamu’656. Lee’185 further teaches that the layer 120 has ionic conductivity (paragraph [0051]), but does not expressly teach the layer having a lithium ion conductivity from 10-8 S/cm to 5 x 10-2 S/cm when measured at room temperature. However, the claimed conductivity ranges represent, or substantially overlap with, the ranges conventionally understood to embody good ionic conductivity, respectively. For example, in the battery art, Viner teaches a protective layer having ionic conductivity ranges substantially overlapping that claimed (see paragraphs [0033, 0054]). It would have been obvious to a person having ordinary skill in the art at the time of invention to configure second anode-protecting layer conductive layer to have conductivity values lying within the claimed range for the benefit of ensuring adequate ionic conductivity as was known in the art at the time of invention. Lee’185 does not expressly teach that the ionically conductive polymeric material comprises an elastomer having a fully recoverable tensile elastic strain, as claimed. Additionally, Lee does not appear to teach wherein the ion conductive polymer is an ethylene propylene diene rubber [EPDM], which is an elastomer mentioned as having desirable elasticity in applicant’s specification. Although Lee does not teach an ethylene propylene diene rubber [EPDM] as the ion conducting polymer, Lee does further teach sulfonated or non-sulfonated ethylene propylene diene polymer as a binder material for the positive electrode (paragraph [0085]). Additionally, in the battery art, Rao teaches that EPDM rubber is well known and desirable as an ionomer [ion conducting elastomer] with binding property (c4:1-30). It would have been obvious to a person having ordinary skill in the art at the time of invention to utilize EPDM as the ion conductive polymer for the protective layer of Lee for the benefit of providing a polymer known to have both desirable ion conductivity and binding properties in view of the cited art. The materials recited in claims 2, 11-14 and 20 are the same or substantially the same as those cited in the prior art and thus do not distinguish the claimed invention from the prior art. (Lee’185 [0089] liquid electrolyte; Lee’185 [0015] carbon nanotube; Lee’185 [0083] lithium cobalt oxide; Rao for elastomer). The deposition/stacking sequence described in claims 4-6 is found to be a matter of obvious design choice considering that the selection of any order of performing processing steps is prima facie obvious, absent new or unexpected results associated with the steps (MPEP 2144.04 IVC). In this case, the product produced is substantially the same regardless of order of manufacture, thus the selection of any order is prima facie obvious. Regarding claims 7, the prior art further suggests that the ionomer may include 0.1 to 50% of the ion conductivity enhancing species recited in claim 10 at Lee’185 paragraph [0020] and/or Rao, considering that the disclosed species may be utilized in combination. Alternatively, the claimed limitations are suggested by the nonpreferred embodiment disclosed by Lee’185 as Comparative Example 7. Claims 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over the combination of Lee’185 (US 2019/0058185), Zhamu’656 (USP 9564656), Viner (US 2019/0088958) and Rao (USP 4322317) and further in view of Yushin (US 2015/0064568). Regarding claim 7, Lee’185 does not expressly teach that the ionically conductive material contains 0.1 to 50% of the inorganic ion conductive additives recited in claim 1. In the battery art, Yushin teaches that the ion conductivity of battery components may be increased by including in the components inorganic additives, such as those claimed, which have donor metal ions for increasing ion conductivity (paragraphs [0008-0010, 0034]). Yushin further teaches that the amount of additive can be determined based on the amount of lithium needed to provide a desired capacity (paragraph [0010, 0012]) making the concentration added a result-effective variable obvious to optimize in accordance with MPEP 2144.05. Thus, the modification of Lee’185 to include an inorganic ion conduction improving additive at the claimed concentration range is found to be prima facie obvious in view of Yushin. Claims 15-21 is/are rejected under 35 U.S.C. 103 as being unpatentable over the combination of Lee’185 (US 2019/0058185), Zhamu’656 (USP 9564656), Viner (US 2019/0088958) and Rao (USP 4322317) and further in view of Takeyama (US 2011/0143211). Regarding claim 15-21, Lee’185 does not expressly teach that the inorganic material of the cathode active material may be a species selected from each of the listed Markush groups. However, each of the listed Markush groups represent known types of inorganic material useful as cathode active material for lithium battery applications. For example, in the energy storage device art, Takeyama at paragraphs [0230-0234] teaches species among the listed as conventional cathode electrode active material alternatives. The substitution of species among those claimed in claims 15-21 for those expressly disclosed by Lee’185 merely requires the simple substitution of one known cathode active material for another to yield predictable results; therefore, a prima facie case of obviousness exists in accordance with MPEP 2141. Response to Arguments Applicant's arguments filed on 6/17/25 have been fully considered but they are not persuasive. Although some species of the lithium-ion conducting additive have been removed, the claim retains lithium bis(fluorosulfonyl)imide which is, or at least is an obvious variant of, the “Li(FSO2)2N” taught by Lee’185 at paragraph [0064]. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-2, 4-7, 11-14 and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over the combination of Lee’185 (US 2019/0058185), Zhamu’656 (USP 9564656), Viner (US 2019/0088958) and Rao (USP 4322317). Regarding claims 1-2, 4-7, 11-14 and 20, Lee’185 teaches a method comprising implementing two anode-protecting layers (item 120, 130) between an anode active material layer (item 110) and a porous separator/electrolyte (Figures 1 and 2; paragraph [0089]), wherein said two anode-protecting layers comprise: a) a first anode-protecting layer (item 130) having a thickness from 1 nm to 100 micrometers (paragraph [0054]) and comprising a thin layer of electron-conducting material selected from graphene sheets, carbon nanotubes, carbon nanofibers, carbon or graphite fibers, expanded graphite flakes, metal nanowires, conductive polymer fibers, or a combination thereof (paragraph [0041, 0022, 0069]); and b) a second anode-protecting layer (item 120) in physical contact with said first anode-protecting layer (see Figure 2), having a thickness from 1 nm to 100 micrometers (paragraph [0052]) and comprising a composite including an ionically conductive polymer and electron-conducting material [carbon nanotube] (paragraph [0041]), c) wherein said ionically conductive polymer of the second anode-protecting layer comprises a lithium ion-conducting additive, such as lithium bis(fluorosulfonyl) imide, dispersed therein (paragraph [0062-0064], noting that “Li(FSO2)2N” is, or at least is an obvious variant of, lithium bis(fluorosulfonyl) imide). The requirement that the method is a method of improving cycle-life on a lithium metal secondary battery contained in the preamble is found to be a non-limiting statement of intended purpose. For completeness of record, it is noted that Lee’185 teaches the same or a similar lithium metal secondary battery life cycle improvement (paragraph [0013]). Lee’185 teaches the first anode protecting layer being a membrane formed of carbon nanotubes and conductive polymer (paragraph [0048]), but does not expressly teach the first anode layer is comprised of fibrous material, such as carbon nanofibers, such that the layer is in a form of a paper sheet, membrane, foam, fabric, non-woven or aggregate of conductive material and has a specific surface area of 50 m2/g or greater. In the battery art, Zhamu’656 teaches that a conductive layer for supporting an anode active material is desirably formed from a fibrous material agglomerate configured to have ultra-high specific surface area for the benefit of inhibiting dendrite formation and enabling high re-charge rates (c24:53-c25:28). Zhamu further teaches that the fibrous material may include such as carbon nanotube and/or carbon nanofiber (c25:2-4). Zhamu’656 suggests specific surface area of at least 500 m2/g as exemplary high specific surface area values (c8:7-15). It would have been obvious to a person having ordinary skill in the art at the time of invention to provide the first anode-protecting layer in a form comprised of fibrous material, such as carbon caron nanotubes and/or nanofibers, such that the layer is in a form of a paper sheet, membrane, foam, fabric, non-woven or aggregate of conductive material and having a specific surface area of 50 m2/g or greater for the benefit of providing a of inhibiting dendrite formation and enabling high re-charge rates for a battery as taught by Zhamu’656. Lee’185 further teaches that the layer 120 has ionic conductivity (paragraph [0051]), but does not expressly teach the layer having a lithium ion conductivity from 10-8 S/cm to 5 x 10-2 S/cm when measured at room temperature. However, the claimed conductivity ranges represent, or substantially overlap with, the ranges conventionally understood to embody good ionic conductivity, respectively. For example, in the battery art, Viner teaches a protective layer having ionic conductivity ranges substantially overlapping that claimed (see paragraphs [0033, 0054]). It would have been obvious to a person having ordinary skill in the art at the time of invention to configure second anode-protecting layer conductive layer to have conductivity values lying within the claimed range for the benefit of ensuring adequate ionic conductivity as was known in the art at the time of invention. Lee’185 does not expressly teach that the ionically conductive polymeric material comprises an elastomer having a fully recoverable tensile elastic strain, as claimed. Additionally, Lee does not appear to teach wherein the ion conductive polymer is an ethylene propylene diene rubber [EPDM], which is an elastomer mentioned as having desirable elasticity in applicant’s specification. Although Lee does not teach an ethylene propylene diene rubber [EPDM] as the ion conducting polymer, Lee does further teach sulfonated or non-sulfonated ethylene propylene diene polymer as a binder material for the positive electrode (paragraph [0085]). Additionally, in the battery art, Rao teaches that EPDM rubber is well known and desirable as an ionomer [ion conducting elastomer] with binding property (c4:1-30). It would have been obvious to a person having ordinary skill in the art at the time of invention to utilize EPDM as the ion conductive polymer for the protective layer of Lee for the benefit of providing a polymer known to have both desirable ion conductivity and binding properties in view of the cited art. The materials recited in claims 2, 11-14 and 20 are the same or substantially the same as those cited in the prior art and thus do not distinguish the claimed invention from the prior art. (Lee’185 [0089] liquid electrolyte; Lee’185 [0015] carbon nanotube; Lee’185 [0083] lithium cobalt oxide; Rao for elastomer). The deposition/stacking sequence described in claims 4-6 is found to be a matter of obvious design choice considering that the selection of any order of performing processing steps is prima facie obvious, absent new or unexpected results associated with the steps (MPEP 2144.04 IVC). In this case, the product produced is substantially the same regardless of order of manufacture, thus the selection of any order is prima facie obvious. Regarding claims 7, the prior art further suggests that the ionomer may include 0.1 to 50% of the ion conductivity enhancing species recited in claim 10 at Lee’185 paragraph [0020] and/or Rao, considering that the disclosed species may be utilized in combination. Alternatively, the claimed limitations are suggested by the nonpreferred embodiment disclosed by Lee’185 as Comparative Example 7. Claims 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over the combination of Lee’185 (US 2019/0058185), Zhamu’656 (USP 9564656), Viner (US 2019/0088958) and Rao (USP 4322317) and further in view of Yushin (US 2015/0064568). Regarding claim 7, Lee’185 does not expressly teach that the ionically conductive material contains 0.1 to 50% of the inorganic ion conductive additives recited in claim 1. In the battery art, Yushin teaches that the ion conductivity of battery components may be increased by including in the components inorganic additives, such as those claimed, which have donor metal ions for increasing ion conductivity (paragraphs [0008-0010, 0034]). Yushin further teaches that the amount of additive can be determined based on the amount of lithium needed to provide a desired capacity (paragraph [0010, 0012]) making the concentration added a result-effective variable obvious to optimize in accordance with MPEP 2144.05. Thus, the modification of Lee’185 to include an inorganic ion conduction improving additive at the claimed concentration range is found to be prima facie obvious in view of Yushin. Claims 15-21 is/are rejected under 35 U.S.C. 103 as being unpatentable over the combination of Lee’185 (US 2019/0058185), Zhamu’656 (USP 9564656), Viner (US 2019/0088958) and Rao (USP 4322317) and further in view of Takeyama (US 2011/0143211). Regarding claim 15-21, Lee’185 does not expressly teach that the inorganic material of the cathode active material may be a species selected from each of the listed Markush groups. However, each of the listed Markush groups represent known types of inorganic material useful as cathode active material for lithium battery applications. For example, in the energy storage device art, Takeyama at paragraphs [0230-0234] teaches species among the listed as conventional cathode electrode active material alternatives. The substitution of species among those claimed in claims 15-21 for those expressly disclosed by Lee’185 merely requires the simple substitution of one known cathode active material for another to yield predictable results; therefore, a prima facie case of obviousness exists in accordance with MPEP 2141. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JEREMIAH R SMITH whose telephone number is (571)270-7005. The examiner can normally be reached on Mon-Fri: 9 AM-5 PM (EST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Milton Cano can be reached on 313-446-4937. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see https://ppair-my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JEREMIAH R SMITH/Primary Examiner, Art Unit 1723
Read full office action

Prosecution Timeline

Sep 04, 2018
Application Filed
Sep 30, 2019
Non-Final Rejection — §103
Jan 06, 2020
Response Filed
Apr 06, 2020
Final Rejection — §103
Jul 09, 2020
Response after Non-Final Action
Jul 31, 2020
Response after Non-Final Action
Aug 10, 2020
Request for Continued Examination
Aug 11, 2020
Response after Non-Final Action
Dec 23, 2020
Non-Final Rejection — §103
Apr 30, 2021
Response Filed
May 21, 2021
Final Rejection — §103
Aug 18, 2021
Response after Non-Final Action
Sep 10, 2021
Response after Non-Final Action
Oct 22, 2021
Request for Continued Examination
Oct 25, 2021
Response after Non-Final Action
Dec 16, 2021
Non-Final Rejection — §103
Mar 21, 2022
Response Filed
May 30, 2022
Final Rejection — §103
Sep 02, 2022
Response after Non-Final Action
Sep 26, 2022
Response after Non-Final Action
Oct 03, 2022
Request for Continued Examination
Oct 11, 2022
Response after Non-Final Action
Dec 02, 2022
Non-Final Rejection — §103
May 08, 2023
Response Filed
Jul 14, 2023
Final Rejection — §103
Dec 26, 2023
Request for Continued Examination
Dec 31, 2023
Response after Non-Final Action
Mar 06, 2024
Non-Final Rejection — §103
Sep 11, 2024
Response Filed
Sep 27, 2024
Final Rejection — §103
Dec 30, 2024
Response after Non-Final Action
Jan 28, 2025
Request for Continued Examination
Jan 29, 2025
Response after Non-Final Action
Mar 11, 2025
Non-Final Rejection — §103
Jun 17, 2025
Response Filed
Jul 06, 2025
Final Rejection — §103
Oct 09, 2025
Response after Non-Final Action
Jan 09, 2026
Request for Continued Examination
Jan 12, 2026
Response after Non-Final Action
Mar 12, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

13-14
Expected OA Rounds
58%
Grant Probability
83%
With Interview (+25.3%)
3y 3m
Median Time to Grant
High
PTA Risk
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