Prosecution Insights
Last updated: April 19, 2026
Application No. 16/380,341

CONDUCTING POLYMER NETWORK-ENABLED PARTICULATES OF ANODE ACTIVE MATERIAL PARTICLES FOR LITHIUM-ION BATTERIES

Non-Final OA §103
Filed
Apr 10, 2019
Examiner
THOMAS, BRENT C
Art Unit
1724
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Nanotek Instruments Inc.
OA Round
9 (Non-Final)
50%
Grant Probability
Moderate
9-10
OA Rounds
3y 10m
To Grant
76%
With Interview

Examiner Intelligence

Grants 50% of resolved cases
50%
Career Allow Rate
215 granted / 434 resolved
-15.5% vs TC avg
Strong +26% interview lift
Without
With
+26.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
25 currently pending
Career history
459
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
66.0%
+26.0% vs TC avg
§102
18.6%
-21.4% vs TC avg
§112
9.3%
-30.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 434 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 12/18/2025 has been entered. Response to Arguments Applicant’s arguments, see pages 6-7, filed 9/17/2025, with respect to the rejection(s) of amended claim(s) 1-2, 5-9, 11, 15-21, and 23-28 under Zhamu and Xing have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Zhamu and the new prior art of Liu et al. (US 2012/0119155 A1, hereafter Liu). Liu is relied upon for teaching the amended binder composition as detailed in the claim rejections below. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1-2, 5-9, 11, 15-21, and 23-28 are rejected under 35 U.S.C. 103 as being unpatentable over Zhamu (US 2012/0064409, hereafter Zhamu) in view of Liu et al. (US 2012/0119155 A1, hereafter Liu). With respect to claim 1, Zhamu teaches a nano graphene-enhanced particulate for use as a lithium-ion battery anode active material comprising fine active particles (which are claimed primary particles) which are mutually bonded [encapsulate/embrace] into an agglomerated particle [0039; figure 7]. The anode active material particles may have a dimension smaller than 1m [0048], which falls below the range of 20m, and one of ordinary skill in the art would expect the particle to have a size larger than 0.5nm thereby falling within the range with sufficient specificity. The anode active material may be lithium-containing titanium oxide [0041-0047]. The matrix material used to coat the active particles may be a sol gel graphite [0011] which may be a polymeric carbon [0050] which forms a core particle. The binder (matrix) used with the active material particles is a conductive binder [0015]. The particles may further have a graphite coating to form additional protection, which could be made from the graphene sheets [0071] which would form an exterior shell coating. Figure 7 depicts interior and exterior graphene sheets (dark lines) and Zhamu further teaches internal and external graphene sheets as they embrace the particles in and around the primary and secondary particles formed [0076]. The plurality of graphene sheets have a thickness of less than 100 nm [0014] which is less than 10m and one of ordinary skill in the art would expect the sheet to have a size larger than 0.5nm thereby falling within the range with sufficient specificity. Zhamu teaches a gel matrix material [0011] fails to teach the polymers of the instant claims. However, in the same field of endeavor Liu teaches an anode active material including poly 9,9-dioctylfluorene based copolymers as a conducting polymer [0011, 0023-0035]. It would have been obvious to one of ordinary skill in the art at the time of filing to use the conducting polymer such as the poly 9,9-dioctylfluorene based copolymers of Liu with the particulates of Zhamu for the benefit of improved cycling capability due to elasticity and improved binding [Liu 0010-0011]. With respect to claim 2, Zhamu teaches a nano graphene-enhanced particulate for use as a lithium-ion battery anode active material comprising graphene sheets [which reads on the internal graphene sheets] and fine active particles (which are claimed primary particles) which are mutually bonded [embedded] into an agglomerated particle (PP 0039; figure 7). The particles may further have a graphite coating to form additional protection (encapsulation), which could be made from the graphene sheets (PP 0071) which would form an exterior shell coating. Figure 7 depicts interior and exterior graphene sheets (dark lines) and Zhamu further teaches internal and external graphene sheets as they embrace the particles in and around the primary and secondary particles formed (PP 0076). Zhamu teaches a gel matrix material [0011] fails to teach the polymers of the instant claims. However, in the same field of endeavor Liu teaches an anode active material including poly 9,9-dioctylfluorene based copolymers as a conducting polymer [0011, 0023-0035]. It would have been obvious to one of ordinary skill in the art at the time of filing to use the conducting polymer such as the poly 9,9-dioctylfluorene based copolymers of Liu with the particulates of Zhamu for the benefit of improved cycling capability due to elasticity and improved binding [Liu 0010-0011]. With respect to claim 5, the graphene may be pristine graphene instead of graphene oxide [0055]. With respect to claim 6, the graphene may be pristine graphene instead of graphene oxide [0055]. With respect to claim 7, the graphene sheets may be formed by chemical vapor deposition (CVD) [0050]. With respect to claim 8, the graphene sheets are bonded to the particles [0071] through covalent or van de Walls bonds [0072] which are chemical bonds. With respect to claim 9, graphene sheets (which reads on the graphene sheets) may be mutually bonded (encapsulate/embrace) into an agglomerated particle with the fine active particles (which are claimed primary particles) [0039; figure 7]. With respect to claim 11, The anode active material may be lithium-containing titanium oxide [0041-0047]. With respect to claim 15, the anode active particles have a size smaller than 100 nm [0039]. With respect to claim 16, the anode active particles have a size smaller than 100 nm [0039]. With respect to claim 17, the anode active materials are mutually bonded to the graphene sheets [0039], which one of ordinary skill in the art would expect to result in an active material particle coating with a graphene layer. With respect to claim 18, the anode active materials are mutually bonded to the graphene sheets [0039], which one of ordinary skill in the art would expect to result in an active material particle coating with a graphene layer. With respect to claim 21, the particles may include LiF [0080]. With respect to claim 23, the particles may be formed in a powder [0123]. With respect to claim 24, the particles may be formed in a powder [0123]. With respect to claim 25, the anode active material may be used as an anode [0002]. With respect to claim 26, the anode active material may be used as an anode [0002]. With respect to claim 27, the anode active material may be used as an anode in a lithium-ion battery [0002]. With respect to claim 28, the anode active material may be used as an anode in a lithium-ion battery [0002]. Claims 19-20 are rejected under 35 U.S.C. 103 as being unpatentable over Zhamu and Liu as applied to claims 1-2, 5-9, 11, 15-19, 21, and 23-28 above, and further in view of Park et al. (US 2015/0147655 A1, hereafter Park). With respect to claim 19, modified Zhamu teaches the particles as discussed above, wherein Zhamu teaches the particles may include LiF to promote catalytic growth [0080], which reads on the lithium ion-conducting additive. Zhamu is silent to the amount of LiF used in the particles, however in the same field of endeavor, Park teaches the use of 0.1 to 0.5 weight percent LiF (which falls within and renders the claimed range obvious, see MPEP 2144.05) [0056]. It would have been obvious to one of ordinary skill in the art at the time the invention was made to try the amount of LiF taught by Park with the particles of Zhamu for the benefit of minimizing lithium impurities [Park 0056-0057]. With respect to claim 20, Zhamu teaches the particles as discussed above, wherein the particles may include LiF to promote catalytic growth [0080], which reads on the lithium ion-conducting additive. Zhamu is silent to the amount of LiF used in the particles, however in the same field of endeavor, Park teaches the use of 0.1 to 0.5 weight percent LiF (which falls within and renders the claimed range obvious, see MPEP 2144.05) [0056]. It would have been obvious to one of ordinary skill in the art at the time the invention was made to try the amount of LiF taught by Park with the particles of Zhamu for the benefit of minimizing lithium impurities [Park 0056-0057]. Claim 22 is rejected under 35 U.S.C. 103 as being unpatentable over Zhamu and Liu as applied to claims 1-2, 5-9, 11, 15-19, 21, and 23-28 above, and further in view of Abe (US 2014/0242458, hereafter Abe). With regard to claim 22, modified Zhamu teaches the particulates as discussed above, but fail to teach the additives of the instant claim. Abe teaches a negative electrode active material for a lithium battery which may comprise an additive, such as lithium bis(oxalate)borate which add elasticity to the active material layer [0045]. It would have been obvious to one of ordinary skill in the art to use lithium bis(oxalate)borate as an additive in the anode active material particles of modified Zhamu for the benefit of enhancing battery characteristics after repeated charges discharges [Abe 0045]. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRENT C THOMAS whose telephone number is (571)270-7737. The examiner can normally be reached Flexible schedule, typical hours 11-7 M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Miriam Stagg can be reached at (571)270-5256. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BRENT C THOMAS/Examiner, Art Unit 1724 /STEWART A FRASER/Primary Examiner, Art Unit 1724
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Prosecution Timeline

Apr 10, 2019
Application Filed
Mar 26, 2021
Non-Final Rejection — §103
Aug 02, 2021
Response Filed
Nov 15, 2021
Final Rejection — §103
Feb 21, 2022
Response after Non-Final Action
Mar 21, 2022
Request for Continued Examination
Mar 22, 2022
Response after Non-Final Action
Jul 06, 2022
Non-Final Rejection — §103
Oct 13, 2022
Response Filed
Jan 05, 2023
Final Rejection — §103
Apr 14, 2023
Response after Non-Final Action
May 01, 2023
Examiner Interview (Telephonic)
May 08, 2023
Response after Non-Final Action
Jul 18, 2023
Request for Continued Examination
Jul 21, 2023
Response after Non-Final Action
Sep 26, 2023
Non-Final Rejection — §103
Apr 02, 2024
Response Filed
Jun 15, 2024
Final Rejection — §103
Sep 23, 2024
Response after Non-Final Action
Sep 25, 2024
Response after Non-Final Action
Dec 23, 2024
Request for Continued Examination
Dec 26, 2024
Response after Non-Final Action
Dec 28, 2024
Non-Final Rejection — §103
Apr 03, 2025
Response Filed
Jun 14, 2025
Final Rejection — §103
Sep 17, 2025
Response after Non-Final Action
Dec 18, 2025
Request for Continued Examination
Dec 22, 2025
Response after Non-Final Action
Dec 24, 2025
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

9-10
Expected OA Rounds
50%
Grant Probability
76%
With Interview (+26.4%)
3y 10m
Median Time to Grant
High
PTA Risk
Based on 434 resolved cases by this examiner. Grant probability derived from career allow rate.

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