Prosecution Insights
Last updated: April 19, 2026
Application No. 16/395,649

HIGH GROWTH CAPACITY AUXOTROPHIC ESCHERICHIA COLI AND METHODS OF USE

Non-Final OA §103§112§DP
Filed
Apr 26, 2019
Examiner
PERSONS, JENNA L
Art Unit
1637
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Sutro Biopharma, Inc.
OA Round
6 (Non-Final)
52%
Grant Probability
Moderate
6-7
OA Rounds
2y 12m
To Grant
99%
With Interview

Examiner Intelligence

Grants 52% of resolved cases
52%
Career Allow Rate
25 granted / 48 resolved
-7.9% vs TC avg
Strong +73% interview lift
Without
With
+73.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 12m
Avg Prosecution
47 currently pending
Career history
95
Total Applications
across all art units

Statute-Specific Performance

§101
8.0%
-32.0% vs TC avg
§103
27.9%
-12.1% vs TC avg
§102
14.9%
-25.1% vs TC avg
§112
30.0%
-10.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 48 resolved cases

Office Action

§103 §112 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on January 21, 2026 has been entered. Application Status Applicant’s remarks, and amendments to the claims filed January 21, 2026 are acknowledged. Claims 35, 39-43, 46, 50, and 52 were amended, claims 36-37 were cancelled, and claims 55-56 were introduced. Claims 35, 39-44, and 46-56 are pending and under examination herein. Withdrawn Rejections The amendments to the claims overcome the § 112(b) rejections and § 112(a) Written Description rejections raised in the prior action. Applicant’s remarks and amendments to the claims have been thoroughly reviewed, but are not persuasive to place the claims in condition for allowance for the reasons that follow. Any rejection or objection not reiterated herein has been overcome by amendment. Claim Objections Claim 35 is objected to because of the following informalities: Claim 35 recites “the doubling rate of a population cells….” It appears this phrase is missing a preposition between “population” and “cells.” The claim could be amended to recite “the doubling rate of a population of cells….,” to overcome this objection. Appropriate correction is required. Claim Rejections - 35 USC § 112(b) The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 35, 39-44, and 46-56 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The rejections that follow are new and necessitated by Applicant’s amendments. Claim 35 is directed to a “whole cell lysate.” The term “whole cell lysate” is not explicitly defined in the specification, and is interpreted hereinafter as referring to as a product produced by lysing whole cells. The whole cell lysate is a product-by-process. MPEP 2113 (I) states that “product-by-process claims are not limited to the manipulations of the recited steps, only the structure implied by the steps.” The claim recites that the lysate is “prepared from a high-growth capacity, auxotrophic strain of E. coli cells, wherein… the doubling rate of a population [of] cells of the auxotrophic strain of E. coli is less than 60 minutes in a growth media comprising glutamine.” However, the E. coli cells from which the lysate is prepared are not required to be cultured under any particular conditions, so while the auxotrophic strain of E. coli is “high-growth capacity” (emphasis added), and a population of the E. coli cells has a “doubling rate of… less than 60 minutes in a growth media comprising glutamine,” it is not apparent how, or if, these properties of the E. coli cells limit the structure of the whole cell lysate. The specification does not provide further guidance to determine the structure(s) conferred to the whole cell lysate by the recited properties of the E. coli cells. For example, the specification does not appear to define or compare the elements of any whole cell lysates prepared from any E. coli cell cultures. It is not clear what structural elements are implied by the recited properties of the auxotrophic E. coli cells. The claim also recites that the auxotrophic E. coli cells from which the lysate is prepared I) “comprise[] an inactivated gene necessary for glutamine synthesis,” and II) “comprise an auxotrophic selection plasmid having an expression cassette comprising a constitutive promoter operably linked to a glnA gene.” The means to prepare the lysate are not limited. The skilled artisan would know that DNA may be fragmented and/or degraded in the process of preparing a whole cell lysate, e.g., during sonication, or when using a lysis buffer containing nuclease. Thus, a whole cell lysate of the auxotrophic E. coli cells would not necessarily comprise an “expression cassette comprising a constitutive promoter operably linked to a glnA gene.” The whole cell lysate may only comprise portions of the expression cassette, or no genomic or plasmid DNA at all. Under this interpretation, a whole cell lysate prepared from auxotrophic E. coli cells encompassed by the claim (e.g., comprising an inactivated glnA gene, and an expression cassette comprising a constitutive promoter operably linked to a glnA), could be indistinguishable from a whole cell lysate prepared from non-auxotrophic cells comprising a chromosomal glnA gene. Again, it is not clear what structural elements are implied by the recited properties of the E. coli cells. Taken together, the skilled artisan would not be apprised of the structural elements of the whole cell lysate, which renders the claim indefinite. Claims 39-44, and 46-56 are rejected for depending from claim 35 and failing to remedy the indefiniteness. Claim 55 recites “large DNA fragments.” The term “large” is a relative term. The term is not defined by the claim, and the specification does not provide a standard for ascertaining the requisite degree of “large,” such that the skilled artisan could determine what DNA fragments must be removed via centrifugation or filtration to yield the claimed product. Claim 56 is rejected for depending from claim 55 and failing to remedy the indefiniteness. Claim 56 adds further confusion to the structure required of claim 55, because the skilled artisan could reasonably interpret the “auxotrophic selection plasmid” as a “large DNA fragment” which would be removed by centrifugation or filtration, and yet, is a required element of claim 56. Response to Remarks - § 112(b) Applicant’s remarks regarding the § 112(b) rejections raised in the prior action have been reviewed. The previous § 112(b) rejections have been withdrawn. The remarks are moot with respect to the new rejections above. Claim Rejections - 35 USC § 112(d) The following is a quotation of 35 U.S.C. 112(d): (d) REFERENCE IN DEPENDENT FORMS.—Subject to subsection (e), a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. The following is a quotation of pre-AIA 35 U.S.C. 112, fourth paragraph: Subject to the following paragraph [i.e., the fifth paragraph of pre-AIA 35 U.S.C. 112], a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. Claims 55-56 are rejected under 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, 4th paragraph, as being of improper dependent form for failing to further limit the subject matter of the claim upon which it depends, or for failing to include all the limitations of the claim upon which it depends. The rejections that follow are new and necessitated by Applicant’s amendments. Claims 55-56 are directed to “[t]he whole cell lysate of claim 35, wherein the whole cell lysate is further centrifuged or filtered to remove large DNA fragments and cell debris.” These claims exclude elements which are presumably inherent to the whole cell lysate of claim 35, given that they must be removed therefrom by centrifugation or filtration. The claims are of improper dependent form because they do not include all of the limitations of the claim upon which they depend. Applicant may cancel the claim(s), amend the claim(s) to place the claim(s) in proper dependent form, rewrite the claim(s) in independent form, or present a sufficient showing that the dependent claim(s) complies with the statutory requirements. Claim Interpretation In view of the indefiniteness above, the properties of the E. coli cells from which the lysate is prepared are not interpreted as imposing structural limitations on the lysate. In the interest of compact prosecution, claims 35 and 55-56 are interpreted as lysates prepared by lysing whole E. coli cells, wherein the lysates comprise “an active oxidative phosphorylation system, ribosomes, ATP, amino acids, tRNAs, and the auxotrophic selection plasmid” recited in claim 35. Notice to Joint Inventors This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim Rejections - 35 USC § 103 – Yin in view of Dong The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 35, 40-44, and 47-56 are rejected under 35 U.S.C. 103 as being unpatentable over Yin (Yin et al., 1 March 2012, Landes Bioscience, mAbs, 4:2, p. 217-225; of record) as evidenced by Zawada (Zawada et al., 17 February 2011, Biotechnology and Bioengineering, Vol. 108, Issue 7, and Supporting Materials; of record), in view of Dong (Dong et al., April 2010, Applied and Environmental Microbiology, p. 2295-2303; of record). The rejections of claims 35, 40-44, and 47-54 are maintained with modification necessitated by Applicant’s amendments. The rejections of claims 55-56 are new and necessitated by Applicant’s amendments. Regarding claims 35, and 55-56, Yin teaches a whole cell lysate (the cell extract for the “open cell-free synthesis (OCFS) system”), which as evidenced by Zawada, was prepared by lysing whole E. coli cells (“Cell extracts were prepared using a previously engineered K-12-dervied E. coli strain… cells were lysed in a homogenizer,” pg. 1571), and which was then centrifuging to prepare an E. coli lysate free of cell debris (“Cell debris and insoluble components were removed by centrifugation,” pg. 1571, right col.). See Yin, pg. 222, which states that the methodology used was as described in Zawada (“The previously described high copy T7-based plasmid pYD31719, used for all plasmids in this work,” pg. 222, left col.; “The cell-free reactions were run... as previously described in reference 19,” pg. 222, right col.). Yin teaches the lysate comprises an active oxidative phosphorylation system, ribosomes, ATP, and amino acids (“a cell extract from E. coli cells… serves as a source of ribosomes and other cellular factors for translation”, pg. 218, left col.; “Energy required for transcription-translation is driven by glutamate catabolism… which fuels oxidative phosphorylation providing a stable supply of ATP over the course of the 10 h cell-free protein synthesis reaction”, Fig. 1 and description). Yin does not explicitly state that the lysate comprises tRNAs. However, given that tRNAs are required by ribosomes to build polypeptide chains, and Yin teaches producing polypeptides (“scFV”, “Fab”, and “trastuzumab”) using the lysate which contains ribosomes and “other cellular factors for translation,” the lysate must necessarily, and inherently contain, tRNAs (Figs. 2-4). Yin teaches the lysate also comprises a plasmid (“pYD317”) comprising a template nucleic acid comprising a gene of interest (“scFV”, “Fab”, and “trastuzumab IgG1”) operably linked to at least one promoter (“T7 promoter”)(“T7 plasmid design,” pg. 222; “cell extract is mixed with template DNA (plasmid”, pg. 218). Yin teaches the plasmid comprises a kanamycin resistance gene linked to a T7 promoter, which is a constitutive promoter (pg. 222, left col.). Zawada teaches that “large-scale production of [pYD317] plasmid DNA” from transformed E. coli precedes the cell-free synthesis reactions (see pgs. 2-3 of Supporting Materials; pg. 1571, “Gene Expression Constructs” and “OCFS Protein Synthesis Reaction Conditions”). Yin as evidenced by Zawada does not teach that the lysate comprises an auxotrophic selection plasmid having a constitutive promoter operably linked to a glnA gene. However, Dong teaches that while antibiotic resistance genes are the “most commonly used markers for selecting and maintaining recombinant plasmids in hosts, such as Escherichia coli… the use of these genes has several drawbacks” (pg. 2295, left col.). These drawbacks include “horizontal transfer of the antibiotic resistance gene [] potentially contribut[ing] to the rapid emergence of multidrug-resistant organisms,” “antibiotics [] cost[] in large-scale cultivation, and [] risks of contamination of the final product with antibiotics,” and the “metabolic burden on host cells” “constitutively express[ing] antibiotic resistance genes,” “resulting in reduced growth rate and cell density” (pg. 2295, left col.). Dong teaches that an alternative to antibiotic resistance is auxotrophic complementation, in which an auxotrophic strain for an essential metabolite is “obtained by mutating or knocking out the corresponding chromosomal gene, which can be complemented with the plasmid-borne selection gene” (pg. 2295, right col.). Dong teaches essential genes that have been utilized to construct auxotrophic selection systems, including “glnA” (pg. 2295, right col.). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have substituted antibiotic selection in the plasmid of Yin, for auxotrophic selection using the glnA gene taught by Dong, to arrive at the whole cell lysates of claims 35, and 55-56 as interpreted herein. It would have amounted to a simple substitution of two known selection methods, by known means to yield predictable results. The skilled artisan would have had reasonable expectation of success in knocking out the chromosomal glnA gene in Yin’s E. coli, and substituting the kanamycin resistance gene in Yin’s plasmid with a glnA gene, because Dong teaches that auxotrophic selection systems based on glnA knockout and complementation have been utilized, and as evidenced by Yin and Dong, it was well within the purview of the skilled artisan to prepare E. coli deficient in specific genes, and recombinant plasmids with sequences of interest. The skilled artisan would have recognized the potential advantages of Dong’s auxotrophic selection method for the “large-scale production of plasmid DNA” in the method of Yin as evidenced by Zawada, and therefore, would have been motivated to substitute Yin’s and Dong’s selection methods. Regarding claims 40-41, Yin teaches the lysate further comprises a chaperone protein, wherein the chaperone protein is DsbC (“we co-expressed the HC and LC of trastuzumab, in the presence of added disulfide isomerase chaperones DsbC or PDI”, pg. 220; Cell-free reactions, pg. 222). Regarding claim 42, as described in paragraph 13 above, the properties of the E. coli cells from which the lysate is prepared are not interpreted as imposing structural limitations on the lysate. This claim is also obvious over the prior art above. Regarding claim 43, Yin teaches a reaction mixture comprising the whole cell lysate and a template nucleic acid comprising a gene of interest (“scFV”, “Fab”, and “trastuzumab IgG1”) operably linked to at least one promoter (“T7 promoter”) (T7 plasmid design, pg. 222; “cell extract is mixed with template DNA”, pg. 218; “addition of… individual HC and LC T7-based plasmids”, Fig. 1 description). Regarding claim 44, Yin teaches the reaction mixture further comprises an RNA polymerase that recognizes the promoter operably linked to the gene of interest (“The cell extract is mixed with… T7 RNA polymerase (RNAP)”, pg. 218; “Addition of T7-RNA polymerase (RNAP), individual HC and LC T7-based plasmids… drives transcription and subsequent ribosomal translation”, Fig. 1 description). Regarding claims 47-48, Yin teaches the reaction mixture further comprises a chaperone protein, wherein the chaperone protein is DsbC (“we co-expressed the HC and LC of trastuzumab, in the presence of added disulfide isomerase chaperones DsbC or PDI”, pg. 220; Cell-free reactions, pg. 222). Regarding claim 49, as described in paragraph 13 above, the properties of the E. coli cells from which the lysate is prepared are not interpreted as imposing structural limitations on the lysate. This claim is also obvious over the prior art above. Regarding claims 50 and 54, Yin teaches a method for producing a biologically active antibody (“The OCFS system produces antibodies… [which] are fully soluble, non-aggregated, correctly folded, functional in biochemical and cell-based assays”, pg. 221, left col.). Yin teaches the method comprises mixing the whole cell lysate with amino acids, nucleotides, and an energy source (“The cell extract is mixed with… amino acids, nucleotides,… and an energy source”, pg. 218, left col., Fig. 1), as well as template nucleic acid comprising a gene of interest operably linked to at least one promoter (“T7 promoter”) (T7 plasmid design, pg. 222; “The cell extract is mixed with template DNA”, pg. 218, left col.; “addition of… individual HC and LC T7-based plasmids”, Fig. 1 description). Yin teaches conditions sufficient to transcribe the template DNA and translate the resultant mRNA into the protein of interest (Fig. 1 description; Cell-free reactions, pg. 222, Figs. 2-4). Regarding claims 51-52, Yin teaches the template nucleic acid is DNA comprising an RNA polymerase promoter (“T7 promoter”) (T7 plasmid design, pg. 222; “The cell extract is mixed with template DNA”, pg. 218, left col.; “addition of… individual HC and LC T7-based plasmids”, Fig. 1 description). Yin teaches the lysate comprises an RNA polymerase (“The cell extract is mixed with… T7 RNA polymerase (RNAP)”, pg. 218; “Addition of T7-RNA polymerase (RNAP), individual HC and LC T7-based plasmids… drives transcription and subsequent ribosomal translation”, Fig. 1 description). Regarding claim 53, Yin teaches the method comprises amino acids, which are interpreted as being within the scope of “natural or non-natural amino acids,” because this phrase encompasses all amino acids. Claim Rejections - 35 USC § 103 – Yin and Dong in view of Zimmerman Claims 39 and 46 are rejected under 35 U.S.C. 103 as being unpatentable over Yin (Yin et al., 1 March 2012, Landes Bioscience, mAbs, 4:2, p. 217-225; of record) as evidenced by Zawada (Zawada et al., 17 February 2011, Biotechnology and Bioengineering, Vol. 108, Issue 7, and Supporting Materials; of record) in view of Dong (Dong et al., April 2010, Applied and Environmental Microbiology, p. 2295-2303; of record) as applied to claims 35, 40-44, and 47-56 above, and in further view of Zimmerman (Zimmerman et al., 17 January 2014, Bioconjugate Chemistry, 25, p. 351-361; of record). The rejections that follow are maintained with modification necessitated by Applicant’s amendments Claims 39 and 46 recite that the whole cell lysate and reaction mixture “further compris[e] a suppressor tRNA… expressed from the auxotrophic selection plasmid.” The properties of the E. coli cells from which the lysate is prepared are not interpreted as imposing structural limitations on the lysate. Thus, the claims are interpreted as requiring that the lysate and reaction mixture comprise a suppressor tRNA. A “suppressor tRNA” is interpreted as a tRNA that allows incorporation of a non-natural amino acid (nnAA) into a polypeptide chain in response to a specific codon, e.g., a stop codon, or rare codon ([0042]). The teachings of Yin, Zawada, and Dong are described above and applied as to claims 35, 40-44, and 47-56 therein. None of Yin, Zawada, or Dong teach that the lysate and reaction mixture comprise a suppressor tRNA. Zimmerman teaches an E. coli lysate for use in an open cell-free synthesis (OCFS) system that includes a non-natural amino acid (nnAA) incorporation system comprising a plasmid driving constitutive expression of a suppressor tRNA (“Cell free expression reactions [had] the following modifications… the base extract E. coli strain… was transformed with a plasmid driving constitutive expression of an optimized amber suppressor tRNA… and prepared as an extract”, pg. 352, CF-Based aaRS Screening; pg. 351-352; Cell Free Protein Expression, pg. 353). Zimmerman teaches that recoding of nonproteinogenic codons, e.g., the amber stop codon TAG, enables incorporation of a nnAA at essentially any desired site in a protein (pg. 352, left col.). Zimmerman teaches that nnAAs with reactive side chains serve as a chemical “handle” to conjugate a payload, e.g., a chemotherapeutic agent, to a desired site in the protein (pg. 352, left col.). Indeed, Zimmerman demonstrates that that an OCFS system comprising the lysate with the suppressor tRNA (“optimized amber suppressor tRNA”), and remaining elements of the nnAA incorporation system, (e.g., the aminoacyl tRNA synthetase “pAMFRS”) can be used to create antibody-drug conjugates (ADCs), e.g., Trastuzumab antibodies conjugated to the chemotherapeutic compound monomethyl auristatin (“DBCO-PEG-monomethyl auristatin (DBCO-PEG-MMAF)”) (Cell Free Protein Expression, pg. 353, left col.; pg. 357, Fig. 4). Zimmerman teaches that while several ADCs are FDA-approved and demonstrate positive clinical performance, the drug conjugation process is typically performed stochastically (e.g., by conjugation to surface-exposed lysines and cysteines) which leads to ADCs with heterogenous degrees and locations of chemotherapeutic drug loading (pg. 351, Abstract). Zimmerman teaches that stochastic conjugation affects the stability of the chemotherapeutic conjugate, as well as potentially, the efficacy, safety, pharmacokinetics, and immunogenicity of ADCs (pg. 351, Abstract). It would have been obvious to one skilled in the art before the effective filing date of the claimed invention to have modified the lysate and reaction mixture rendered obvious above, such that they comprise a suppressor tRNA taught by Zimmerman. It would have amounted to combining known lysate and reaction mixture with a known suppressor tRNA, by known means to yield predictable results. A skilled artisan would have had a reasonable expectation of success because both Yin and Zimmerman teach lysates prepared from E. coli which are used in an open cell free synthesis (OCFS) system to produce antibodies, e.g., Trastuzumab, and Zimmerman teaches that an OCFS lysate can be combined with an nnAA incorporation system comprising a suppressor tRNA constitutively expressed from a plasmid. A skilled artisan would have been motivated to combine the lysate and reaction mixture with a suppressor tRNA because Zimmerman demonstrates the combination can be used to produce ADCs, e.g., Trastuzumab-monomethyl auristatin, which are FDA-approved drugs with clinical relevance, and strongly suggests that ADCs produced with nnAAs have improved stability and therapeutic properties due to site-specific drug conjugation. Response to Remarks - § 103 Applicant’s arguments with respect to the § 103 rejections raised in the prior action have been thoroughly reviewed. Applicant submits that the obviousness rejection no longer applies because all pending claims refer to the term “whole cell lysate.” Examiner respectfully disagrees. Given the interpretation of the claims applied herein in paragraph 13 due to the indefiniteness described herein, the obviousness rejections applied in the prior action still apply to the amended claims for the reasons described in the preceding paragraphs. Nonstatutory Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. U.S. Patents Claims 35, 39-44, and 46-56 are rejected on the ground of nonstatutory double patenting as being unpatentable over the claims of the following U.S. Patents in view of Yin (Yin et al., 1 March 2012, Landes Bioscience, mAbs, 4:2, p. 217-225; of record) as evidenced by Zawada (Zawada et al., 17 February 2011, Biotechnology and Bioengineering, Vol. 108, Issue 7, and Supporting Materials; of record) in view of Dong (Dong et al., April 2010, Applied and Environmental Microbiology, p. 2295-2303; of record). Claims 39 and 46 are in further view of Zimmerman (Zimmerman et al., 17 January 2014, Bioconjugate Chemistry, 25, p. 351-361; of record). Although the claims at issue are not identical, they are not patentably distinct from each other for the reasons that follow. The rejections of claims 35, 39-44, and 46-54 are maintained from the prior action. The rejections of claims 55-56 are new and necessitated by Applicant’s amendments. Claims 16-23 of Patent No. 10,316,322 B2 – The claims are directed to a method for preparing a whole cell lysate for use in an in vitro protein expression reaction, comprising culturing E. coli cells with the instantly claimed features (an inactivated glnA gene, an auxotrophic selection plasmid constitutive expressing glnA, and a double rate less than 60 minutes), and lysing the cells to prepare the extract. The claims also recite that the auxotrophic selection plasmid comprises one of the instantly claimed chaperone proteins, and a suppressor tRNA. Claims 1-20 of Patent No. 10,190,145 B2 – The claims are directed to a bacterial cell free synthesis system and methods of using the system, wherein the system comprises a cell free S30 extract of E. coli having an active oxidative phosphorylation system, containing biologically functioning tRNA, amino acids and ribosomes necessary for cell free protein synthesis, a nucleic acid encoding a protein of interest, and wherein the bacteria expressed genes encoding protein chaperones (“disulfide isomerase and a prolyl isomerase”). The claims recite that the protein chaperones may be the instantly claimed chaperones. The claims recite that the protein of interest is an antibody or antibody fragment. Claims 1-29 of Patent No. 10,774,354 B2 – The claims are directed to a bacterial cell free synthesis system and methods of using the system. The system comprises a cell free S30 extract of E. coli having an active oxidative phosphorylation system, containing biologically functioning tRNA, amino acids and ribosomes necessary for cell free protein synthesis. The system also comprises a nucleic acid encoding a protein of interest, and protein chaperones (“disulfide isomerase and a prolyl isomerase”). The claims recite that the protein chaperones may be the instantly claimed chaperones. The claims recite that the protein of interest is an antibody or antibody fragment. Claims 6-7 of Patent No. 9,650,621 B2 – The claims are directed to a cell free synthesis system comprising a reaction mixture with “components from a bacterial lysate sufficient to translate a nucleic acid template encoding a protein,” a nucleic acid template encoding a protein of interest and having an amber codon, a tRNA complementary to the amber codon, and a mutant RF1 protein. The claims also recite that the reaction mixture comprises a nnAA, and a corresponding amino acid tRNA synthetase capable of charging the tRNA complementary to the amber codon with the nnAA (i.e., the tRNA therein is a suppressor tRNA). Claims 7-9 of Patent No. 10,450,353 B2 – The claims are directed to a cell free synthesis system comprising a reaction mixture with “components from a bacterial lysate sufficient to translate a nucleic acid template encoding a protein,” a nucleic acid template encoding a protein of interest and having an amber codon, a tRNA complementary to the amber codon, and a mutant RF1 protein. The claims also recite that the reaction mixture comprises a nnAA, a corresponding amino acid tRNA synthetase capable of charging the tRNA complementary to the amber codon with the nnAA (i.e., the tRNA is a suppressor tRNA), and an active oxidative phosphorylation system that generates ATP. Claims 5-8 of Patent No. 9,988,619 B2 – The claims are directed to a cell free protein synthesis system comprising a cell free extract of bacteria having biologically functioning tRNA, amino acids, and ribosomes necessary for cell free protein synthesis. The system also comprises a polynucleotide having a coding region encoding the protein of interest and a suppression codon, and a tRNA complementary to the suppression codon in the protein of interest (i.e., a suppressor tRNA). The claims also recite that extract may have an active oxidative phosphorylation system. The protein of interest may be an antibody or antibody fragment. The claims also recite a method of cell-free protein synthesis that comprises mixing a whole cell lysate comprising the aforementioned components with the polynucleotide, and suppressor tRNA. Claims 5-8 of Patent No. 10,179,909 B2 - The claims are directed to a cell free protein synthesis system comprising a cell free extract of bacteria having biologically functioning tRNA, amino acids, and ribosomes necessary for cell free protein synthesis. The system also comprises a polynucleotide having a coding region encoding the protein of interest and a suppression codon, and a tRNA complementary to the suppression codon in the protein of interest (i.e., a suppressor tRNA). The claims recite that the extract may have an active oxidative phosphorylation system. The protein of interest may be an antibody or antibody fragment. The claims also recite a method of cell-free protein synthesis that comprises mixing a whole cell lysate comprising the aforementioned components with the polynucleotide, and suppressor tRNA. Claims 9-22 of Patent No. 9,938,516 B2 – The claims are directed to a cell free protein synthesis system comprising a cell free extract of bacteria having biologically functioning tRNA, amino acids, and ribosomes necessary for cell free protein synthesis. The system also comprises a polynucleotide having a coding region encoding the protein of interest and a suppression codon, and a tRNA complementary to the suppression codon in the protein of interest (i.e., a suppressor tRNA). The claims recite that the extract may have an active oxidative phosphorylation system. The protein of interest may be an antibody or antibody fragment. The claims recite a method of cell-free protein synthesis that comprises mixing a whole cell lysate comprising the aforementioned components with the polynucleotide and suppressor tRNA, wherein the extract may have an active oxidative phosphorylation system, and the protein of interest may be an antibody or antibody fragment. Claims 1-19 of Patent No. 10,648,010 B2 – The claims are directed to a freeze-dried bacterial extract for cell free protein synthesis, and a method of stabilizing the extract. The extract comprises “dried, lysed bacterial components,” wherein the extract is able to synthesize upon rehydration ATP and a target protein from a template nucleic acid encoding the target protein. The claims recite that the extract comprises an active oxidative phosphorylation system. Claims 1-10 of Patent No. 11,408,021 B2 – The claims are directed to a method of stabilizing a freeze-dried bacterial extract for cell free protein synthesis, wherein the extract comprises lysed bacterial components that enable the extract to synthesize a target protein from a template nucleic acid encoding the target protein in cell free protein synthesis. The claims recite that the extract may be from an Escherichia species and may comprise an active oxidative phosphorylation system. Claims 1-22 of Patent No. 10,487,133 B2 – The claims are directed to a combination of a nucleic acid template encoding a protein of interest and a cell free protein synthesis system. The claims are also directed to a method of producing a protein of interest by combining the template with the cell free synthesis system and incubating the combination under conditions permitting the translation of the protein of interest. The claims recite the system is derived from a bacterial cell, which may be an E. coli cell. The claims recite the system has an active oxidative phosphorylation system. Claims 1-28 of Patent No. 12,098,406 B2 (previously identified as co-pending Application No. 17/852,951) – The claims are directed to a freeze-dried bacterial extract for cell free protein synthesis, and a method of producing a target protein comprising mixing the extract with a template nucleic acid encoding the target protein and synthesizing the target protein under conditions that support a cell free protein synthesis reaction. The extract comprises “dried, lysed bacterial components, wherein the extract is able to synthesize upon rehydration a target protein from a template nucleic acid encoding the target protein.” The extract may also have an active oxidative phosphorylation system and may be derived from an Escherichia species. Claims of 15-16 of Patent No. 12,398,197 (previously identified as co-pending Application No. 17/387,223) – The claims are directed to a method of producing an antibody in a cell-free system, wherein the cell-free system utilizes an extract from E. coli. The patented claims of I-XIII above, while reciting a generic bacterial cell lysate and/or reaction mixture capable of synthesizing a target protein in a cell-free synthesis reaction, or reciting one or more of the instantly claimed lysate components, do not recite each of the specific components of the instantly claimed lysate and reaction mixture, including “an active oxidative phosphorylation system, ribosomes, ATP, amino acids, tRNAs, and the auxotrophic selection plasmid” (i.e., as in instant claims 35-36, 42-43, 49, 50-51, 53), “an RNA polymerase that recognizes the promoter operably linked to the gene of interest” in the template nucleic acid (i.e., as in instant claims 37, 44, 52), “a chaperone protein” wherein the chaperone protein is DsbC (i.e., as in instant claims 40-41, 47-48). The patented claims of I, IV-V, and IX-XII above, while reciting a generic target protein of interest, do not recite that the target protein of interest is an antibody or IgG (i.e., as in instant claim 54). The patented claims of I-III, and IX-XIII above do not recite that the lysate and reaction mixture comprise a suppressor tRNA (i.e., as in instant claims 39 and 46). The teachings of Yin, Zawada, Dong, and Zimmerman are recited above and applied hereinafter. Regarding the specific components of the instantly claimed lysate and reaction mixture, it would have been obvious to one skilled in the art before the effective filing date of the claimed invention to have included each element of the lysate and reaction mixture of Yin as evidenced by Zawada in view of Dong, in the lysates, reaction mixtures, and cell-free protein synthesis systems of the patented claims. It would have amounted to including known elements of bacterial cell lysates and reaction mixtures used for cell-free protein synthesis, by known means, to yield predictable results. A skilled artisan would have had a reasonable expectation of success that the elements would result in a functional lysate and reaction mixture because Yin teaches the elements of a lysate and reaction mixture for cell-free protein synthesis and uses the elements to produce proteins of interest, and Dong provides a potentially advantageous auxotrophic selection system to adapt the plasmid in Yin’s lysate. A skilled artisan would have been motivated to include the elements because the elements were well-known elements of a cell-free synthesis system, and with respect to the auxotrophic selection plasmid, a known, and potentially advantageous selection method for the “large-scale production of plasmid DNA” in the method of Yin as evidenced by Zawada. Regarding the instantly claimed protein of interest (antibody), it would have been obvious to one skilled in the art before the effective filing date of the claimed invention to have substituted the generic target protein of the patented claims for an antibody taught by Yin. It would have amounted to a simple substitution of known elements, by known means, to yield predictable results. A skilled artisan would have had a reasonable expectation of success in substituting the proteins because the cited prior art uses systems substantially identical to the patented systems to produce antibodies. A skilled artisan would have been motivated to substitute the proteins because antibodies have therapeutic uses, as evidenced by Yin. Regarding the instantly claimed suppressor tRNA, the obviousness of combining the patented lysates and reaction mixtures with a suppressor tRNA taught by Zimmerman is described in paragraph 34 and applied here. Co-pending Applications Claims 35, 39-44, and 46-56 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over the claims of the following co-pending Applications in view of Yin (Yin et al., 1 March 2012, Landes Bioscience, mAbs, 4:2, p. 217-225; of record) as evidenced by Zawada (Zawada et al., 17 February 2011, Biotechnology and Bioengineering, Vol. 108, Issue 7, and Supporting Materials; of record) in view of Dong (Dong et al., April 2010, Applied and Environmental Microbiology, p. 2295-2303; of record). Claims 39 and 46 are in further view of Zimmerman (Zimmerman et al., 17 January 2014, Bioconjugate Chemistry, 25, p. 351-361; of record). Although the claims at issue are not identical, they are not patentably distinct from each other for the reasons that follow. These are provisional nonstatutory double patenting rejections because the patentably indistinct claims have not in fact been patented. The rejections of claims 35, 39-44, and 46-54 are maintained from the prior action. The rejections of claims 55-56 are new and necessitated by Applicant’s amendments. Claims 52-58 of Application No. 16/991,607 – The claims are directed to a bacterial cell-free synthesis system and methods of using the system. The system comprises a cell-free extract prepared from a bacterial strain expressing exogenous protein chaperones, wherein the extract has an active oxidative phosphorylation system, and comprises biologically functioning tRNA, amino acids, ribosomes necessary for cell-free protein synthesis, the exogenous protein chaperones, and a nucleic acid encoding a protein of interest. The claims also recite that the exogenous protein chaperones are DsbC and FkpA. Claims 1, 5, 14-17, 19, 21, 30, 33-34, 40-41, 43-44, 48-49, 51-53 of Application No. 17/473,544 – The claims are directed to I) a cell-free protein synthesis system comprising a whole cell lysate, and II) a reaction mixture comprising the extract and a nucleic acid encoding a protein of interest (a heavy chain (HC) polypeptide of an antibody), and III) methods of producing an antibody using a cell-free protein synthesis reaction mixture. The claims recite that the synthesis system is derived from an E. coli strain and comprises ribosomes, ATP, amino acids, tRNAs, an oxidative phosphorylation reaction producing ATP, and a chaperone protein, wherein the chaperone protein may be one of the instantly recited chaperone proteins. The method further comprises incorporating at least one nnAA in the protein of interest (i.e., the HC). Claims 1-5, 49-53, 93-97, 117-120, 125 of Application No. 18/231,204 – The claims are directed to a spray-dried bacterial extract for cell-free protein synthesis comprising “dried, lysed bacterial components,” wherein upon rehydration the extract is able to synthesize a target protein from a template nucleic acid encoding the target protein. The claims are also directed to a method of producing a target protein comprising combining the spray-dried bacterial extract with a template nucleic encoding a target protein. The co-pending claims of I-III above, while reciting a generic bacterial cell lysate and/or reaction mixture capable of synthesizing a target protein in a cell-free synthesis reaction, or reciting one or more of the instantly claimed lysate components, do not recite each of the specific components of the instantly claimed lysate and reaction mixture. The obviousness of including the specific elements of the lysate and reaction mixture taught by Yin as evidenced by Zawada in view of Dong, is described above in paragraph 41 and applied here. The co-pending claims of I and III above, while reciting a generic target protein of interest, do not recite that the target protein of interest is an antibody or IgG. The obviousness of substituting the generic protein of the co-pending claims for an antibody taught by Yin is described in paragraph 42 and applied here. The co-pending claims of I-III above do not recite that the lysates and reaction mixtures comprise a suppressor tRNA. The obviousness of combining the co-pending lysates and reaction mixtures with a suppressor tRNA taught by Zimmerman is described in paragraph 34 and applied here. Response to Arguments - Nonstatutory Double Patenting Applicant’s remarks regarding the nonstatutory double patenting rejections raised in the prior action have been considered. Examiner acknowledges Applicant’s request that the double patenting rejections be reconsidered in view of the claim amendments. The scope of the amended claims and patented and co-pending claims have been considered. Applicant’s amendments are insufficient to distinguish the instant claims from the patented and co-pending claims in view of Yin as evidenced by Zawada, in view of Dong, and Zimmerman. The rejections remain outstanding. Conclusion No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JENNA L PERSONS whose telephone number is (703)756-1334. The examiner can normally be reached M-F: 9-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, JENNIFER A DUNSTON can be reached at (571) 272-2916. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JENNA L PERSONS/Examiner, Art Unit 1637 /Soren Harward/Primary Examiner, TC 1600
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Prosecution Timeline

Apr 26, 2019
Application Filed
Jan 11, 2024
Non-Final Rejection — §103, §112, §DP
Apr 10, 2024
Response Filed
May 21, 2024
Non-Final Rejection — §103, §112, §DP
Aug 14, 2024
Response Filed
Sep 19, 2024
Final Rejection — §103, §112, §DP
Jan 22, 2025
Response after Non-Final Action
Feb 13, 2025
Request for Continued Examination
Feb 14, 2025
Response after Non-Final Action
Apr 14, 2025
Non-Final Rejection — §103, §112, §DP
Aug 06, 2025
Response Filed
Oct 01, 2025
Final Rejection — §103, §112, §DP
Dec 08, 2025
Interview Requested
Dec 18, 2025
Applicant Interview (Telephonic)
Dec 18, 2025
Examiner Interview Summary
Jan 05, 2026
Response after Non-Final Action
Jan 21, 2026
Request for Continued Examination
Jan 27, 2026
Response after Non-Final Action
Feb 20, 2026
Non-Final Rejection — §103, §112, §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

6-7
Expected OA Rounds
52%
Grant Probability
99%
With Interview (+73.4%)
2y 12m
Median Time to Grant
High
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