Prosecution Insights
Last updated: April 19, 2026
Application No. 16/396,855

OPTICAL REFLECTORS, REFLECTION FILMS AND SHEETS

Final Rejection §103
Filed
Apr 29, 2019
Examiner
NELSON, MICHAEL B
Art Unit
1787
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Trinseo Europe GmbH
OA Round
8 (Final)
21%
Grant Probability
At Risk
9-10
OA Rounds
4y 1m
To Grant
58%
With Interview

Examiner Intelligence

Grants only 21% of cases
21%
Career Allow Rate
114 granted / 537 resolved
-43.8% vs TC avg
Strong +37% interview lift
Without
With
+36.7%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
85 currently pending
Career history
622
Total Applications
across all art units

Statute-Specific Performance

§103
57.4%
+17.4% vs TC avg
§102
3.7%
-36.3% vs TC avg
§112
32.6%
-7.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 537 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claims 1-2, 6, 10-11, 15-17 are pending. Response to Amendment Applicant’s amendment of 02/18/26 has been entered. Applicant's amendment has necessitated new grounds of rejection and the remarks are not persuasive. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. If this application currently names joint inventors: in considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. When something is indicated as being “obvious” this should be taken as shorthand for “prima facie obvious to one having ordinary skill in the art to which the claimed invention pertains before the effective filing date of the invention”. When a range is indicated as overlapping a claimed range, unless otherwise noted, this should be taken as short hand to indicate that the claimed range is obvious in view of the overlapping range in the prior art as set forth in MPEP 2144.05, in the case where the claimed range “overlap or lie inside ranges disclosed by the prior art”, a prima facie case of obviousness exists, In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Claim(s) 1-2, 6, 10-11, 15-17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ge et al. (WO 2010/101811, citations made to U.S. 2011/0315189), in view of Hebrink et al. (U.S. 2009/0283133) in view of Palmer et al. (U.S. 5,504,134) in view of HSU et al. (U.S. 2012/0048375) in view of Hufen et al. (U.S. 2013/0180588) in view of Lefebvre et al. (U.S. 2007/0009752) in view of Tasaki et al. (U.S. 2012/0138997) in view of Park et al. (U.S. 2014/0022787). Regarding claims 1-2, 6, 10-11, 15-17, Ge teaches a film that provides reflecting properties in the optical spectrum (i.e., includes white pigment) that includes a substrate layer of thermoplastic polymer ([0032]) of 50-500 microns (overlapping the range of claim 10) with two monolithic (i.e., uniform composition) layers, as in claims 17, of the white pigmented composition on either side of the substrate ([0037]) as in claims 6 and 15. The white pigmented composition includes at least 40% ([0012], overlapping the range in the present application) of a thermoplastic acrylic copolymer of methyl methacrylate, methacrylic acid, and ethyl acrylate units ([0016]-[0017], as in claim 1) and a core shell impact modifier ([0022]) thereby making the acrylic polymer impact modified. A size range of the core shell impact modifier is not explicitly disclosed as claimed, however, the examples (e.g., [0067]-[0072]) of Ge show that suitable sized impact modifiers include 90 nm and 300nm, such that it would have been obvious to have used a size range of 90-300nm (overlapping the claimed range, with 300nm within the claimed range) because the examples in Ge show that these are suitable sizes for achieving the beneficial properties desired by Ge. The composition also includes 0-50 percent (overlapping claim 1) of white pigment ([0026]), and UV protective nano particles ([0028]). The acrylic polymer has a Tg of greater than 85 Celsius, overlapping the range of claim 1 ([0013]). Additional additives as in claim 16 are also disclosed ([0027]). Extrusion is disclosed as a method of forming the laminate, though co-extrusion is not explicitly disclosed. However, the extrusion coating of the layers on each other produces the same final product as co-extrusion and therefore satisfies the product by process limitation of claim 11 ([0041]). “[E]ven though product-by-process claims are limited by and defined by the process, determination of patentability is based on the product itself. The patentability of a product does not depend on its method of production. If the product in the product-by-process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process.” See MPEP 2113. Ge discloses that the thickness of the acrylic layer “generally” has a thickness of up to 200 microns but also discloses that the acrylic layer may be thicker (thicker than 200 microns and overlapping the claimed range) to allow for lower pigmentation concentrations per unit of acrylic polymer which is taught as being advantageous in terms of easy production and handling ([0041]). In addition to this teaching overlapping the claimed range, it also provides a motivation for optimizing the thickness to allow for lower pigmentation concentrations and easy production and handling, such that the thickness is considered an art-recognized result effective variable that would have been obvious optimize to within the claimed range. Ge does not disclose the smaller sized particles as claimed but calls for nanoscale UV protection particles as explained above. Hebrink is also directed to reflecting articles (see abstract) and teaches that titanium oxide (inherently having a refractive index within the claimed range) particles having a size of 10-100 nm can provide UV protection ([0041]). Hebrink does not disclose the amount of such particles needed to provide the UV protection and does not suggest rutile TiO2 but cites to Palmer which discloses that the titanium oxide may be rutile as in claim 1 and that 0.1-30 wt% (overlapping claim 1) is a suitable amount for UV protection (col. 3, lines 45-65). Thus, it would have been obvious to have used the rutile titanium oxide particles having a size of 10-100 nm at 0.1-30 wt% based on Hebrink and Palmer in order to provide UV protection as called for in modified Ge. The particles from modified Ge based on Hebrink and Palmer are inherently white pigment particles because they are the same materials as in the present application (rutile titanium oxide) at overlapping sizes. Modified Ge does not disclose the claimed matting additive. However, Hsu teaches that the backsheet of a solar cell may have diffusing particles of an overlapping type as claimed and with overlapping particle size to the claimed range in order to improve the overall light utilization of the solar cell ([0034], [0035], [0053]-[0054]). Thus, it would have been obvious to have included diffusing particles in the solar backsheet of modified Ge as taught by Hsu in order to improve light utilization. Modified Ge (via Hsu) only teaches incorporating the diffusing particles into the surface region of the solar backsheet, however, Hufen is also directed to solar backsheet reflectors and teaches that diffusing particles may be included as an additive ([0045]) in the entire layer (not just along the surface), such that it would have been obvious to have included such particles of modified Ge in the surface of the backsheet or distributed throughout the backsheet (as taught by Hufen) as one of only a finite number of ways to incorporate diffusing particles into a solar backsheet. The above particles are “matting” particles as claimed because they are the same type and size of particles as in the present application and also because diffusing reflected light creates a matting effect. Modified Ge teaches all of the above subject matter but does not disclose the amount of the diffusing particles. However, this amount would be obvious to adjust as an art-recognized result effective variable in order to optimize the degree of diffusion of the light reflected by the solar backsheet to optimize light utilization as taught by Hsu. Modified Ge does not disclose the substrate materials as claimed but suggests thermoplastics, e.g., PET. However, Lefebvre is also directed to pigmented, impact modified, acrylic layers on a polymer substrate and teaches that the claimed polymer materials were known preferred materials for such a substrate (as part of a group of materials including PET as suggested by Ge) for forming the substrate bearing a pigmented, impact modified, acrylic layer, such that it would have been obvious to have used such materials for the substrate in modified Ge because Lefebvre shows them to be preferred for the intended purpose sought in Ge (i.e., as a substrate bearing a pigmented, impact modified, acrylic layer) (see abstract, [0026], [0028], [0033]). The claimed MFR (of claim 1), and optical reflectance, is not explicitly disclosed in modified Ge, but modified Ge teaches an article that is substantially the same as in the present application and therefore will inherently have a MFR, and optical reflectance. That is, modified Ge teaches the same type of unpigmented substrate material with the same type of white coating on both sides that includes the same type and amount of resin (ALTUGLAS HT 121), the same type and amount of titanium dioxide particles (same material and overlapping size as explained above) and the same type and amount of diffusing agent (same material and overlapping size as explained above), as compared to the compositions shown in the present application as providing the claimed MFR, and optical reflectance and therefore modified Ge teaches a composition that inherently has this same MFR, and optical reflectance. Additionally Ge teaches a reflectance that overlaps the claimed range ([0047-0048]). Modified Ge as set forth above discloses the claimed white reflecting film and suggests it may be useful with photovoltaic devices but does not disclose the claimed lighting device. However, multiple references teach that white reflective films are known to be useful for lighting devices as well as for photovoltaic devices. First, Tasaki also teaches that white reflective films may be used in various semiconductor optical devices like light emitting diodes for liquid crystal display backlights (as in claim 2) as well as solar cells (see abstract, [0001], [0002], [0010]). Second, Park also teaches that white reflective films may be used in various semiconductor optical devices like light emitting diodes for liquid crystal display backlights as well as solar cells and also teaches that such lighting devices may be used in automobiles (see abstract, [0028], [0030], [0033]). Thus, based on the above references, one having ordinary skill in the art would have found it obvious to have used white reflective films (like those in modified Ge) in all commercially viable markets, including solar cells, backlight for light emitting diodes in LCDs, and light emitting diodes for automobiles (as in claim 2) because the above references teach that the reflecting properties of the white reflective film are useful as the reflective films in all of these markets. The above arrangement (using the film as a reflector for a light source) would put the film “behind” the light source in order for the film to be able to reflect the light from the LED, as in claim 1. Claims 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ge et al. (WO 2010/101811, citations made to U.S. 2011/0315189), in view of Hebrink et al. (U.S. 2009/0283133) in view of Palmer et al. (U.S. 5,504,134) in view of HSU et al. (U.S. 2012/0048375) in view of Hufen et al. (U.S. 2013/0180588) in view of Lefebvre et al. (U.S. 2007/0009752) in view of Tasaki et al. (U.S. 2012/0138997) in view of Park et al. (U.S. 2014/0022787), , as applied to claim 1 above, in view of Garcia et al. (U.S. 2008/0242786). Regarding claim 11, Ge teaches all of the above subject matter but does not explicitly teach coextrusion. However, Garcia is also directed to acrylic white compositions on a supporting substrate and teaches that coextrusion was a suitable method for combining the layers ([0033]). Thus, it would have been obvious to one having ordinary skill in the art to have used coextrusion for the layers of modified Ge as taught by Garcia because Garcia teaches that this was a suitable method for combining the layers. Response to Arguments Applicant’s remarks are moot in light of the new grounds of rejection which were necessitated by Applicant's amendment. Remarks which are still deemed relevant are addressed below and are not persuasive. Applicant argues that the cited references do not disclose the claimed matting agent but this is not true as explained above. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the date of this final action. References cited in any corresponding foreign applications have been considered but would be cumulative to the above. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL B NELSON whose direct telephone number is (571)272-9886 and whose direct fax number is (571)273-9886 and whose email address is Michael.Nelson@USPTO.GOV. The examiner can normally be reached on Mon-Sat, 7am - 7pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Callie Shosho can be reached on 571-272-1123. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300 (faxes sent to this number will take longer to reach the examiner than faxes sent to the direct fax number above). Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL B NELSON/ Primary Examiner, Art Unit 1787
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Prosecution Timeline

Apr 29, 2019
Application Filed
Mar 14, 2022
Non-Final Rejection — §103
Jun 21, 2022
Response Filed
Jul 27, 2022
Final Rejection — §103
Nov 01, 2022
Response after Non-Final Action
Nov 10, 2022
Applicant Interview (Telephonic)
Nov 10, 2022
Response after Non-Final Action
Nov 17, 2022
Request for Continued Examination
Nov 21, 2022
Response after Non-Final Action
Mar 28, 2023
Non-Final Rejection — §103
Jun 16, 2023
Response Filed
Jul 06, 2023
Final Rejection — §103
Dec 22, 2023
Request for Continued Examination
Dec 28, 2023
Response after Non-Final Action
May 13, 2024
Non-Final Rejection — §103
Nov 11, 2024
Response Filed
Nov 30, 2024
Final Rejection — §103
Mar 03, 2025
Response after Non-Final Action
Mar 13, 2025
Request for Continued Examination
Mar 14, 2025
Response after Non-Final Action
Dec 16, 2025
Non-Final Rejection — §103
Feb 18, 2026
Response Filed
Mar 16, 2026
Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

9-10
Expected OA Rounds
21%
Grant Probability
58%
With Interview (+36.7%)
4y 1m
Median Time to Grant
High
PTA Risk
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