Prosecution Insights
Last updated: April 19, 2026
Application No. 16/604,979

CHITINASE ADMINISTRATION TO THE AIRWAY TO TREAT INFLAMMATION AND AGE-RELATED PULMONARY FIBROSIS

Non-Final OA §103
Filed
Oct 11, 2019
Examiner
BARRON, SEAN C
Art Unit
1653
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
The Regents of the University of California
OA Round
6 (Non-Final)
53%
Grant Probability
Moderate
6-7
OA Rounds
3y 8m
To Grant
85%
With Interview

Examiner Intelligence

Grants 53% of resolved cases
53%
Career Allow Rate
323 granted / 605 resolved
-6.6% vs TC avg
Strong +32% interview lift
Without
With
+31.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
68 currently pending
Career history
673
Total Applications
across all art units

Statute-Specific Performance

§101
6.2%
-33.8% vs TC avg
§103
43.6%
+3.6% vs TC avg
§102
16.0%
-24.0% vs TC avg
§112
22.4%
-17.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 605 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 6/27/2025 has been entered. Request for Reconsideration Applicant's reply filed 6/27/2025 has been entered. The claims were not amended. Claims 25-38 remain pending, of which claims 25-28, 37, and 38 are being considered on their merits. Claims 29-36 remain withdrawn from consideration. References not included with this Office action can be found in a prior action. Applicant’s arguments on page 6 of the reply regarding Choi’s chitinase being heat-inactivated is found persuasive, and the obviousness rejections of record over Choi are withdrawn. New grounds of rejection are set forth below. Any rejections of record not particularly addressed below are withdrawn in light of the claim amendments and/or applicant’s comments. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 25-28 and 37 are rejected under 35 U.S.C. 103 as being unpatentable over Elias (US 2013/0156750; Reference A). Elias teaches a method treating or preventing acute lung injury in a subject, the method comprising administering an effective amount of a chitinase-like protein molecule and wherein the chitinase-like protein molecule is inclusive of catalytically active chitinases, acidic mammalian chitinases (i.e. AMCases) and chitotriosidases (claims 1 and 2; ¶0027; ¶0107), reading in-part on claims 25, 27, and 28. In a separate embodiment, Elias teaches treating or preventing pulmonary fibrosis (¶0018 and ¶0058), reading on claims 25, 26, and 37. Regarding claims 25-28, and 37, while Elias does not teach every element of the claims in a single embodiment It would have been obvious to a person of ordinary skill in the art before the invention was filed to treat or prevent pulmonary fibrosis in a subject by administering an effective amount of the AMCase or chitotriosidase of Elias. A person of ordinary skill in the art would have had a reasonable expectation of success to do so because and the skilled artisan would have been motivated to do so because Elias expressly contemplates the combination of treating or prevent pulmonary fibrosis in a subject by administering an effective amount of the AMCase or chitotriosidase. Therefore, the invention as a whole would have been prima facie obvious to a person of ordinary skill before the invention was filed. Claim 38 is rejected under 35 U.S.C. 103 as being unpatentable over Elias as applied to claims 25 and 37 above, and further in view of Caplan-Shaw et al. (JOEM (2011), 53(9), 981-991) The teachings of Elias are relied upon as set forth above. Elias further teaches treating or preventing acute lung injury in human subjects (claim 8), reading in-part on claim 8. Regarding claim 38, Elias does not teach a subject 50 years of age or older. Caplan-Shaw teaches that a subject population exposed to particulate matter at the World Trade Center attack on 9/11 and with a median age range of 53 is at risk for developing interstitial (pulmonary) fibrosis (Abstract; also p983, Table 1 and the immediate paragraph after Table 1), reading on claim 38. Regarding claim 38, it would have been obvious to a person of ordinary skill in the art before the invention was filed to further preventatively treat the subjects of Caplan-Shaw with the chitinase(s) of Elias. A person of ordinary skill in the art would have had a reasonable expectation of success to do so because the subjects of Elias and Caplan-Shaw are related as either having pulmonary fibrosis or being at risk for developing pulmonary fibrosis. The skilled artisan would have been motivated to further treat the subjects of Caplan-Shaw because the preventative treatment with Elias’ chitinase(s) would likely reduce the risk of Caplan-Shaw’s subjects to further develop pulmonary fibrosis thus improving the health of the subjects. Therefore, the invention as a whole would have been prima facie obvious to a person of ordinary skill before the invention was filed. Response to Arguments Applicant's arguments on pages 4-11 of the reply have been fully considered, but not found persuasive of error over the new grounds of rejection set forth above. Affidavit/Declaration The Declaration under 37 CFR 1.132 filed 6/27/2025 has been fully considered, but is insufficient to overcome the new grounds of rejection set forth above. Conclusion No claims are allowed. No claims are free of the art. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SEAN C BARRON whose telephone number is (571)270-5111. The examiner can normally be reached 7:00am-3:30pm EDT/EST (M-F). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sharmila Landau can be reached at 571-272-0614. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Sean C. Barron/Primary Examiner, Art Unit 1653
Read full office action

Prosecution Timeline

Oct 11, 2019
Application Filed
Jan 11, 2022
Non-Final Rejection — §103
Apr 13, 2022
Response Filed
May 05, 2022
Final Rejection — §103
Sep 14, 2022
Request for Continued Examination
Oct 04, 2022
Response after Non-Final Action
Jan 10, 2023
Non-Final Rejection — §103
Jul 13, 2023
Response Filed
Aug 01, 2023
Final Rejection — §103
Feb 07, 2024
Request for Continued Examination
Feb 12, 2024
Response after Non-Final Action
May 22, 2024
Final Rejection — §103
Nov 27, 2024
Notice of Allowance
Jun 27, 2025
Response after Non-Final Action
Jun 27, 2025
Request for Continued Examination
Jul 01, 2025
Response after Non-Final Action
Oct 23, 2025
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

6-7
Expected OA Rounds
53%
Grant Probability
85%
With Interview (+31.6%)
3y 8m
Median Time to Grant
High
PTA Risk
Based on 605 resolved cases by this examiner. Grant probability derived from career allow rate.

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