Prosecution Insights
Last updated: July 17, 2026
Application No. 16/629,806

METAL COMPOSITE HYDROXIDE, METHOD FOR PRODUCING SAME, POSITIVE ELECTRODE ACTIVE MATERIAL FOR NONAQUEOUS ELECTROLYTE SECONDARY BATTERIES, METHOD FOR PRODUCING SAID POSITIVE ELECTRODE ACTIVE MATERIAL, AND NONAQUEOUS ELECTROLYTE SECONDARY BATTERY USING SAID POSITIVE ELECTRODE ACTIVE MATERIAL

Final Rejection §103
Filed
Jan 09, 2020
Priority
Jul 12, 2017 — JP 2017-136324 +2 more
Examiner
CHUO, TONY SHENG HSIANG
Art Unit
1751
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Sumitomo Metal Mining Co., Ltd.
OA Round
6 (Final)
46%
Grant Probability
Moderate
7-8
OA Rounds
0m
Est. Remaining
53%
With Interview

Examiner Intelligence

Grants 46% of resolved cases
46%
Career Allowance Rate
322 granted / 703 resolved
-19.2% vs TC avg
Moderate +7% lift
Without
With
+7.1%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
42 currently pending
Career history
758
Total Applications
across all art units

Statute-Specific Performance

§103
92.8%
+52.8% vs TC avg
§102
3.3%
-36.7% vs TC avg
§112
1.7%
-38.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 703 resolved cases

Office Action

§103
DETAILED ACTION Response to Amendment Claims 15-19 are current pending. Claims 1-14 and 20 are cancelled. The amended claim 15 does overcome the previously stated 103 rejections. However, upon further consideration, claims 15-19 are rejected under the following new 103 rejections. This action is made FINAL as necessitated by the amendment. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 15 and 17-19 are rejected under 35 U.S.C. 103 as being unpatentable over Sugaya et al (US 2016/0006029) in view of Ito et al (JP 2004210560 A). Regarding claims 15 and 17-19, Sugaya et al discloses a non-aqueous electrolyte secondary battery comprising: a positive electrode; a negative electrode; a separator; and a non-aqueous electrolyte, wherein the positive electrode active material comprises: a lithium transition metal oxide represented by LixNiaCobMnc Al(1-y-a-b)WyO2 where 0.9 < x < 1.2, 0.001 ≦ y ≦ 0.01, 0.30 ≦ a ≦ 0.95, 0 ≦ b ≦ 0.5, and a-c > 0.03 (M is Al and has a ratio of the number of atoms of the respective metal elements represented by Li : Ni : Mn : Co : W : M = 1 + u : x : y : z : a : b (x+y+z= 1, -0.05 ≤ u ≤ 0.50, 0.3 ≤ x ≤ 0. 95, 0.05 ≤ y ≤ 0.55, 0 ≤ z ≤ 0.4, 0 ≤ a ≤ 0.1); wherein the lithium transition metal oxide is composed of primary particles and secondary particles formed by aggregation of primary particles, wherein a compound containing lithium and tungsten is formed on the surface of the primary particles; wherein the aggregation of primary particles forms voids (hollow parts) between the primary particles; wherein W (tungsten) is present in the primary particle uniformly but may be present on the surface and in the surface layer (in the vicinity of the surface in the inside of the primary particle) at a high proportion which corresponds to a tungsten-concentrated layer having a thickness in the direction from the surface toward the center; wherein the surface of the primary particles includes the surface of the primary particles exposed on the outer surface of the secondary particles, in the inside of the secondary particles, and even the grain boundaries between the primary particles; wherein an amount of the compound containing tungsten and lithium present on the surface of the secondary particles is inherently larger than an amount of the compound containing tungsten and lithium present inside the secondary particles; and wherein the secondary particles have voids (hollow parts) at a center thereof as the hollow structure ([0019],[0021],[0031],[0055], [0058]-[0066] and Fig. 2). Examiner’s note: the Office takes the position that “a compound containing tungsten and lithium that is present in a concentrated state, on a surface layer of primary particles present on a surface or inside of the secondary particles and at a grain boundary between the primary particles … wherein the metal composite hydroxide has a tungsten-concentrated layer having a thickness in the direction from the surface toward the center within the metal complex hydroxide” is an inherent characteristic of the Sugaya positive electrode active material based upon the sectional view of the positive electrode active material shown in Fig. 2 and the corresponding description in para. [0019]. However, Sugaya et al does not expressly teach a hollow structure having a tap density of 1.2 g/cm3 or more and 1.99 g/cm3 or less (claim 15). Ito et al discloses a manganese nickel mixed hydroxide particle (hollow structure) having a tap density of 0.6 to 1.4 g/ml with examples of 1.27 g/ml and 1.37 g/ml (pg. 6, lines 243-245 and Table 1). Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to modify the Sugaya positive electrode active material to include a tap density of 1.27 g/cm3 to 1.37 g/cm3 in order to increase initial capacity, while exhibiting excellent battery characteristics (pg. 6, lines 242-243). Examiner’s note: It is noted that claim 15 is being construed as product-by-process and that the product itself does not depend on the process of making it. Accordingly, in a product-by-process claim, the patentability of a product does not depend on its method of production. In that, it is further noted that the product in the instant claim is obvious over the product of the prior art. The claim is obvious as it has been held similar products claimed in product-by-process limitations are obvious (In re Brown 173 USPQ 685 and In re Fessman 180 USPQ 324, See MPEP 2113: Product-by-Process claims). Claim 16 is rejected under 35 U.S.C. 103 as being unpatentable over Sugaya et al in view of Ito et al as applied to claim 15 above, and further in view of Mori et al (US 2015/0188136). However, Sugaya et al as modified by Ito et al does not expressly teach a crystallite diameter of (003) plane attained by powder x-ray diffraction measurement that is 120 nm or more. Mori et al discloses a positive electrode active material that contains a lithium nickel complex oxide having a crystallite diameter as calculated from the peak for the (003) plane in x-ray diffraction that is 50 to 300 nm ([0038]) with examples having a crystallite diameter from 128 to 169 nm (Table 1). Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to modify Sugaya/Ito positive electrode active material to include a crystallite diameter of (003) plane attained by powder x-ray diffraction measurement that is 120 nm or more in order to provide high initial discharge capacity and an initial charge/discharge efficiency of at least 94% (Table 2 and [0147]). Response to Arguments Applicant’s arguments with respect to claim(s) 15-19 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TONY S CHUO whose telephone number is (571)272-0717. The examiner can normally be reached Monday - Friday, 9:00am - 5:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice supervisor, Jonathan Leong can be reached on 571-270-1292. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /T.S.C/Examiner, Art Unit 1751 /JONATHAN G LEONG/Supervisory Patent Examiner, Art Unit 1751 4/15/2026
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Prosecution Timeline

Show 11 earlier events
Mar 19, 2025
Examiner Interview Summary
Apr 28, 2025
Response Filed
Jun 03, 2025
Final Rejection mailed — §103
Sep 30, 2025
Request for Continued Examination
Oct 01, 2025
Response after Non-Final Action
Oct 30, 2025
Non-Final Rejection mailed — §103
Feb 25, 2026
Response Filed
Apr 20, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
46%
Grant Probability
53%
With Interview (+7.1%)
4y 1m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 703 resolved cases by this examiner. Grant probability derived from career allowance rate.

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