Prosecution Insights
Last updated: July 17, 2026
Application No. 16/652,968

STEERABLE CATHETER FLEXIBLE ROBOTIC SYSTEM FOR USE WITH ENDOSCOPES

Non-Final OA §102§103
Filed
Apr 01, 2020
Priority
Oct 02, 2017 — provisional 62/567,057 +1 more
Examiner
CHOU, WILLIAM B
Art Unit
3795
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
The Regents of the University of California
OA Round
9 (Non-Final)
73%
Grant Probability
Favorable
9-10
OA Rounds
0m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
396 granted / 541 resolved
+3.2% vs TC avg
Strong +21% interview lift
Without
With
+21.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
22 currently pending
Career history
564
Total Applications
across all art units

Statute-Specific Performance

§103
80.8%
+40.8% vs TC avg
§102
12.1%
-27.9% vs TC avg
§112
4.9%
-35.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 541 resolved cases

Office Action

§102 §103
The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on March 30, 2026 has been entered. Response to Arguments Examiner acknowledges the receipt of the Applicant’s Amendment dated March 30, 2026. Applicant amended claim 1. Applicant canceled claim 7. Applicant added new claim 8. Claims 1, 3-6, and 8 are pending. Applicant's have been considered. Upon further search and consideration, the claims are rejected under 35 U.S.C. 102(a)(1) and 35 U.S.C. 1023 as discussed below. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim 8 is rejected under 35 U.S.C. 102(a)(1) as being anticipated by Stahler et al. (U.S. Publication 2009/0138025, hereinafter “Stahler”). As to Claim 8, Stahler discloses a robotic “robotically controlled” in [0075] catheter system deployable through an endoscope (3) in [0082] and Figs. 5A and 9A which comprises (41) and “endoscope” in [0076] and [0080] as shown in Fig. 1 working channel comprising: a flexible catheter body (63) in [0075] and Figs. 1, 2A, and 2B; a plurality of coaxially arranged steering modules positioned along the catheter body, each steering module including: a multi-lumen structure (102) in [0075]-[0076] being provided in plurality as shown in Figs. 1 and 14A-14E and forming “platform (P)” in [0076] and [0082] defining a central lumen “central lumen” in [0089] and multiple control lumens (105) in [0089], and tension members “pull wires” in [0089] and Figs. 9A-9E routed through the control lumens; an articulated surgical instrument including multiple joints (205) in [0075] and Figs. 1, 14A-14E, and 16, wherein each steering module is dedicated to controlling a different joint of the articulated surgical instrument as shown in Figs. 1 and 14A-14E; and a proximal actuation unit (15) in [0085] and Fig. 5A and “associated motors and mechanical components” in [0086] including a plurality of motors configured to independently actuate the tension members to control spatial orientation of the articulated surgical instrument relative to the distal end of the endoscope. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. The previous rejections are maintained. Claims 1 and 4-6 are rejected under 35 U.S.C. 103 as being unpatentable over Stahler and in further views of Hadani et al. (U.S. Publication 2023/0117416, hereinafter “Hadani”), Tsuji et al. (U.S. Publication 2007/0173694, hereinafter “Tsuji”), and Clerc et al. (U.S. Publication 2007/0225559, hereinafter “Clerc”). As to Claim 1, Stahler discloses a surgical arrangement, comprising: an endoscope (3) in [0082] and Figs. 5A and 9A which comprises (41) and “endoscope” in [0076] and [0080] as shown in Fig. 1 defined by having an insertion tube (63) in [0075] and Figs. 1, 2A, and 2B with an imaging system “a fiber optic camera, light source” in [0007]; a catheter subsystem (37) in [0076] and (102) in [0076] as shown in Figs. 1, 2A, 2B, and 5A of a steerable catheter robotic system (1) in [0082] and Fig. 5A that is removably insertable into the instrument channel, the catheter subsystem comprising: a flexible outer sheath (37) in [0076] and Figs. 1 and 5A and (39) in [0089] as shown in Figs. 9A-9E having a proximal end and a distal end; at least one flexible robotic steering “robotically controlled” in [0075] multi-lumen assembly (102) in [0075]-[0076] being provided in plurality as shown in Figs. 1 and 14A-14E and forming “platform (P)” in [0076] and [0082] extending through the flexible outer sheath, the flexible robotic steering multi-lumen assembly having a proximal end and a distal end, wherein the multi-lumen assembly includes a central instrument lumen “central lumen” in [0089] and shown in Figs. 16 and 17A configured to receive a portion of a robotic surgical instrument, and a plurality of circumferentially spaced control lumens (277) in [0112] and Fig. 17A surrounding the central lumen; and a plurality of articulation wires (207) in [0112] and Fig. 16 each extending through the control lumens, a robotic instrument (3) in [0082] and Fig. 5A for performing a surgical procedure, the robotic instrument being operatively and removably attachable to the distal end of the multi-lumen assembly such that the robotic instrument is teleoperable, wherein the at least one flexible robotic steering multi-lumen assembly includes a plurality of flexible robotic steering multi-lumen assemblies as shown in Figs. 1 and 14A-14E and the robotic instrument includes a plurality of interconnected articulating segments (205) in [0075] and Figs. 1, 14A-14E, and 16, each of the articulating segments being operatively and removably attachable to a different one of the robotic steering multi-lumen assemblies as shown in Fig. 14E. each articulating segment being mechanically coupled to a different one of the robotic steering multi-lumen assemblies as shown in Figs. 1, 16, and 17A wherein different robotic steering mutli-lumen assemblies comprise articulating segments such that selective tensioning of articulation wires in the corresponding multi-lumen assembly causes articulation of the associated articulating segment. However Stahler does not specifically disclose further details of the endoscope wherein the imaging system is integrated directly within the insertion tube of the endoscope and the insertion tube further includes at least one instrument channel extending therethrough. Hadani teaches in the analogous field of endoscopy wherein an endoscope (200) in [0043] and [0057] as shown in Fig. 2 is defined by an insertion tube (223) in [0057] with an imaging system (221, 222, 224) in [0057] integrated directly within the insertion tube, the imaging system having a sensor “optic imager” and “video imager” in [0057] wherein (204) in [0057] can also be an imager as described in [0004] disposed in and secured to the distal end of the insertion tube, the insertion tube further including at least one instrument channel (202) in [0058] and (302) in [0063] as shown in Fig. 2 as well as the channel surrounding (102) in [0043] and [0061] as shown in Figs. 1 and 2 extending therethrough. Hadani also teaches that catheters, endoscopic tubes, endoscopes, and bronchoscopes, and any other device that introduces an endoscopic tool are known equivalents in the art in [0043] wherein tools and image capturing device equivalents in the art are further described in [0003]-[0004]. In order to expedite prosecution, Tsuji is also applied as a secondary teaching to evidence the level of ordinary skill in the art at the time of invention. Tsuji teaches in the analogous field of endeavor of endoscopy an endoscope (1) in [0044] and Figs. 1 and 2 having an insertion tube (11) in [0046] with an imaging system (31) in [0054] integrated directly within the insertion tube, the imaging system having a sensor (33) in [0054] that is a CCD disposed in and secured to the distal end of the insertion tube, the insertion tube further including at least one instrument channel (38) in [0059] extending therethrough. It would have been obvious to one of ordinary skill in the art at the time of invention to provide the endoscope of Stahler with a CCD or equivalent at the distal end directly within the insertion tube of the endoscope and the insertion tube further includes at least one instrument channel extending therethrough as taught by Hadani and Tsuji in order to for the endoscope to fulfill the same function of optical imaging and treatment means using known configurations in the art. In order to expedite prosecution as to the degree in which the catheter subsystem is removably insertable into the instrument channel, Clerc is applied as a secondary teaching to evidence the level of ordinary skill in the art at the time of invention. Clerc teaches in the analogous field of endeavor of endoscopy, an endoscope (50) in [0029] and Fig. 2A with an imaging system (90) in [0023] and Fig. 2B disposed on its distal end and at least one instrument channel (58) in [0029] extending therethrough, and that a catheter subsystem (10) in [0029] can be removably insertable into the instrument channel as additionally shown via (320) in Fig. 6. It would have been obvious to one of ordinary skill in the art at the time of invention to that the catheter subsystem insertable into the instrument channel of the endoscope of Stahler to be appropriate sized to accommodate strict definition of catheters within endoscopes as taught by Clerc as known configurations in the art. As to Claim 4, Stahler in views of Hadani, Tsuji, and Clerc discloses the surgical arrangement of claim 1 wherein Stahler further teaches that the flexible outer sheath, the flexible robotic steering multi- lumen assembly and robotic instrument are formed from polymer materials “polymer” in [0274]. As to Claim 5, Stahler in views of Hadani, Tsuji, and Clerc discloses the surgical arrangement of claim 1 wherein Stahler further teaches that the at least one robotic steering multi-lumen assembly includes at least one actuating arrangement (15) in [0085] and Fig. 5A and “associated motors and mechanical components” in [0086] for steering the instrument attached thereto. As to Claim 6, Stahler in views of Hadani, Tsuji, and Clerc discloses the surgical arrangement of claim 5 Stahler further teaches that a control assembly (27) in [0084] and Fig. 5B operatively coupled to the proximal end of the at least one robotic steering multi-lumen assembly for providing rotational movement (input that is “multi-degree-of-freedom” in [0084]) that imparts translational movement to the actuating arrangement (input translated into “appropriate mechanical response” in [0086]). Claim 3 is rejected under 35 U.S.C. 103 as being unpatentable over Stahler in views of Hadani, Tsuji, and Clerc and in further view of Taylor et al. (U.S. Publication 2014/0094968, hereinafter “Taylor”). As to Claim 3, Stahler in views of Hadani, Tsuji, and Clerc discloses the surgical arrangement of claim 2 wherein Stahler further teaches that the robotic instrument is configured to have multiple degrees of freedom “multi-degree-of-freedom” in [0084] in conjunction with Fig. 11B and a tip itself having three degrees in [0095]. However, Stahler does not specifically disclose seven degrees of freedom. Taylor teaches in the analogous field of endeavor of teleoperative robotics for invasive procedures in [0008] wherein seven degrees of freedom are utilized for control “7-DoF serial robot” in [0086]. It would have been obvious to one of ordinary skill in the art to have provided the surgical arrangement of Stahler in views of Hadani, Tsuji, and Clerc having multiple varying degrees of freedom to be specifically seven degrees of freedom as taught by Taylor in order to fulfill the same function of performing endoscopic imaging within a patient and instrument delivery with predictable results. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to WILLIAM B CHOU whose telephone number is (571) 270-3367. The examiner can normally be reached on M-F 9 am - 6 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Carey can be reached on (571) 270-7235. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /WILLIAM CHOU/ Examiner, Art Unit 3795 /MICHAEL J CAREY/Supervisory Patent Examiner, Art Unit 3795
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Prosecution Timeline

Show 18 earlier events
Jul 14, 2025
Request for Continued Examination
Jul 15, 2025
Response after Non-Final Action
Aug 01, 2025
Non-Final Rejection mailed — §102, §103
Oct 22, 2025
Response Filed
Jan 30, 2026
Final Rejection mailed — §102, §103
Mar 30, 2026
Request for Continued Examination
Apr 07, 2026
Response after Non-Final Action
Jun 22, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

9-10
Expected OA Rounds
73%
Grant Probability
94%
With Interview (+21.2%)
3y 7m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 541 resolved cases by this examiner. Grant probability derived from career allowance rate.

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