Prosecution Insights
Last updated: April 19, 2026
Application No. 16/728,565

CONNECTION HAVING BALANCED PIN AND BOX FACE THICKNESS

Final Rejection §102§103§112
Filed
Dec 27, 2019
Examiner
BOCHNA, DAVID
Art Unit
3679
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Ultra Premium Services, L.L.C.
OA Round
8 (Final)
80%
Grant Probability
Favorable
9-10
OA Rounds
2y 9m
To Grant
93%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allow Rate
1438 granted / 1801 resolved
+27.8% vs TC avg
Moderate +14% lift
Without
With
+13.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
48 currently pending
Career history
1849
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
30.5%
-9.5% vs TC avg
§102
44.0%
+4.0% vs TC avg
§112
21.1%
-18.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1801 resolved cases

Office Action

§102 §103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1, 3 and 6-9 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1, the limitation “dimensioned to meet pipe thickness requirements” is considered to be vague and indefinite, because it is unclear what “thickness requirements” are being referred to and exactly what and how those thickness requirements would be met, as there are many factors which would determine the necessary thickness of a pipe, such as material, pipe diameter, operating pressures, etc. Therefore clarification is needed. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 3 and 6-7 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by CA 2,298,901. In regard to claim 1, CA ‘901 discloses a connection comprising: a first tubular member having a pin end 4 comprising: a first portion 4 having a first inner diameter; and a second portion 6 having a pin face 8 dimensioned to meet pipe thickness requirements (see page 8, lines 4-9, where the pin end is made thick enough to satisfy the requirement of creating a metal to metal seal to guarantee the complete sealing of the joint under any operating condition) and disposed at an outermost end of the pin end of the first tubular member; and a second tubular member having a box end 1 comprising: a first portion 1 having a first outer diameter; and a second portion having a box face 11 at an outermost end of the box end of the second tubular member, wherein the first tubular member and the second tubular member are configured to connect when a threading of the pin end-engages with a threading of the box end; and wherein a thickness of the pin face 8 is substantially identical to a thickness of the box face 11 (see page 8, last two lines where it states that the shoulders 13 and 15 are 2mm in height and see figs. 4A and 4C where the end surfaces of 11 and 8 taper down to an end surface that matches the shoulder heights of 13 and 15). In regard to claim 3, wherein the outer diameter of the box end is larger than the outer diameter of the pin end (element 11 tapers outward from the end surface at 3 in fig. 4A to have a larger diameter than 5). In regard to claim 6, wherein the pin end of the first tubular member comprises a seal element 7, and wherein the box end of the second tubular member comprises a seal element 7. In regard to claim 7, wherein the seal element of the pin end of the first tubular member is a center seal element 7, and wherein the seal element of the box end of the second tubular member is a center seal element 7. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 8-9 is/are rejected under 35 U.S.C. 103 as being unpatentable over CA 2,298,901 in view of Hellmund et al. 4,153,283. In regard to claims 6 and 7, CA ‘901 discloses a seal elements where 8 and 10 contact and where 11 and 9 contact, where surfaces 9 and 10 are linear surfaces and surfaces 8 and 11 are flares, but it is unclear if the flared surfaces are curvilinear. Hellmund et al. teaches that providing metal to metal seals in pin and box connections with mating curvilinear 13, 14 and linear surfaces 11, 12 is common and well known in the art. Therefore it would have been obvious to one of ordinary skill in the art to make the flares surfaces of CA ‘901 curvilinear, as taught by Hellmund. Response to Arguments Applicant’s arguments with respect to claim(s) 1, 3 and 6-9 have been considered but are unpersuasive. Applicant argues that a pin face “dimensioned to meet pipe thickness requirements” inherently requires that the pin face extends to the inner diameter surface of the pin and that Cerruti fails to disclose this structure. However, Applicant has failed to provide any support as to why the limitation “dimensioned to meet pipe thickness requirements” requires that the pin face extend to the inner diameter surface of the pipe. It is the Examiner’s position that the limitation “dimensioned to meet pipe thickness requirements” is extremely broad and does not require that the pin face extend to the inner diameter surface of the pin in order to anticipate this limitation in the claim. Cerruti discloses making the pin end surface 8 sufficiently thick enough to satisfy the requirement of creating a metal to metal seal to guarantee the complete sealing of the joint under any operating condition (see page 8, lines 4-9), which is considered by the Examiner to be a dimension “to meet pipe thickness requirements). Therefore the Cerruti rejection has been maintained. Applicant argues that Cerruti fails to disclose the thickness of any portion of elements 8 or element 11, specifically that they have substantially the same thickness. The Examiner disagrees, as the last two lines of page 8 of the specification discloses that the height of the shoulders, 13 and 15 are about 2mm. Additionally, figs. 4A and 4C depict the end surfaces of 11 and 8 as having the exact same thicknesses as that of shoulders 13 and 15, respectively. Applicant argues that that the only disclosures relating to the dimensions of these elements ties their thickness to the depth of the annular slots 12 and 14 and includes various annotated figures relating to the thickness of the slots and end faces. It is unclear why the Applicant is referring to annular slots 12 and 14, when the limitation of claim 1 in question is “wherein a thickness of the pin face is substantially identical to a thickness of the box face”. The specification of Cerruti clearly states that “the hight of the shoulders are about 2mm, for the internal and external shoulders”. Cerruti clearly states that shoulders 8, 11, 13 and 15 have the same thickness and therefore the rejection has been maintained. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID E. BOCHNA whose telephone number is (571)272-7078. The examiner can normally be reached Monday-Friday 8:00-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Troutman can be reached on (571) 270-3654. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAVID BOCHNA/Primary Examiner, Art Unit 3679
Read full office action

Prosecution Timeline

Dec 27, 2019
Application Filed
Sep 01, 2021
Non-Final Rejection — §102, §103, §112
Jan 04, 2022
Response Filed
Apr 08, 2022
Non-Final Rejection — §102, §103, §112
Oct 12, 2022
Response Filed
Dec 22, 2022
Final Rejection — §102, §103, §112
May 10, 2023
Request for Continued Examination
May 17, 2023
Response after Non-Final Action
May 25, 2023
Final Rejection — §102, §103, §112
Sep 25, 2023
Response after Non-Final Action
Sep 25, 2023
Notice of Allowance
Oct 18, 2023
Response after Non-Final Action
Apr 24, 2024
Request for Continued Examination
Apr 25, 2024
Response after Non-Final Action
May 02, 2024
Non-Final Rejection — §102, §103, §112
Sep 03, 2024
Response Filed
Nov 07, 2024
Final Rejection — §102, §103, §112
Mar 13, 2025
Request for Continued Examination
Mar 14, 2025
Response after Non-Final Action
Mar 28, 2025
Non-Final Rejection — §102, §103, §112
Oct 02, 2025
Response Filed
Jan 27, 2026
Final Rejection — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12601444
THERMALLY INSULATED PIPE SYSTEM, THERMALLY INSULATING PIPE SECTION AND METHOD FOR PRODUCING A THERMALLY INSULATING PIPE SECTION
2y 5m to grant Granted Apr 14, 2026
Patent 12601430
SHOWER COLUMN ASSEMBLY
2y 5m to grant Granted Apr 14, 2026
Patent 12601226
TUBULAR MEMBER WITH ASYMMETRIC BURST AND COLLAPSE RATINGS, METHOD, AND SYSTEM
2y 5m to grant Granted Apr 14, 2026
Patent 12601428
METER SWIVEL NUT
2y 5m to grant Granted Apr 14, 2026
Patent 12584570
MULTILAYER TUBULAR MOLDED BODY AND METHOD FOR PRODUCING MULTILAYER TUBULAR MOLDED BODY
2y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

9-10
Expected OA Rounds
80%
Grant Probability
93%
With Interview (+13.6%)
2y 9m
Median Time to Grant
High
PTA Risk
Based on 1801 resolved cases by this examiner. Grant probability derived from career allow rate.

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