Prosecution Insights
Last updated: October 04, 2026
Application No. 16/728,565

CONNECTION HAVING BALANCED PIN AND BOX FACE THICKNESS

Non-Final OA §102§103
Filed
Dec 27, 2019
Priority
Dec 27, 2018 — provisional 62/785,549
Examiner
BOCHNA, DAVID
Art Unit
3679
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Ultra Premium Services, L.L.C.
OA Round
9 (Non-Final)
80%
Grant Probability
Favorable
9-10
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
1467 granted / 1838 resolved
+27.8% vs TC avg
Moderate +14% lift
Without
With
+13.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
32 currently pending
Career history
1873
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
31.2%
-8.8% vs TC avg
§102
41.6%
+1.6% vs TC avg
§112
22.6%
-17.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1838 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 3 and 6-7 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by CA 2,298,901. In regard to claim 1, CA ‘901 discloses a connection comprising: a first tubular member having a pin end 4 comprising: a first portion 4 having a first inner diameter; and a second portion 6 having a pin face (end surface of 8 in contact with surface 15 of the box), the pin face being dimensioned to meet pipe thickness requirements (see page 8, lines 4-9, where the pin end is made thick enough to satisfy the requirement of creating a metal to metal seal to guarantee the complete sealing of the joint under any operating condition) and disposed at an axially outermost end of the pin end of the first tubular member (see fig. 1, where end surface of 8 in contact with 15 is at the axially outermost end of the pin end 4); and a second tubular member having a box end 1 comprising: a first portion 1 having a first outer diameter; and a second portion having a box face (end surface of 11 in contact with surface 13), the box face being dimensioned to meet pipe thickness requirements (see page 8, lines 7-9, where the box end is made thick enough to satisfy the requirement of creating a metal to metal seal to guarantee the complete sealing of the joint under any operating condition) and disposed at an axially outermost end of the box end of the second tubular member (see fig. 1, where end surface of 11 in contact with 13 is at the axially outermost end of the box end 1), wherein the first tubular member and the second tubular member are configured to connect when a threading of the pin end-engages with a threading of the box end; and wherein a thickness of the pin face 8 is substantially identical to a thickness of the box face 11 (see page 8, last two lines where it states that the shoulders 13 and 15 are 2mm in height and see figs. 4A and 4C where the end surfaces of 11 and 8 taper down to an end surface that matches the shoulder heights of 13 and 15). In regard to claim 3, wherein the outer diameter of the box end is larger than the outer diameter of the pin end (element 11 tapers outward from the end surface at 3 in fig. 4A to have a larger diameter than 5). In regard to claim 6, wherein the pin end of the first tubular member comprises a seal element 7, and wherein the box end of the second tubular member comprises a seal element 7. In regard to claim 7, wherein the seal element of the pin end of the first tubular member is a center seal element 7, and wherein the seal element of the box end of the second tubular member is a center seal element 7. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 8-9 is/are rejected under 35 U.S.C. 103 as being unpatentable over CA 2,298,901 in view of Hellmund et al. 4,153,283. In regard to claims 6 and 7, CA ‘901 discloses a seal elements where 8 and 10 contact and where 11 and 9 contact, where surfaces 9 and 10 are linear surfaces and surfaces 8 and 11 are flares, but it is unclear if the flared surfaces are curvilinear. Hellmund et al. teaches that providing metal to metal seals in pin and box connections with mating curvilinear 13, 14 and linear surfaces 11, 12 is common and well known in the art. Therefore it would have been obvious to one of ordinary skill in the art to make the flares surfaces of CA ‘901 curvilinear, as taught by Hellmund. Response to Arguments Applicant’s arguments with respect to claim(s) 1, 3 and 6-9 have been considered but are unpersuasive. Applicant argues that Cerruti fails to disclose the claimed pin and box face. The Examiner disagrees, as Cerruti discloses a pin face (surface of 8 in contact with shoulder 15, that is at the axially outermost end of 4, as the surface on 8 in contact with 15 is at the axial end of 4) and a box face (surface of 11 that is in contact with shoulder surface 13, that is at the axially outer most end of 1, as the surface on 11 in contact with 13 is at the axial end of 1). Cerruti discloses making the pin end surface 8 sufficiently thick enough to satisfy the requirement of creating a metal to metal seal to guarantee the complete sealing of the joint under any operating condition (see page 8, lines 4-9), which is considered by the Examiner to be a dimension “to meet pipe thickness requirements). The thickness of the end surfaces are related to the thickness of the flare and therefore are also considered to be a required in order for the threaded connection to seal properly. Therefore the Cerruti rejection has been maintained. Applicant argues that Cerruti fails to disclose the thickness of any portion of elements 8 or element 11, specifically that they have substantially the same thickness. The Examiner disagrees, as the last two lines of page 8 of the specification discloses that the height of the shoulders, 13 and 15 are about 2mm. Additionally, figs. 4A and 4C depict the end surfaces of 11 and 8 as having the exact same thicknesses as that of shoulders 13 and 15, respectively. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID E. BOCHNA whose telephone number is (571)272-7078. The examiner can normally be reached Monday-Friday 8:00-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Troutman can be reached on (571) 270-3654. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAVID BOCHNA/Primary Examiner, Art Unit 3679
Read full office action

Prosecution Timeline

Show 17 earlier events
Mar 13, 2025
Request for Continued Examination
Mar 14, 2025
Response after Non-Final Action
Apr 03, 2025
Non-Final Rejection mailed — §102, §103
Oct 02, 2025
Response Filed
Jan 29, 2026
Final Rejection mailed — §102, §103
Jun 16, 2026
Request for Continued Examination
Jul 01, 2026
Response after Non-Final Action
Sep 18, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12736158
ASSEMBLY OF RESIN PIPE AND METAL MEMBER AND METHOD OF MANUFACTURING ASSEMBLY
2y 6m to grant Granted Sep 15, 2026
Patent 12736166
CENTERING INTERFACE
1y 9m to grant Granted Sep 15, 2026
Patent 12729798
PIPE REHABILITATION METHOD
2y 12m to grant Granted Sep 08, 2026
Patent 12728252
CONNECTOR FOR FLEXIBLE TUBING USED FOR FLUID TRANSPORT
2y 9m to grant Granted Sep 08, 2026
Patent 12723692
Multi-Connector
2y 8m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

9-10
Expected OA Rounds
80%
Grant Probability
93%
With Interview (+13.6%)
2y 6m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1838 resolved cases by this examiner. Grant probability derived from career allowance rate.

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