Prosecution Insights
Last updated: April 17, 2026
Application No. 16/731,587

Self-Lit Footlocker Face Indicia

Final Rejection §103
Filed
Dec 31, 2019
Examiner
FAROKHROOZ, FATIMA N
Art Unit
2875
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Aim Design LLC
OA Round
9 (Final)
48%
Grant Probability
Moderate
10-11
OA Rounds
2y 11m
To Grant
82%
With Interview

Examiner Intelligence

Grants 48% of resolved cases
48%
Career Allow Rate
400 granted / 836 resolved
-20.2% vs TC avg
Strong +34% interview lift
Without
With
+34.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
58 currently pending
Career history
894
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
68.9%
+28.9% vs TC avg
§102
23.0%
-17.0% vs TC avg
§112
7.3%
-32.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 836 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments The amendment filed by the Applicant on 8/27/25 is acknowledged. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action; A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102 of this title, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at effective filing date to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negatived by the manner in which the invention was made. Claims 3-4,10-15, 17,19 and 20-22 are rejected under 35 U.S.C. 103 as being unpatentable over Allen (US 20170295960, cited previously) in view of Wang (CN 204785631 U) and further in view of Griffiths (US 20100177533 A1) Regarding claim 21, Allen teaches an illuminated door in a locker (Fig.7) , comprising: a substrate panel 21 comprising: a front surface; a rear surface; a top edge; a bottom edge; opposing side edges; and a cut-out portion 25 (aperture outline ;[0014]) having a selected geometrical shape; an indicia substrate panel 27 having the same geometrical shape as the cut-out portion, the indicia substrate panel being configured to be inserted into the cut-out portion of the substrate panel, the indicia substrate panel comprising: peripheral edges. Allen does not teach a continuous planar perimeter surrounding the continuous strip light and the substrate panel, such that the continuous planar perimeter covers the continuous strip light along the top edge, the bottom edge, and the opposing side edges of the substrate panel; and one or more generally U-shaped edge clamps, each edge clamp having a web portion and two inwardly angled, planar arms, each edge clamp securing the continuous strip light and the continuous planar perimeter between the web portion and the top edge, the bottom edge, and the opposing side edges of the substrate panel by pressing against the front surface and the rear surface of the substrate panel with the angled, planar arms; wherein the continuous strip light completely illuminates the substrate panel and indicia substrate panel. While Allen teaches back light indicia substrate panel, however, it is well known in the art to use either back lit or side light illuminated substrates. Wang teaches a continuous planar perimeter (Fig.2 and 9) of a substrate panel 3 (light guide plate 3) surrounding the continuous strip light (lamp strip 5) and the substrate panel, the continuous strip light disposed along the top edge, the bottom edge, and the opposing side edges of the substrate panel; such that the continuous planar perimeter covers the continuous strip light along the top edge, the bottom edge, and the opposing side edges of the substrate panel; and one or more generally U-shaped edge clamps 6 (Fig.6; light source clip 6), each edge clamp having a web portion and two inwardly angled, planar arms, each edge clamp securing the continuous strip light and the continuous planar perimeter between the web portion and the top edge, the bottom edge, and the opposing side edges of the substrate panel (Fig.9) by pressing against the front surface and the rear surface of the substrate panel with the angled, planar arms; wherein the continuous strip light completely illuminates the substrate panel. It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention to add the light strip from the teachings of Wang in the edges of the substrate panel of Allen in order to facilitate easy to assemble edge-lit illumination. Further regarding a texture formed from a non-uniform distribution of dots located at a selected distance from the peripheral edges, the texture being formed on an interior plane of the indicia substrate panel; such that the indicia substrate panel is illuminated from the top edge, the bottom edge, and the opposing side edges, it is well known to form textures on/bottom of light guide surfaces; Wang teaches: LED panel lamp in the existing technology using light guide plate, laying texture on one surface of the light guide plate. The with silk-screen texture, dull polish texture or concave-convex texture, with textured surface of light guide plate is coated with a layer of reflecting layer, then covering a layer of diffusing layer on the texture surface of the light guide plate, made of four aluminium alloy extruded section jointed to form frame, light guide plate assembly is placed in the frame. Further even more, Griffiths teaches an edge lit light panel (Fig.9-16) , wherein 103 are the light sources) wherein: a texture formed from a non-uniform distribution of dots located at a selected distance from the peripheral edges, the texture being formed on an interior plane of the indicia substrate panel; such that the indicia substrate panel is illuminated from the top edge, the bottom edge, and the opposing side edges ([0065]) and it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention to use the textured dot pattern, as disclosed in Griffiths in the device of Allen in view of Wang, in order to create an even illumination ([0065] in Griffiths). Regarding claim 22, Allen teaches an illuminated door in a locker (Fig.7) , comprising: a substrate panel 21 comprising: a front surface; a rear surface; a top edge; a bottom edge; opposing side edges; and a cut-out portion 25 (aperture outline ;[0014]) having a selected geometrical shape; an indicia substrate panel 27 having the same geometrical shape as the cut-out portion, the indicia substrate panel being configured to be inserted into the cut-out portion of the substrate panel, the indicia substrate panel comprising: peripheral edges. Allen does not teach a continuous planar perimeter surrounding the continuous strip light and the substrate panel, such that the continuous planar perimeter covers the continuous strip light along the top edge, the bottom edge, and the opposing side edges of the substrate panel; and one or more generally U-shaped edge clamps, each edge clamp having a web portion and two inwardly angled, planar arms, each edge clamp securing the continuous strip light and the continuous planar perimeter between the web portion and the top edge, the bottom edge, and the opposing side edges of the substrate panel by pressing against the front surface and the rear surface of the substrate panel with the angled, planar arms; wherein the continuous strip light completely illuminates the substrate panel and indicia substrate panel. While Allen teaches back light indicia substrate panel, however, it is well known in the art to use either back lit or side light illuminated substrates. Further, Wang teaches a continuous planar perimeter (Fig.2 and 9) of a substrate panel 3 (light guide plate 3) surrounding the continuous strip light (lamp strip 5) and the substrate panel, the continuous strip light disposed along the top edge, the bottom edge, and the opposing side edges of the substrate panel; such that the continuous planar perimeter covers the continuous strip light along the top edge, the bottom edge, and the opposing side edges of the substrate panel; and one or more generally U-shaped edge clamps 6 (Fig.6; light source clip 6), each edge clamp having a web portion and two inwardly angled, planar arms, each edge clamp securing the continuous strip light and the continuous planar perimeter between the web portion and the top edge, the bottom edge, and the opposing side edges of the substrate panel (Fig.9) by pressing against the front surface and the rear surface of the substrate panel with the angled, planar arms; wherein the continuous strip light completely illuminates the substrate panel. It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention to add the light strip from the teachings of Wang in the edges of the substrate panel of Allen in order to facilitate easy to assemble edge-lit illumination. Further regarding and a dot matrix formed by plasma etching (the method of plasma etching is not considered as germane to the device/product claims) at a selected distance from the peripheral edges, it is well known to form textures on/bottom of light guide surfaces; Wang teaches: LED panel lamp in the existing technology using light guide plate, laying texture on one surface of the light guide plate. The with silk-screen texture, dull polish texture or concave-convex texture, with textured surface of light guide plate is coated with a layer of reflecting layer, then covering a layer of diffusing layer on the texture surface of the light guide plate, made of four aluminium alloy extruded section jointed to form frame, light guide plate assembly is placed in the frame. Further even more, Griffiths teaches an edge lit light panel (Fig.9-16) 103 are the light sources) wherein: a texture formed from a non-uniform distribution of dots located at a selected distance from the peripheral edges, the texture being formed on an interior plane of the indicia substrate panel; such that the indicia substrate panel is illuminated from the top edge, the bottom edge, and the opposing side edges ([0065]) and it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention to use the textured dot pattern, as disclosed in Griffiths in the device of Allen in view of Wang, in order to create an even illumination ([0065] in Griffiths). Regarding claim 15, Allen in view of Wang and Griffith teaches a method for illuminating the indicia substrate panel of an edge-lit locker, comprising: forming a first substrate panel of the edge-lit locker having: a front surface; a rear surface; a top edge; a side edge; a back surface; a cut-out portion having a selected geometrical shape; an indicia substrate panel configured to be inserted into the cut-out portion; and a first pattern (from the teachings of Griffith in rejection of claims 21 and 22 above) formed at a selected distance from the top edge and the side edge; abutting a strip light to and along the entire perimeter of the indicia substrate panel, such that the cut-out portion is illuminated from the side; and clamping the strip light to the indicia substrate panel with one or more edge clamps, such that the strip light is held directly between the arms of the edge clamps; wherein each edge clamp is generally U-shaped and comprises two inwardly angled, planar arms configured to clamp the substrate panel and the indicia substrate panel together, and to secure the continuous strip light to the edges of the indicia substrate panel (see rejection in claims 21 and 22 above). Regarding claim 3, Allen in view Wang and Griffith teaches the edge-lit door, further comprising a texture formed from a uniform distribution of dots on or in a second substrate panel (29 in Fig.7 of Allen, wherein 27 is considered as the first substrate). Regarding claim 4, Allen in view Wang and Griffith teaches the edge-lit door, further comprising: a second substrate panel 29 comprising: a second front surface; a second top surface; a second top edge; a second bottom edge; a second set of opposing side edges; and a second texture formed from a non-uniform distribution of dots at a selected distance from the second top edge, the second side edge, and the second set of opposing side edges (from the teachings of uniform or non-uniform pattern in [0015] of Griffith, the technique of which can be universally used in any lighting substrate/guide, in the desired regions, with respect to the edges, in order to achieve uniform illumination). Regarding claim 10, Allen in view Wang and Griffith teaches the edge-lit door, further comprising a texture formed from a non-uniform distribution of dots on or in a second substrate panel (from the teachings of uniform or non-uniform pattern in [0015] of Griffith, the technique of which can be universally used in any lighting substrate/guide, in the desired regions, with respect to the edges, in order to achieve uniform illumination). Regarding claim 11, Allen in view Wang and Griffith teaches the edge-lit door, further comprising: a second substrate panel comprising: a second top surface ; a second bottom surface: a second top edge; a second bottom edge; a second set of opposing side edges; and a second pattern formed from a uniform distribution of dots at a selected distance from the second top edge, the second side edge, and the second set of opposing side edges (from the teachings of uniform or non-uniform pattern in [0015] of Griffith, the technique of which can be universally used in any lighting substrate/guide, in the desired regions, with respect to the edges, in order to achieve uniform illumination and from the teachings of second substrate 29 in Allen). Regarding claim 12, Allen in view Wang and Griffith teaches the edge-lit door, further comprising: a second flexible edge light disposed along the top edge, the bottom edge, and the opposing side edges of the second substrate panel (from the teachings of second substrate 29 in Allen 29). Regarding claim 13, Allen in view Wang and Griffith teaches the edge-lit door, further comprising: a first planar perimeter framing the second flexible edge light and the second substrate panel; and a second planar perimeter framing the first flexible edge light and the first substrate panel (from the combined teachings of Allen in view Wang and Griffith; and from the teachings of second substrate 29 in Allen 29). Regarding claim 14, Allen in view Wang and Griffith teaches an edge-lit door, further comprising; a power source connected to the first flexible edge light and to the second flexible edge light; wherein the second substrate panel (from multiple panels for example 27,29 in Allen) forms an illuminated indicia panel ([0016] in Allen, [0015]). Regarding claim 17, Allen in view Wang and Griffith teaches an edge-lit door, further comprising: forming a second substrate panel (from the teachings of element 29 in Allen) having a second pattern formed therein or thereon; wherein the first pattern comprises a dot pattern (from the teachings of Griffith, also see rejection in claims 21 and 22 above). Regarding claim 19, Allen in view Wang and Griffith teaches a method, further comprising; sealing at least one of the first substrate panel and the second substrate panel (from the teachings of Allen wherein multiple flat surface elements are sealed together using back frame and peripheral frames 31 and 43 respectively). Regarding claim 20, Allen in view Wang and Griffith teaches the step of sealing at least one of the first substrate panel and the second substrate panel comprises framing the second substrate panel by attaching a planar perimeter (steel enclosure 31 or frame 43 in [0017] in Allen) around the second substrate panel (wherein Allen teaches the steel frame, multiple substrates in [0016] in Allen), and a cover plate 45 (Fig.8 in Allen) over the first substrate panel and the second substrate panel (multiple sheets disclosed in [0016] in Allen); the method further comprising; fastening the cover plate, first substrate panel, and second substrate panel to a compartment of a locker ([0013] in Allen); and activating a power source ([0016] in Allen) connected to the strip light. Claims 5-7 are rejected under 35 U.S.C. 103 as being unpatentable over Allen in view of Wang and Griffith and further in view of Veentra (WO 2017078683 A1,cited previously) Regarding claim 5, Allen in view of Wang and Griffith teaches the invention set forth in claim 4 above but is silent regarding; a flexible LED strip light attached around a perimeter of the second substrate panel. Veentra teaches a flexible LED strip light 34 ([0040]: In yet another example, the light engine 34 can be in the form of multiple LEDs provided in a flexible strip) attached around a perimeter of a substrate panel. Therefore, it would have been obvious to one of ordinary skill in the art, to use a flexible LED strip, from the teachings of Veenstra in the device of over Allen in view of Wang and Griffith in order to achieve easy installation surrounding the substrate panel. Regarding claim 6, Allen in view of Wang, Griffith and Veenstra teaches a display panel wherein a second planar perimeter framing (43 in Fig.8 in Allen) the light source 33 and the first substrate panel (41) with an opaque perimeter/frame (steel frame, [0017]). From the teachings of Allen, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to use an opaque perimeter/frame in the device of Allen in view of Wang, Griffith and Veenstra in order to secure the light source and substrate by the frame ([0017] in Allen). Regarding claim 7, Allen in view of Wang and Griffith and Veenstra teaches the edge-lit door, further comprising; a power source connected to at least one of the edge light and flexible LED strip light; wherein the second substrate panel forms an illuminated indicium ([0016] in Allen) in order to operate the display device. Claim 16 is rejected under 35 U.S.C. 103 as being unpatentable over Allen in view of Wang and Griffith and further in view of Xiong (US 20170196064, cited previously) Regarding claim 16, Allen in view of Wang and Griffith teaches the invention set forth in claim 15 above, but is silent regarding soldering a connection between a power source and the strip light; and wherein the strip light comprises a flexible LED light strip. Xiong teaches soldering a connection between a power source and the strip light; and wherein the strip light comprises a flexible LED light strip. From the teachings of Xiong, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to use soldering to connect the power source and light strip in the device of Allen in view of Wang and Griffith in order to operate the display device ([0043], [0129] in Xiong). Response to Arguments The arguments filed by the Applicant on 8/27/25 is acknowledged, and is moot in light of new grounds of rejection. Further, Applicant has argued from the previous actions, as well as for the recent office action that Applicant’s invention is not back lit and is edge lit. However, it is respectfully noted that present Application 16/731587 also teaches back lit panels (in US Publication of the instant Applicant): [0031] Referring now also to FIG. 8, in embodiments using the single-layer monolithic panel (FIG. 4), a single sheet of acrylic, preferably translucent or light-transmitting white, may be mounted within a steel perimeter frame by adhesives or fasteners. This combination then forms the door or panel. The panel 22 and a back light LED panel 24 are secured to a frame behind an acrylic sheet to form an illuminated panel 12. AND [0055] Step 47 includes attaching additional light sources to one or more substrate panels. For example, light strip 20b may be attached around the surrounding panel 22. In at least one embodiment, Step 47 is optional, and includes attaching the back LED panel to the illuminated panel 12 formed from a single-layer substrate indicia panel 18. Step 47 is optional because not all embodiments disclosed herein use the LED back lighting panel 24. Step 47 may also be performed in a different order if a multi-layer substrate panel 18 (e.g., clear and colored layers) is used to form an illuminated panel. Further even more, edge lit and back lit illumination panels are well known alternatives in the design of illumination panels. However, new prior art Wang teaches edge emitting panel with light strips having clips that hold them, and also surrounded by a frame, which are well known elements that are used for assembling and protection of the light guide plate/substrate that emits light. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to Fatima Farokhrooz whose telephone number is (571)-272-6043. The examiner can normally be reached on Monday- Friday, 9 am - 5 pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James Greece can be reached on (571) 270-3711. The fax phone number for the organization where this application or proceeding is assigned is (571) 273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http;//pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). /Fatima N Farokhrooz/ Examiner, Art Unit 2875
Read full office action

Prosecution Timeline

Dec 31, 2019
Application Filed
Jan 29, 2021
Non-Final Rejection — §103
Apr 02, 2021
Response Filed
Jun 28, 2021
Final Rejection — §103
Jul 21, 2021
Response after Non-Final Action
Jul 26, 2021
Response after Non-Final Action
Sep 29, 2021
Request for Continued Examination
Oct 04, 2021
Response after Non-Final Action
Oct 08, 2021
Non-Final Rejection — §103
Dec 29, 2021
Response Filed
Feb 05, 2022
Final Rejection — §103
Feb 21, 2022
Response after Non-Final Action
Feb 28, 2022
Examiner Interview (Telephonic)
Feb 28, 2022
Response after Non-Final Action
Apr 26, 2022
Request for Continued Examination
Apr 27, 2022
Response after Non-Final Action
Apr 29, 2022
Non-Final Rejection — §103
Aug 03, 2022
Response Filed
Sep 15, 2022
Final Rejection — §103
Nov 21, 2022
Response after Non-Final Action
Dec 12, 2022
Response after Non-Final Action
Dec 12, 2022
Examiner Interview (Telephonic)
Dec 21, 2022
Request for Continued Examination
Jan 01, 2023
Response after Non-Final Action
Jan 12, 2023
Non-Final Rejection — §103
Apr 13, 2023
Notice of Allowance
Sep 13, 2023
Response after Non-Final Action
Sep 20, 2023
Response after Non-Final Action
Nov 29, 2023
Response after Non-Final Action
Feb 19, 2024
Response after Non-Final Action
Feb 20, 2024
Response after Non-Final Action
Feb 21, 2024
Response after Non-Final Action
Feb 21, 2024
Response after Non-Final Action
Jun 11, 2025
Response after Non-Final Action
Jul 14, 2025
Request for Continued Examination
Jul 15, 2025
Response after Non-Final Action
Aug 04, 2025
Non-Final Rejection — §103
Aug 27, 2025
Response Filed
Dec 04, 2025
Final Rejection — §103
Apr 10, 2026
Response after Non-Final Action

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

10-11
Expected OA Rounds
48%
Grant Probability
82%
With Interview (+34.2%)
2y 11m
Median Time to Grant
High
PTA Risk
Based on 836 resolved cases by this examiner. Grant probability derived from career allow rate.

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