Prosecution Insights
Last updated: April 19, 2026
Application No. 16/732,792

LABELING DATA USING AUTOMATED WEAK SUPERVISION

Final Rejection §112
Filed
Jan 02, 2020
Examiner
VASQUEZ, MARKUS A
Art Unit
2121
Tech Center
2100 — Computer Architecture & Software
Assignee
International Business Machines Corporation
OA Round
8 (Final)
50%
Grant Probability
Moderate
9-10
OA Rounds
4y 3m
To Grant
82%
With Interview

Examiner Intelligence

Grants 50% of resolved cases
50%
Career Allow Rate
100 granted / 201 resolved
-5.2% vs TC avg
Strong +32% interview lift
Without
With
+31.7%
Interview Lift
resolved cases with interview
Typical timeline
4y 3m
Avg Prosecution
19 currently pending
Career history
220
Total Applications
across all art units

Statute-Specific Performance

§101
27.0%
-13.0% vs TC avg
§103
38.6%
-1.4% vs TC avg
§102
7.0%
-33.0% vs TC avg
§112
22.4%
-17.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 201 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims Claims 1, 3-6, 8, 10-13, 15-20, and 23-25 are pending and are examined herein. Claims 1, 3-6, 8, 10-13, 15-20, and 23-25 include at least one limitation which invokes 35 USC 112(f). Claims 1, 3-6, 8, 10-13, 15-20, and 23-25 are rejected under 35 USC 112(b). Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation is: “data-driven active learner module” in claims 1, 10, 16, and claims dependent thereon. Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. See rejection under 35 USC 112(b) for the interpretation of the limitation. Claim Rejections - 35 USC § 112(b) The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1, 3-6, 8, 10-13, 15-20, and 23-25 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 1, 10, and 16 recite in the second to last step of the claims “generate final probabilistic labels and results associated with the final probabilistic labels to the user, the results including performance of the final probabilistic labels, coverage obtained in the unlabeled dataset, number of low confidence labels, and number of true labels used by the user”. It is not clear what it means to “generate...results...to the user”. Even assuming that it was clear what it means to “generate” something “to the user”, it is unclear whether the claim would require that both the labels and results are provided to the user or only the results. For the purposes of examination, the limitation is being interpreted as “generate and output to the user final probabilistic labels and results associated with the final probabilistic labels Amending as indicated would obviate the issue. Dependent claims 3-6, 8, 11-13, 15, 17-20, and 23-25 do not resolve the issue and are rejected with the same rationale. Claim limitation “data-driven active learner module” in claims 1, 10, 16, and claims dependent thereon invokes 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. However, the written description fails to disclose the corresponding structure, material, or acts for performing the entire claimed function and to clearly link the structure, material, or acts to the function. The term “module” used in the specification is only described as (but is not explicitly redefined as) instructions. Consequently, the specification does not disclose any structure for performing the function of the data-driven active learner module. Therefore, the claim is indefinite and is rejected under 35 U.S.C. 112(b) or pre-AIA 35 U.S.C. 112, second paragraph. Applicant may: (a) Amend the claim so that the claim limitation will no longer be interpreted as a limitation under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph; (b) Amend the written description of the specification such that it expressly recites what structure, material, or acts perform the entire claimed function, without introducing any new matter (35 U.S.C. 132(a)); or (c) Amend the written description of the specification such that it clearly links the structure, material, or acts disclosed therein to the function recited in the claim, without introducing any new matter (35 U.S.C. 132(a)). If applicant is of the opinion that the written description of the specification already implicitly or inherently discloses the corresponding structure, material, or acts and clearly links them to the function so that one of ordinary skill in the art would recognize what structure, material, or acts perform the claimed function, applicant should clarify the record by either: (a) Amending the written description of the specification such that it expressly recites the corresponding structure, material, or acts for performing the claimed function and clearly links or associates the structure, material, or acts to the claimed function, without introducing any new matter (35 U.S.C. 132(a)); or (b) Stating on the record what the corresponding structure, material, or acts, which are implicitly or inherently set forth in the written description of the specification, perform the claimed function. For more information, see 37 CFR 1.75(d) and MPEP §§ 608.01(o) and 2181. Amending (i) “a data-driven active learner module” to “instructions comprising a data-driven active learner module” and (ii) “the data-driven active learner module” to “the instructions comprising the data-driven active learner module” would obviate the issue by clarifying that the module is software and consequently is not a nonce term at Prong 1 of the test for invocation of 35 USC 112(f). Allowable Subject Matter Claims 1, 3-6, 8, 10-13, 15-20, and 23-25 would be allowable if rewritten or amended to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action. Amendments that would place the application in condition for allowance are provided in the rejection under 35 USC 112(b). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Markus A Vasquez whose telephone number is (303)297-4432. The examiner can normally be reached Monday to Friday 10AM to 2PM PT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Li Zhen can be reached at (571) 272-3768. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MARKUS A. VASQUEZ/ Primary Examiner, Art Unit 2121
Read full office action

Prosecution Timeline

Jan 02, 2020
Application Filed
Nov 01, 2022
Non-Final Rejection — §112
Feb 14, 2023
Response Filed
Feb 16, 2023
Examiner Interview Summary
Feb 16, 2023
Applicant Interview (Telephonic)
Apr 25, 2023
Final Rejection — §112
Jul 03, 2023
Response after Non-Final Action
Jul 13, 2023
Response after Non-Final Action
Aug 03, 2023
Request for Continued Examination
Aug 04, 2023
Response after Non-Final Action
Oct 12, 2023
Non-Final Rejection — §112
Jan 10, 2024
Interview Requested
Jan 23, 2024
Applicant Interview (Telephonic)
Jan 23, 2024
Examiner Interview Summary
Jan 26, 2024
Response Filed
Apr 01, 2024
Final Rejection — §112
Jun 10, 2024
Response after Non-Final Action
Jun 10, 2024
Examiner Interview Summary
Jun 10, 2024
Applicant Interview (Telephonic)
Jul 18, 2024
Response after Non-Final Action
Jul 25, 2024
Request for Continued Examination
Jul 29, 2024
Response after Non-Final Action
Nov 06, 2024
Non-Final Rejection — §112
Feb 21, 2025
Response Filed
Apr 28, 2025
Final Rejection — §112
Jun 10, 2025
Applicant Interview (Telephonic)
Jun 10, 2025
Examiner Interview Summary
Jun 26, 2025
Response after Non-Final Action
Jul 30, 2025
Request for Continued Examination
Aug 05, 2025
Response after Non-Final Action
Sep 29, 2025
Non-Final Rejection — §112
Dec 30, 2025
Response Filed
Mar 25, 2026
Final Rejection — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12585980
ANNOTATION OF TIME SERIES DATA AND VALIDATION FOR GENERATING MACHINE LEARNING MODELS
2y 5m to grant Granted Mar 24, 2026
Patent 12566958
SYSTEM AND METHOD OF TRAINING A NEURAL NETWORK
2y 5m to grant Granted Mar 03, 2026
Patent 12558778
CONFIGURING A ROBOTIC CAMERA TO MIMIC CINEMATOGRAPHIC STYLES
2y 5m to grant Granted Feb 24, 2026
Patent 12555009
UPDATING OF A STATISTICAL SET FOR DECENTRALIZED DISTRIBUTED TRAINING OF A MACHINE LEARNING MODEL
2y 5m to grant Granted Feb 17, 2026
Patent 12530565
SYSTEMS AND METHODS FOR SAFE POLICY IMPROVEMENT FOR TASK ORIENTED DIALOGUES
2y 5m to grant Granted Jan 20, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

9-10
Expected OA Rounds
50%
Grant Probability
82%
With Interview (+31.7%)
4y 3m
Median Time to Grant
High
PTA Risk
Based on 201 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month