Prosecution Insights
Last updated: April 19, 2026
Application No. 16/968,979

BATTERY PACK AND METHOD FOR PRODUCING SAME

Non-Final OA §103
Filed
Aug 11, 2020
Examiner
MELFI, OLIVIA MASON
Art Unit
1729
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Sanyo Electric Co. Ltd.
OA Round
5 (Non-Final)
71%
Grant Probability
Favorable
5-6
OA Rounds
2y 10m
To Grant
99%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allow Rate
22 granted / 31 resolved
+6.0% vs TC avg
Strong +34% interview lift
Without
With
+34.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
38 currently pending
Career history
69
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
64.3%
+24.3% vs TC avg
§102
13.1%
-26.9% vs TC avg
§112
21.2%
-18.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 31 resolved cases

Office Action

§103
DETAILED CORRESPONDENCE Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Examiner’s Note Applicant’s arguments filed on October 14th, 2025 have been considered and are persuasive. Accordingly, the 35 U.S.C. 103 rejection of Yoneda’12 in view of Yoneda’16, as set forth in the pervious Office Action, has been withdrawn. New grounds of rejection over the prior art cited below are set forth. Claim Interpretation All “wherein” clauses are given patentable weight unless otherwise noted. Please see MPEP 2111.04 regarding optional claim language. Claim Status In response to the communications filed on October 14th, 2025: Claims 1-13 are pending in the current application. Claim 8 has been withdrawn. Prior Art Yoneda EP2290728 (“Yoneda”) Yamagami EP2911215 (“Yamagami”) Previously cited Fukugawa EP2355205 (“Fukugawa”) Previously cited Paolazzi US PG Publication 2011/0236740 (“Paolazzi”) Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office Action. Claims 1, 6-7, and 11-13 are rejected under 35 U.S.C. 103 as being unpatentable over Yoneda EP2290728 (machine translation provided) in view of Yamagami EP2911215 (machine translation provided). Regarding Claim 1, Yoneda discloses a battery pack ([0001], entire disclosure dependent upon) comprising: many rechargeable batteries 1 (a plurality of secondary battery cells) ([0001], [0021]-[0023]) connected to each other in series and in parallel ([0025]); a battery holder 2 that holds the plurality of secondary battery cells 1 ([0022]-[0023]); a circuit board 5 (circuit substrate) connected to the plurality of secondary battery cells 1 ([0022], [0026]); and a battery case 3 (outer case) that houses the battery holder 2 inside ([0008]-[0009]), wherein the battery holder 2 is divided into a pair of holder units 2A (plurality of divided holders ([0030]), each of the plurality of divided holders 2A forms a fitting structure for fitting the plurality of divided holders 2A to each other at a joint interface by a combination of connecting bosses 23X and set screws 19 where the plurality of divided holders 2A are fitted to each other by the fitting structure of the plurality of divided holders 2A ([0015]-[0016], [0036]), the battery holder 2 forms a circuit board mounting section 27 (substrate holding area) that holds the circuit substrate 5 with the circuit substrate 5 surrounded by side walls formed by alignment ribs 28, wherein the alignment ribs 28 are incorporated into the battery holder 2, in a state where the plurality of divided holders are coupled to each other by the fitting structure ([0038]), the plurality of divided holders 2A includes a first divided holder and a second divided holder to form a pair adjacent to each other separated only by flow gaps 24 ([0015]-[0016], [0038]), the first divided holder has a first edge along a top surface including connecting bosses 29 thereof exposed in the substrate holding area 27 ([0038]), the second divided holder has a second edge along a top surface including connecting bosses 29 thereof exposed in the substrate holding area 27 ([0038]), the first edge and the second edge extend along an entire length of the substrate holding area 27 ([0038]), a surface of the circuit substrate 5 is covered with a potting resin 7 in the substrate holding area 27 (wherein the potting resin 7 fills the battery case 3 which comprises the circuit board 5 within the substrate holding area) ([0050]), wherein the first edge and the second edge are directly adjacent to the circuit substrate 5 (which meets the claim limitation of at least one of the circuit substrate and the potting resin) disposed in the substrate holding area 27 ([0058]). PNG media_image1.png 664 1241 media_image1.png Greyscale Annotated Figure 12 of Yoneda PNG media_image2.png 821 988 media_image2.png Greyscale Annotated Figure 13 of Yoneda Yoneda fails to disclose wherein the first edge and the second edge directly contact each other along the entire length of the substrate holding area. However, Yamagami discloses a battery pack ([0008], entire disclosure dependent upon) comprising battery holder members 12, 13 in which a plurality of battery cells 3 are disposed ([0054]). Yamagami teaches coupling the battery holder members 12,13 such that the peripheral edges of battery holder members 12, 13 are contacting each other to stably hold each of the battery cells 3 of the cell assembly and the circuit unit 20 disposed on top of the surface 11 of battery holder members 12, 13 together and in place ([0056]-[0059]). Therefore, it would have been obvious to a person having ordinary skill in the art prior to the effective filing date of the instant application to modify the battery pack of Yoneda such that the first edge and the second edge directly contact each other along the entire length of the substrate holding area that corresponds to the peripheral edges of the divided holders in order to stably hold each of the battery cells and the circuit substrate disposed along the surface of the first and second edges of the divided holders exposed in the substrate holding area together and in place, as taught by Yamagami. Regarding Claim 6, Yoneda in view of Yamagami teaches the instantly claimed battery pack according to Claim 1, and Yoneda discloses wherein the substrate holding area 27 is formed in a rectangular shape in a plan view, and the joint interface between the plurality of divided holders 2A is located along a longitudinal direction of the rectangular shape (Figs. 12-13, [0038]). Regarding Claim 7, Yoneda in view of Yamagami teaches the instantly claimed battery pack according to Claim 1, and Yoneda discloses wherein the battery holder 2 is divided into two parts, consisting of divided holders 2A, at substantially a center (Figs. 9-13, [0037]-[0038]). Regarding Claim 11, Yoneda in view of Yamagami teaches the instantly claimed battery pack according to Claim 1, and Yoneda discloses wherein the side walls of the battery holder 2 directly connect to sides of the circuit substrate 5 (the circuit board 5 is disposed inside the alignment ribs 28 and the alignment ribs 28 are incorporated with the battery holder 2) ([0038]). Regarding Claim 12, Yoneda in view of Yamagami teaches the instantly claimed battery pack according to Claim 1, and Yoneda discloses wherein the joint interface between the first divided holder 2A and the second divided holder 2A is formed in a substantially U-shape in cross section, and the fitting structure is formed in a substantially U-shape along the joint interface (Figs. 12-13, [0027], [0037]-[0038]). Regarding Claim 13, Yoneda in view of Yamagami teaches the instantly claimed battery pack according to Claim 1, and Yoneda discloses wherein the fitting structure includes: connecting bosses 23X (a groove portion) that is formed at the joint interface of the first divided holder 2A, and set screws 19 (an insertion portion) that is formed on the joint interface of the second divided holder 2A and press-fitted by screwing into the groove portion 23X ([0015]-[0016], [0036]), wherein the groove portion 23X is formed between a pair of sandwiching portions (i.e. the combination of the two divided holders 2A) that are separated from each other at a constant interval on the joint interface of the first divided holder (i.e. the space that forms the gap 24) ([0015]-[0016], [0031]). Claims 2-5 are rejected under 35 U.S.C. 103 as being unpatentable over Yoneda EP2290728 in view of Yamagami EP2911215, as applied to Claim 1, further in view of Fukugawa EP2355205 (machine translation provided in a previous Office Action). Regarding Claim 2, Yoneda in view of Yamagami teaches the instantly claimed battery pack according to Claim 1, and Yoneda discloses that the battery holder 2 is made of plastic ([0027]) but fails to disclose wherein the battery holder is made of polycarbonate. However, Fukugawa discloses a battery pack ([0030]) comprising a plurality of batteries 1 located within a plastic battery holder 11 ([0031]-[0032]). Fukugawa teaches wherein the battery holder 11 is made of polycarbonate since polycarbonate has high strength and is not easily dissolved by lithium ion battery electrolyte that could leak from a battery ([0032]). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the instant application to modify the battery pack of Yoneda in view of Yamagami such that the plastic for the battery holder is polycarbonate, since polycarbonate has high strength and is not easily dissolved by lithium ion battery electrolyte that could leak from a battery, as taught by Fukugawa. Regarding Claim 3, Yoneda in view of Yamagami and Fukugawa teaches the instantly claimed battery pack according to Claim 2, and Yoneda discloses wherein the fitting structure is a spigot structure ([0015]-[0016], [0036]). The skilled artisan would recognize that the broadest reasonable interpretation of a spigot would include a small peg (such as the set screws 19 of Yoneda) especially for insertion into a vent or cylindrical cast (such as the connecting bosses 23X of Yoneda). Regarding Claim 4, Yoneda in view of Yamagami and Fukugawa teaches the instantly claimed battery pack according to Claim 3, and Yoneda discloses connecting bosses 23X (a groove portion) that is formed at the joint interface of the first divided holder 2A, and set screws 19 (an insertion portion) that is formed on the joint interface of the second divided holder 2A and press-fitted by screwing into the groove portion 23X ([0015]-[0016], [0036]). Regarding Claim 5, Yoneda in view of Yamagami and Fukugawa teaches the instantly claimed battery pack according to Claim 4, and Yoneda discloses wherein a pair of sandwiching portions that are separated to form the groove portion 23X are formed to each have a substantially same thickness ([0031] – wherein the connecting bosses 23X are established in a plurality of locations to join the holder units 2A and are each placed to a specific height to establish the size of the flow gaps 24) ([0031]). Claims 9-10 are rejected under 35 U.S.C. 103 as being unpatentable over Yoneda EP2290728 in view of Yamagami EP2911215, as applied to Claim 1, further in view of Paolazzi US PG Publication 2011/0236740. Regarding Claim 9, Yoneda in view of Yamagami teaches the instantly claimed battery pack according to Claim 1. Yoneda in view of Yamagami fails to explicitly disclose wherein the fitting structure of the first and second divided holders 2A extends along the entire length of the substrate holding area. However, Paolazzi discloses a battery cell housing ([0001]) comprising a first tongue and a first groove that couple together two half sections to form the housing ([0004]-[0005]). Paolazzi teaches the use of forming a closed perimeter at the joint interface of the battery housing by connecting a tongue portion of the first half section that runs along the entire length of the first half section exposed in the joint interface with a groove portion of the second half section that runs along the entire length of the second half section (Figs. 2-3, [0022]) in order to secure the two half sections to each other ([0005]). Therefore, it would have been obvious to a person having ordinary skill in the art prior to the effective filing date of the instant application to modify the battery pack of Yoneda in view of Yamagami such that the fitting structure (as defined by the combination between the insertion and groove portions) of the first and second divided holders extends along the entire length of the joint interface in order to secure the two half sections together, as taught by Paolazzi. Regarding Claim 10, Yoneda in view of Yamagami teaches the instantly claimed battery pack according to Claim 1, and Yoneda discloses wherein the divided holders 2A can be joined in a locking fit configuration ([0036]). Yoneda in view of Yamagami fails to explicitly disclose wherein the first divided holder has a groove portion along an entirety of the first edge and the second divided holder has an insertion portion along an entirety of the second edge. However, Paolazzi discloses a battery cell housing ([0001]) comprising a first tongue and a first groove that couple together two half sections to form the housing ([0004]-[0005]). Paolazzi teaches the use of forming a closed perimeter at the joint interface of the battery housing by connecting a tongue portion of the first half section that runs along the entire edge of the first half section exposed in the joint interface with a groove portion of the second half section that runs along the entire edge of the second half section (Figs. 2-3, [0022]) in order to secure the two half sections to each other ([0005]). Therefore, it would have been obvious to a person having ordinary skill in the art prior to the effective filing date of the instant application to modify the battery pack of Yoneda in view of Yamagami such that the first divided holder has a groove portion along an entirety of the first edge, the second divided holder has an insertion portion along an entirety of the second edge, and the groove portion and the insertion portion fit together over the entire length of the substrate holding area as defined by the joint interface to form the fitting structure, such that the two sections are secured to each other, as taught by Paolazzi. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to OLIVIA MASON RUGGIERO whose telephone number is (703)756-4652. The examiner can normally be reached Monday-Thursday, 7am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ula Ruddock can be reached at (571)272-1481. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /O.M.R./Examiner, Art Unit 1729 /ULA C RUDDOCK/Supervisory Patent Examiner, Art Unit 1729
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Prosecution Timeline

Aug 11, 2020
Application Filed
Dec 14, 2023
Non-Final Rejection — §103
Mar 20, 2024
Response Filed
May 29, 2024
Final Rejection — §103
Sep 03, 2024
Response after Non-Final Action
Sep 06, 2024
Response after Non-Final Action
Sep 26, 2024
Request for Continued Examination
Oct 02, 2024
Response after Non-Final Action
Feb 05, 2025
Non-Final Rejection — §103
Apr 29, 2025
Examiner Interview Summary
Apr 29, 2025
Applicant Interview (Telephonic)
May 08, 2025
Response Filed
Jul 10, 2025
Final Rejection — §103
Oct 14, 2025
Response after Non-Final Action
Oct 14, 2025
Notice of Allowance
Oct 28, 2025
Response after Non-Final Action
Jan 24, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
71%
Grant Probability
99%
With Interview (+34.2%)
2y 10m
Median Time to Grant
High
PTA Risk
Based on 31 resolved cases by this examiner. Grant probability derived from career allow rate.

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