Prosecution Insights
Last updated: April 19, 2026
Application No. 16/969,795

ELECTROLYSIS SOLUTION, ELECTROCHEMICAL DEVICE, LITHIUM-ION SECONDARY BATTERY, AND MODULE

Final Rejection §103
Filed
Aug 13, 2020
Examiner
TAKEUCHI, YOSHITOSHI
Art Unit
1723
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Daikin Industries Ltd.
OA Round
6 (Final)
66%
Grant Probability
Favorable
7-8
OA Rounds
3y 6m
To Grant
92%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allow Rate
518 granted / 789 resolved
+0.7% vs TC avg
Strong +27% interview lift
Without
With
+26.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
52 currently pending
Career history
841
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
61.0%
+21.0% vs TC avg
§102
2.8%
-37.2% vs TC avg
§112
28.7%
-11.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 789 resolved cases

Office Action

§103
DETAILED ACTION Claims 1-2 and 4-7 are presented for examination, wherein claims 1 is currently amended; plus, claims 4-7 are withdrawn. Claim 3 is cancelled. The rejection of claims 1-2 over Zhang in view of Hu is withdrawn, as a result of the amendment to claim 1, from which claim 2 depends. However, see infra. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-2 are rejected under 35 U.S.C. 103 as being unpatentable over Zhang et al (US 2017/0317385) in view of Yang (CN106340622, published 2017). Regarding newly amended independent claim 1, Zhang teaches a non-aqueous electrolyte solution for lithium ion batteries (e.g. ¶¶ 0001, 08, and 18), reading on “electrolyte solution,” said electrolyte comprising: (1) an additive that may include an anhydride, wherein said anhydride includes cyclic propylphosphonic anhydride (e.g. ¶¶ 0007, 42-43, 64-65, and 87-88) PNG media_image1.png 420 807 media_image1.png Greyscale said cyclic propylphosphonic anhydride severably establishing a prima facie case of obviousness of the claimed ranges, see also e.g. MPEP § 2144.05(I), reading on “a compound (1) represented by the following formula (1): PNG media_image2.png 247 197 media_image2.png Greyscale wherein R101s are the same as or different from each other and are each a C1-C6 hydrocarbon group optionally containing an unsaturated bond, and n101 is an integer of 2 to 5;” and, (2) a lithium salt that may be e.g. LiPF6 used in an organic solvent, wherein said organic solvent may be one or more selected from organic carbonates, sulfones, sulfoxides, esters, lactones, ethers and glymes; specific examples including e.g. ethylene carbonate, propylene carbonate, dimethyl carbonate, and diethyl carbonate (e.g. ¶¶ 0002, 08, 19-29, 86, and 89), but does not expressly teach the newly amended limitation “at least one compound (11) selected from the group consisting of a lithium phosphate compound (b) excluding Li3PO4, LiPO2F2 and Li2PO3F and represented by the following formula (11b): PNG media_image3.png 140 301 media_image3.png Greyscale wherein Xb11 and Xb12 are the same as or different from each other and are each –H, –F, –O, –OCN, an alkyl group optionally containing an ether bond, a fluorinated alkyl group optionally containing an ether bond, an alkoxy group optionally containing an ether bond, or a fluorinated alkoxy group optionally containing an ether bond; Xb11 and Xb12 optionally bind to each other to form a ring; and r is an integer of 1 to 3, a compound (c) represented by the following formula (11c): PNG media_image4.png 127 256 media_image4.png Greyscale wherein XC11 is –H,–Cl, an alkyl group optionally containing an ether bond, an alkoxy group optionally containing an ether bond, or a fluorinated alkoxy group optionally containing an ether bond, and a phosphate/phosphite compound (d) represented by the following formula 11(d): PNG media_image5.png 140 270 media_image5.png Greyscale wherein Rd11 is a C1-C6 alkyl group, and n11 is 0 or 1.” However, Yang teaches a lithium-ion battery comprising a positive electrode, negative electrode, separator, and electrolyte, wherein said electrolyte comprises a non-aqueous organic solvent and a lithium salt, wherein non-limiting specific examples of said non-aqueous organic solvent include at least one of ethylene carbonate, propylene carbonate, dimethyl carbonate, and diethyl carbonate; and, wherein said lithium salt may be at least one of LiPO2(C2F5)2, LiCF3SO3, and LiPF6 (e.g. ¶¶ 0007-08, 19, 22, and 26). As a result it would have been obvious to a person of ordinary skill in the art to substitute the LiPF6 electrolyte salt in the non-aqueous carbonate electrolyte solution of Zhang with at least one of LiPO2(C2F5)2 and LiCF3SO3 electrolyte lithium salt of Yang, since Yang teaches said LiPO2(C2F5)2, LiCF3SO3, and LiPF6 are equivalent lithium salts, suitable for use in non-aqueous electrolytes, see also e.g. MPEP § 2144.06(II). Alternatively, it would have been obvious to a person of ordinary skill in the art to substitute a portion of the LiPF6 electrolyte salt in the non-aqueous carbonate electrolyte solution of Zhang with at least one of LiPO2(C2F5)2 and LiCF3SO3 electrolyte lithium salt of Yang, since Yang teaches said LiPO2(C2F5)2, LiCF3SO3, and LiPF6 are equivalent lithium salts, suitable for use in non-aqueous electrolytes, see also e.g. MPEP § 2144.06(I). Zhang as modified reading on the newly amended limitation, see also instant specification, at e.g. ¶0050. Regarding claim 2, Zhang as modified teaches the electrolyte of claim 1, wherein Zhang teaches said electrolyte may include said cyclic propylphosphonic anhydride (e.g. supra), and further teaches a combination of said cyclic propylphosphonic anhydride additive and a cyclic sulfate compound is from about 0.01-15 wt% of said electrolyte, wherein a weight ratio of said cyclic sulfate compound to said cyclic propylphosphonic anhydride additive may be e.g. about 1:9, about 9:1, and ratios therebetween (e.g. ¶¶ 0061-63 and 88), so the cyclic propylphosphonic anhydride additive may be calculated to be e.g. 0.001-13.5 wt% of said electrolyte, establishing a prima facie case of obviousness of the claimed range, see also e.g. MPEP § 2144.05(I), reading on “the compound (1) is present in an amount of 0.001 to 15% by mass and the compound (11) is present in an amount of 0.001 to 10% by mass, relative to the electrolyte solution.” Response to Arguments Applicant’s arguments filed January 21, 2026 have been fully considered but they are not persuasive. The applicant alleges the art does not expressly teach the newly amended limitation of claim 1, from which the other claims depend. In response, the examiner respectfully refers supra. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to YOSHITOSHI TAKEUCHI whose telephone number is (571)270-5828. The examiner can normally be reached M-F, 8-4. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, TIFFANY LEGETTE-THOMPSON can be reached at (571)270-7078. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /YOSHITOSHI TAKEUCHI/Primary Examiner, Art Unit 1723
Read full office action

Prosecution Timeline

Aug 13, 2020
Application Filed
May 23, 2022
Response after Non-Final Action
Sep 02, 2022
Response after Non-Final Action
Sep 07, 2022
Response after Non-Final Action
Oct 05, 2023
Non-Final Rejection — §103
Dec 29, 2023
Applicant Interview (Telephonic)
Dec 29, 2023
Examiner Interview Summary
Jan 09, 2024
Response Filed
Feb 07, 2024
Final Rejection — §103
May 07, 2024
Request for Continued Examination
May 08, 2024
Response after Non-Final Action
Aug 19, 2024
Non-Final Rejection — §103
Dec 05, 2024
Examiner Interview Summary
Dec 05, 2024
Applicant Interview (Telephonic)
Dec 20, 2024
Response Filed
Jan 03, 2025
Final Rejection — §103
Apr 11, 2025
Examiner Interview Summary
Apr 11, 2025
Applicant Interview (Telephonic)
May 06, 2025
Request for Continued Examination
May 08, 2025
Response after Non-Final Action
Oct 20, 2025
Non-Final Rejection — §103
Jan 21, 2026
Response Filed
Feb 05, 2026
Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12603326
SOLID LITHIUM CELL, BATTERY COMPRISING SAID CELLS AND MANUFACTURING PROCESS FOR MANUFACTURING SAID BATTERY
2y 5m to grant Granted Apr 14, 2026
Patent 12603370
TRACTION BATTERY AND VEHICLE HAVING A TRACTION BATTERY
2y 5m to grant Granted Apr 14, 2026
Patent 12592436
BATTERY PACKAGING MATERIAL, MANUFACTURING METHOD THEREFOR, BATTERY, AND ALUMINUM ALLOY FOIL
2y 5m to grant Granted Mar 31, 2026
Patent 12586775
ANODE FOR SECONDARY BATTERY AND JELLY-ROLL TYPE ELECTRODE ASSEMBLY INCLUDING ANODE
2y 5m to grant Granted Mar 24, 2026
Patent 12586872
ELECTRODE ASSEMBLY, BATTERY CELL, BATTERY AND ELECTRIC DEVICE
2y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

7-8
Expected OA Rounds
66%
Grant Probability
92%
With Interview (+26.6%)
3y 6m
Median Time to Grant
High
PTA Risk
Based on 789 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month