Prosecution Insights
Last updated: April 19, 2026
Application No. 16/999,748

BIODEGRADGRADABLE DEVICES, AND METHODS OF MAKING THE SAME

Final Rejection §103
Filed
Aug 21, 2020
Examiner
HEINCER, LIAM J
Art Unit
1767
Tech Center
1700 — Chemical & Materials Engineering
Assignee
UNITED ARAB EMIRATES UNIVERSITY
OA Round
8 (Final)
56%
Grant Probability
Moderate
9-10
OA Rounds
3y 3m
To Grant
81%
With Interview

Examiner Intelligence

Grants 56% of resolved cases
56%
Career Allow Rate
783 granted / 1412 resolved
-9.5% vs TC avg
Strong +26% interview lift
Without
With
+25.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
89 currently pending
Career history
1501
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
49.8%
+9.8% vs TC avg
§102
22.4%
-17.6% vs TC avg
§112
14.4%
-25.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1412 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1, 4, and 5 are rejected under 35 U.S.C. 103 as being unpatentable over Merrington et al. (WO 2015/048589) in view of Ohme et al. (US 2004/0242803). Considering Claim 1: Merrington et al. teaches a blend comprising polylactic acid (4:6-16) and cellulosic particles derived from lignocellulose materials (6:3-24, Table 14). Merrington et al. teaches the particulate cellulosic material as having a particle size of 20 to 50 microns (6:22-24, Table 14). The lignocellulose material is microground without chemical treatment to remove the non-cellulosic components, and thus would contain the non-cellulosic material. The cellulose material can contain all the plant material, including cellulose, hemicellulose and lignin (6:27-7:2). Merrington et al. teaches the lignocellulose material as being wood flour having the claimed particle size (6:3-24), which reads on sawmill waste lignocellulosic biomass. Merrington et al. does not teach the claimed plasticizer. However, Ohme et al. teaches a polylactic acid composition (¶0025) comprising reinforcing fibers (¶0106) and a plasticizer that can be diethyl phthalate, butylbenzyl phthalate, dioctyl phthalate, 2-ethylhexyl azelate, tricresyl phosphate, diphenyl-2-ethylhexyl phosphate, or epoxidized soybean oil (¶0058-65). It would have been obvious to a person of ordinary skill in the art to have used the plasticizers of Ohme et al. as the plasticizer of Merrington et al. (relied upon in the final rejection), and the motivation to do so would have been, as Ohme et al. suggests, they are common plasticizers for polylactic acid (¶0058). Considering Claims 4 and 5: Merrington et al. teaches cellulose particles as being 5 to 70 weight percent (2:27-29), and teaches that examples having 70 weight percent were prepared (13:8-10). Claims 8, 11, and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Merrington et al. (WO 2015/048589) in view of Ohme et al. (US 2004/0242803). Considering Claim 8: Merrington et al. teaches an article/device (9:15-25) made from a blend comprising polylactic acid (4:6-16) and cellulosic particles derived from lignocellulose materials (6:3-24, Table 14). Merrington et al. teaches the particulate cellulosic material as having a particle size of 20 to 50 microns (6:22-24, Table 14). The lignocellulose material is microground without chemical treatment to remove the non-cellulosic components, and thus would contain the non-cellulosic material. The cellulose material can contain all the plant material, including cellulose, hemicellulose and lignin (6:27-7:2). Merrington et al. teaches the lignocellulose material as being wood flour having the claimed particle size (6:3-24), which reads on sawmill waste lignocellulosic biomass. Merrington et al. does not teach the claimed plasticizer. However, Ohme et al. teaches a polylactic acid composition (¶0025) comprising reinforcing fibers (¶0106) and a plasticizer that can be diethyl phthalate, butylbenzyl phthalate, dioctyl phthalate, 2-ethylhexyl azelate, tricresyl phosphate, diphenyl-2-ethylhexyl phosphate, or epoxidized soybean oil (¶0058-65). It would have been obvious to a person of ordinary skill in the art to have used the plasticizers of Ohme et al. as the plasticizer of Merrington et al. (relied upon in the final rejection), and the motivation to do so would have been, as Ohme et al. suggests, they are common plasticizers for polylactic acid (¶0058). Considering Claims 11 and 12: Merrington et al. teaches cellulose particles as being 5 to 70 weight percent (2:27-29), and teaches that examples having 70 weight percent were prepared (13:8-10). Claims 15, and 18-20 are rejected under 35 U.S.C. 103 as being unpatentable over Merrington et al. (WO 2015/048589) in view of Ohme et al. (US 2004/0242803). Considering Claims 15 and 20: Merrington et al. teaches an article/device (9:15-25) made from a blend comprising polylactic acid (4:6-16) cellulosic particles derived from lignocellulose materials (6:3-24, Table 14). Merrington et al. teaches the particulate cellulosic material as having a particle size of 20 to 50 microns (6:22-24, Table 14). The article is prepared by grinding/comminuting the cellulose material; mixing the polylactic acid and cellulose material in an extruder, and molding the material to create the article (8:18-28). The lignocellulose material is microground without chemical treatment to remove the non-cellulosic components, and thus would contain the non-cellulosic material. The cellulose material can contain all the plant material, including cellulose, hemicellulose and lignin (6:27-7:2). Merrington et al. teaches the lignocellulose material as being wood flour having the claimed particle size (6:3-24), which reads on sawmill waste lignocellulosic biomass. Merrington et al. does not teach the claimed plasticizer. However, Ohme et al. teaches a polylactic acid composition (¶0025) comprising reinforcing fibers (¶0106) and a plasticizer that can be diethyl phthalate, butylbenzyl phthalate, dioctyl phthalate, 2-ethylhexyl azelate, tricresyl phosphate, diphenyl-2-ethylhexyl phosphate, or epoxidized soybean oil (¶0058-65). It would have been obvious to a person of ordinary skill in the art to have used the plasticizers of Ohme et al. as the plasticizer of Merrington et al. (relied upon in the final rejection), and the motivation to do so would have been, as Ohme et al. suggests, they are common plasticizers for polylactic acid (¶0058). Considering Claim 18: Merrington et al. teaches injection molding the composition to form the article (8:26-27). Considering Claim 19: Merrington et al. teaches cellulose particles as being 5 to 70 weight percent (2:27-29), and teaches that examples having 70 weight percent were prepared (13:8-10). Claim 17 is rejected under 35 U.S.C. 103 as being unpatentable over Merrington et al. (WO 2015/048589) in view of Ohme et al. (US 2004/0242803) as applied to claim 15 above, and further in view of Liu (Powder Technology, 193, 2009, 208-213). Considering Claim 17: Merrington et al. and Saeidlou et al. collectively teach the process of claim 15 as shown above. Merrington et al. teaches the particulate cellulose material as having a particle size of 20 to 50 microns (6:22-24). Merrington et al. does not teach sieving the particles prior to mixing. However, Liu teaches that sieving is a conventional means of sorting particles to ensure the desired particle size (pg. 208). It would have been obvious to a person having ordinary skill in the art to have sieved the cellulosic material prior to mixing, and the motivation to do so would have been to provide uniform particle sizes for the composite. Response to Arguments Applicant's arguments filed September 29, 2025 have been fully considered but they are not persuasive, because: A) The applicant’s argument that Merrington teaches a preference for compositions without additives is not persuasive. Merrington explicitly teaches the addition of plasticizers (Claim 11). "A known or obvious composition does not become patentable simply because it has been described as somewhat inferior to some other product for the same use." In re Gurley, 27 F.3d 551, 554, 31 USPQ2d 1130, 1132 (Fed. Cir. 1994). See MPEP § 2123. B) The applicant’s argument that Ohme et al. teaches away from using polylactic acid as the sole biodegradable polymer is not persuasive. A prior art reference that "teaches away" from the claimed invention is a significant factor to be considered in determining obviousness. However, "the nature of the teaching is highly relevant and must be weighed in substance. A known or obvious composition does not become patentable simply because it has been described as somewhat inferior to some other product for the same use." In re Gurley, 27 F.3d 551, 553, 31 USPQ2d 1130, 1132 (Fed. Cir. 1994) (Claims were directed to an epoxy resin based printed circuit material. A prior art reference disclosed a polyester-imide resin based printed circuit material, and taught that although epoxy resin based materials have acceptable stability and some degree of flexibility, they are inferior to polyester-imide resin based materials. The court held the claims would have been obvious over the prior art because the reference taught epoxy resin based material was useful for the inventor’s purpose, applicant did not distinguish the claimed epoxy from the prior art epoxy, and applicant asserted no discovery beyond what was known to the art.). While Ohme et al. teaches the problems with using polylactic acid as the sole polymer, these same problems are discussed in Merrington. Merrington teaches that the inclusion of the lignocellulose materials overcome the problems discussed in Ohme et al. (pg. 1-2). Further, Merrington contemplates using polymer blends, but opts against their use due ot higher production costs, reduced biodegradability and sustainability (2:15-18). Thus, the teachings as a whole do not teach away from using polylactic acid as the sole biodegradable polymer in the composition. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Correspondence Any inquiry concerning this communication or earlier communications from the examiner should be directed to LIAM J HEINCER whose telephone number is (571)270-3297. The examiner can normally be reached M-F 7:30-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mark Eashoo can be reached at 571-272-1197. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LIAM J HEINCER/Primary Examiner, Art Unit 1767
Read full office action

Prosecution Timeline

Aug 21, 2020
Application Filed
Jul 23, 2021
Non-Final Rejection — §103
Jan 26, 2022
Response Filed
Feb 11, 2022
Final Rejection — §103
Jul 19, 2022
Applicant Interview (Telephonic)
Jul 19, 2022
Examiner Interview Summary
Aug 16, 2022
Request for Continued Examination
Aug 17, 2022
Response after Non-Final Action
Oct 05, 2022
Non-Final Rejection — §103
Jan 19, 2023
Applicant Interview (Telephonic)
Jan 25, 2023
Examiner Interview Summary
Apr 10, 2023
Response Filed
May 24, 2023
Final Rejection — §103
Nov 14, 2023
Request for Continued Examination
Nov 15, 2023
Response after Non-Final Action
Dec 14, 2023
Non-Final Rejection — §103
Jun 20, 2024
Response Filed
Aug 14, 2024
Final Rejection — §103
Nov 13, 2024
Response after Non-Final Action
Nov 13, 2024
Applicant Interview (Telephonic)
Nov 14, 2024
Examiner Interview Summary
Nov 26, 2024
Response after Non-Final Action
Nov 26, 2024
Examiner Interview (Telephonic)
Dec 13, 2024
Request for Continued Examination
Dec 16, 2024
Response after Non-Final Action
Mar 24, 2025
Non-Final Rejection — §103
Sep 29, 2025
Response Filed
Oct 17, 2025
Final Rejection — §103
Apr 10, 2026
Applicant Interview (Telephonic)
Apr 10, 2026
Examiner Interview Summary
Apr 14, 2026
Response after Non-Final Action

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12600849
Super Absorbent Polymer Film and Preparation Method Thereof
2y 5m to grant Granted Apr 14, 2026
Patent 12600667
GLASS SHEET FOR CHEMICAL STRENGTHENING, MANUFACTURING METHOD OF STRENGTHENED GLASS SHEET, AND GLASS SHEET
2y 5m to grant Granted Apr 14, 2026
Patent 12595320
METHOD OF CONTROLLING ALPHA-OLEFIN CONDENSATION IN ABSORPTION MEDIA DURING POLYOLEFIN PRODUCTION
2y 5m to grant Granted Apr 07, 2026
Patent 12589377
ENCAPSULATED COMPOSITION COMPRISING CORE-SHELL MICROCAPSULES AND PROCESS FOR ITS PREPARATION
2y 5m to grant Granted Mar 31, 2026
Patent 12590114
METHOD OF MAKING A BINDER COMPOSITION, AND BINDER COMPOSITION
2y 5m to grant Granted Mar 31, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

9-10
Expected OA Rounds
56%
Grant Probability
81%
With Interview (+25.7%)
3y 3m
Median Time to Grant
High
PTA Risk
Based on 1412 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month