Prosecution Insights
Last updated: April 19, 2026
Application No. 17/046,696

Coatings for Textured 3D-Printed Substrates

Non-Final OA §103
Filed
Oct 09, 2020
Examiner
BROOKS, KREGG T
Art Unit
1764
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Prc-Desoto International Inc.
OA Round
5 (Non-Final)
56%
Grant Probability
Moderate
5-6
OA Rounds
3y 0m
To Grant
58%
With Interview

Examiner Intelligence

Grants 56% of resolved cases
56%
Career Allow Rate
395 granted / 701 resolved
-8.7% vs TC avg
Minimal +2% lift
Without
With
+2.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
72 currently pending
Career history
773
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
46.8%
+6.8% vs TC avg
§102
18.2%
-21.8% vs TC avg
§112
23.1%
-16.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 701 resolved cases

Office Action

§103
DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 15 August 2025 has been entered. All outstanding objections and rejections made in the previous Office Action, and not repeated below, are hereby withdrawn. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior office action. Claims 49-54, 56, 59-64, and 66-70 as amended are pending. Claim Rejections - 35 USC § 103 Claim(s) 49-54, 56, 60-62, and 66-68 are rejected under 35 U.S.C. 103 as being unpatentable over Zhu et al., “Water-based coatings for 3D printed parts,” J. Coat. Technol. Res. 12(5) 889-897 (2015) (“Zhu”) in view of WO 2015/046217 A1 (“Nishimura”). A partial machine translation of WO 2015/046217 A1 is enclosed. As to claim 49, as an initial matter, it is presumed that “low profile” means features providing a surface area roughness in the recited range, and is interpreted as surface Ra based on applicant’s specification. Zhu teaches coatings for 3D printed parts (articles) for smoothing of the build lines resulting from the 3D printing process. Zhu teaches a substrate having a surface average peak height of 61 micrometers, formed by 3d printing. With reference to Fig. 5, this is a series of low profile features having a surface area roughness of approximately 30 micrometers (since surface area roughness is calculated as deviation from an average height rather than peak height). Numerous examples in Table 4 provide average peak height of 0-10 micrometers or 0-5 micrometers when coated. Again, this is calculated as less than 10 micrometers in surface area roughness, approximately 5 micrometers, which is within the recited range. Table 2 shows peak height of a surface formed by T10 tip of approximately 22 micrometers, which would provide a Ra of just over 10 micrometers, which when coated has average peak height of 17 and 13 micrometers, which would have surface Ra of under 10 micrometers. Zhu teaches forming parts having shapes and geometric features, thus suggesting one or more intentional features (p. 889, 2nd col.), but does not discuss that the article having a plurality of intentional features having an average height as recited. However, Nishimura discloses a similar method for coating a 3-D printed object (translation, pp. 2-3). Schematically, Nishimura, Fig. 1, suggests a 3d printed feature that may be formed from two layers of fused deposition modeling material. It can be seen that the height of the feature formed by layering two layers of fused deposition modeling material is at least approximately 4 times that of the low profile features (which have a height of approximately half the height of a layer of the build material), which are bumps and valleys formed by virtue of the 3d printing process. Such a figure has a bottom and top surface opposite to one another, the top surface having a high feature and low features from the 3-d printing process. Like Zhu, the method of Nishimura is designed to fill in the intentional lines formed in the 3-d printing process (translation, pp. 2-3). Given this teaching, it would be obvious to a person of ordinary skill in the art to prepare a substrate, including a bottom portion and top portion, including intentional features, as discussed by Zhu, and that the formation of features of heights within the recited range relative to low profile features formed from the 3-d printing process is an obvious modification suggested by Nishimura, depending on the specific shape and features desired to be printed. As to claim 50, Zhu does not specify the thickness of the coatings providing the recited low peak height. However, schematically, Zhu teaches a thickness of approximately 20 micrometers (Fig. 8) provides average peak height of 25 micrometers (approximately Ra of 12.5 micrometers) down from 50 micrometers (Ra of approximately 25 micrometers). Given that these systems have been shown to be able to provide the recited roughness, it is reasonable to conclude that a thickness just slightly larger than 20 micrometers, extrapolating to 25 micrometers, would provide the recited roughness, while being within the ranges recited by claims 50 and 52 with respect to the starting approximate roughness of 25 micrometers. Fig. 8(b) of Zhu furthermore schematically shows a coating having an applied thickness over the peaks of about 30 micrometers, which is within 20 % of the estimated roughness based on the peak height (25-30 micrometers). As to claim 51, As seen in Fig. 5, the low profile features are peaks and valleys that follow parallel lines from the 3D printing process. As to claim 52, Zhu teaches that parts may be formed with layer thicknesses of 127 micrometers (p. 890, 2nd col.) by T10 tip, which would provide parallel lines of the recited pitch. As to claim 53, Fig. 8(b) of Zhu schematically shows a coating having an applied thickness over the peaks of about 30 micrometers, which is within 20 % of the estimated roughness based on the peak height (25-30 micrometers). As to claim 54, Zhu teaches the coating smooths the surface (p. 889, col. 1), and thus the coated article is visually smooth. Nishimura, translation, p. 4, also teaches the utility of coating for making layer lines less noticeable, which would be expected to make larger features more noticeable. As to claim 56, Zhu teaches that the coating smooths the imperfections in formed parts, and is thus presumed to make these less visually apparent. While the recited effect is not explicitly recited, Zhu teaches coatings covering approximately 20-25 micron thickness over the features. As to claim 60, Zhu teaches a urethane based coating system (p. 890, col. 1). As to claim 61, Zhu teaches coating the part directly with the coating (p. 890, second col.), thus a basecoat. As to claim 62, Zhu does not explicitly teach the characteristics. However, Zhu teaches the use of Jetflex coating for aircraft interiors (p. 890, col. 1), and thus would be expected to have at least some degree of stain and abrasion resistance. As to claims 66-68, while no specific end use is exemplified, Zhu teaches that 3D printed parts may be used in a number of fields, including automotive and aerospace, thus vehicles as required by claim 66, or aerospace or automotive vehicles as required by claims 67 and 68, and as such, applications to such parts is an obvious modification suggested by Zhu. Claim(s) 59 is rejected under 35 U.S.C. 103 as being unpatentable over Zhu et al., “Water-based coatings for 3D printed parts,” J. Coat. Technol. Res. 12(5) 889-897 (2015) (“Zhu”) in view of WO 2015/046217 A1 (“Nishimura”) as applied to claim 49, further in view of US 2017/0355873 A1 (“Wu”). As to claim 59, Zhu does not discuss the use of soft touch coating. However, Zhu generally teaches that coatings can provide desired surface characteristics (p. 890, col. 1). Wu teaches coating compositions for providing coating films that provide low gloss and stain resistance, including delta E within the recited range (para. 0004), and as such, the use of coating compositions of Wu is an obvious modification to the extent that stain resistance is desired for the article. Claim(s) 63 and 64 are rejected under 35 U.S.C. 103 as being unpatentable over Zhu et al., “Water-based coatings for 3D printed parts,” J. Coat. Technol. Res. 12(5) 889-897 (2015) (“Zhu”) in view of WO 2015/046217 A1 (“Nishimura”) as applied to claim 49, further in view of US 9,199,428 (“Riebel”). As to claims 63-64, as an initial matter “intentional” as applied to three-dimensional pattern is interpreted as product-by-process limitation, for which patentability is determined by the end product. See MPEP 2113. As such, to the extent a pattern exists, it is presumed to be intentional. Zhu teaches forming rectangular prisms, a three dimensional, regular pattern as required by claims 63 and 64, formed by 3D printing as required by claim 65 (p. 890, col. 2, Fig. 1). Furthermore, Riebel teaches that 3d printing may be used to form textures on a surface (col. 4). This texture is either a regular or irregular pattern, and as such, the use of 3d printing to form a pattern is an obvious modification suggested by Riebel. Claim(s) 69 and 70 are rejected under 35 U.S.C. 103 as being unpatentable over Zhu et al., “Water-based coatings for 3D printed parts,” J. Coat. Technol. Res. 12(5) 889-897 (2015) (“Zhu”) in view of WO 2015/046217 A1 (“Nishimura”) as applied to claim 49, further in view of US 2014/0220354 (“Gao”). As to claims 69 and 70, Zhu does not discuss the use of soft touch coating. However, Zhu generally teaches that coatings can provide desired surface characteristics (p. 890, col. 1). Gao teaches coatings that provide a soft touch to a substrate, and teaches that such coatings can provide microhardness in the range recited by claim 69, and a coefficient of friction in the range recited by claim 70 (Gao, para. 0059). As such, the use of the coating of Gao is an obvious modification to provide a soft touch to the article where desired. Response to Arguments Applicant’s arguments with respect to claim(s) 49-54, 56, 59-64, and 66-70 have been considered but are moot because the new ground of rejection does not rely on any combination of references applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KREGG T BROOKS whose telephone number is (313)446-4888. The examiner can normally be reached Monday to Friday 9 am to 5:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Arrie Reuther can be reached at (571)270-7026. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KREGG T BROOKS/Primary Examiner, Art Unit 1764
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Prosecution Timeline

Oct 09, 2020
Application Filed
Jul 01, 2023
Non-Final Rejection — §103
Oct 06, 2023
Response Filed
Jan 12, 2024
Final Rejection — §103
Jun 06, 2024
Applicant Interview (Telephonic)
Jun 07, 2024
Examiner Interview Summary
Jun 20, 2024
Request for Continued Examination
Jun 21, 2024
Response after Non-Final Action
Oct 05, 2024
Non-Final Rejection — §103
Jan 10, 2025
Response Filed
Apr 18, 2025
Final Rejection — §103
Jul 15, 2025
Interview Requested
Jul 17, 2025
Applicant Interview (Telephonic)
Jul 17, 2025
Examiner Interview Summary
Jul 17, 2025
Response after Non-Final Action
Aug 15, 2025
Request for Continued Examination
Aug 21, 2025
Response after Non-Final Action
Jan 15, 2026
Non-Final Rejection — §103 (current)

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Prosecution Projections

5-6
Expected OA Rounds
56%
Grant Probability
58%
With Interview (+2.0%)
3y 0m
Median Time to Grant
High
PTA Risk
Based on 701 resolved cases by this examiner. Grant probability derived from career allow rate.

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