Prosecution Insights
Last updated: May 29, 2026
Application No. 17/069,405

ELASTIC POLYMER MATRIX-PROTECTED PARTICLES OF ANODE ACTIVE MATERIALS FOR LITHIUM BATTERIES AND METHOD OF MANUFACTURING

Non-Final OA §102§103
Filed
Oct 13, 2020
Examiner
ESSEX, STEPHAN J
Art Unit
1727
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Global Graphene Group Inc.
OA Round
4 (Non-Final)
66%
Grant Probability
Favorable
4-5
OA Rounds
0m
Est. Remaining
49%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
451 granted / 689 resolved
+0.5% vs TC avg
Minimal -16% lift
Without
With
+-16.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
19 currently pending
Career history
710
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
87.8%
+47.8% vs TC avg
§102
5.1%
-34.9% vs TC avg
§112
2.9%
-37.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 689 resolved cases

Office Action

§102 §103
DETAILED ACTION The applicant’s amendment filed on June 13, 2025 was received. Claims 24-29 were cancelled. Claim 1 was amended. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 Claim(s) 1-3, 5-8 and 10-23 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Pan et al. (hereinafter “Pan”) (U.S. Pub. No. 2018/0248173A1, already of record). Regarding claims 1-3 and 21, Pan teaches an anode active material layer for a lithium battery, wherein the layer comprises multiple anode active material particles and an optional conductive additive that are bonded together by a binder resin (multi-functional composite particulates). The binder rein comprises a high-elasticity polymer having a recoverable tensile strain no less than 5% when measured without additive or reinforcement in the polymer and a lithium ion conductivity no less than 10-5 S/cm at room temperature (see paragraph 17). The high-elasticity polymer may be mixed with an elastomer selected from polyurethane, urethane-urea copolymer, and combinations thereof (see paragraph 30). Furthermore, the high-elasticity polymer may contain a lightly cross-linked network of polymer chains having an ether linkage, nitrile-derived linkage, benzo peroxide-derived linkage, ethylene oxide linkage, propylene oxide linkage, vinyl alcohol linkage, cyano-resin linkage, triacrylate monomer-derived linkage, tetraacrylate monomer-derived linkage, or a combination thereof, in the cross-linked network of polymer chains (see paragraph 20). The anode active material is preferably in the form of a nanoparticle having a diameter less than 100 nm (see paragraph 25). The high-elasticity polymer may be in the form of a polymer matrix composite (polymer matrix; continuous material phase) which further includes a lithium ion-conducting additive (see paragraph 31). Regarding claims 5 and 6, Pan teaches that the high-elasticity polymer may contain from 0.1% by weight to 10% by weight of graphene as a reinforcement nano filament (see paragraph 29). Regarding claim 7, Pan teaches that the anode active material may be selected from the group consisting of: (a) silicon (Si), germanium (Ge), tin (Sn), lead (Pb), antimony (Sb), bismuth (Bi), zinc (Zn), aluminum (Al), titanium (Ti), nickel (Ni), cobalt (Co), and cadmium (Cd); (b) alloys or intermetallic compounds of Si, Ge, Sn, Pb, Sb, Bi, Zn, Al, Ti, Ni, Co, or Cd with other elements; (c) oxides, carbides, nitrides, sulfides, phosphides, selenides, and tellurides of Si, Ge, Sn, Pb, Sb, Bi, Zn, Al, Ti, Fe, Ni, Co, V, or Cd, and their mixtures, composites, or lithium-containing composites; (d) salts and hydroxides of Sn; (e) lithium titanate, lithium manganate, lithium aluminate, lithium-containing titanium oxide, lithium transition metal oxide, ZnCo2O4; (f) prelithiated versions thereof, (g) particles of Li, Li alloy, or surface-stabilized Li having at least 60% by weight of lithium element therein; and (h) combinations thereof (see paragraph 22). Regarding claim 8, Pan teaches that the anode active material contains a prelithiated Si, prelithiated Ge, prelithiated Sn, prelithiated SnOx, prelithiated SiOx, prelithiated iron oxide, prelithiated VO2, prelithiated Co3O4, prelithiated Ni3O4, or a combination thereof, wherein x=1 to 2 (see paragraph 23). Regarding claims 10, 12 and 13, Pan teaches that the anode active material particles may be coated with or embraced by a conductive protective coating, selected from a carbon material or graphene (see paragraph 28). Regarding claim 11, Pan teaches that the high-elasticity polymer has a lithium ion conductivity no less than 10-5 S/cm, more preferably no less than 10-4 S/cm, and most preferably no less than 10-3 S/cm (see paragraph 29). Regarding claim 14, Pan teaches that the lithium ion-conducting additive may be present in an amount of 0.1% to 50% by weight (see paragraph 31). Regarding claim 15, Pan teaches that the high-elasticity polymer may be mixed with an elastomer selected from natural polyisoprene, synthetic, polybutadiene, chloroprene rubber, polychloroprene, butyl rubber, styrene-butadiene rubber, nitrile rubber, ethylene propylene rubber, ethylene propylene diene rubber, epichlorohydrin rubber, polyacrylic rubber, silicone rubber, fluorosilicone rubber, perfluoroelastomers, polyether block amides, chlorosulfonated polyethylene, ethylene-vinyl acetate, thermoplastic elastomers, protein resilin, protein elastin, ethylene oxide-epichlorohydrin copolymer, polyurethane, urethane-urea copolymer, and combinations thereof (see paragraph 30). Regarding claim 16, Pan teaches that the lithium ion-conducting additive is selected from Li2CO3, Li2O, Li2C2O4, LiOH, LiX, ROCO2Li, HCOLi, ROLi, (ROCO2Li)2, (CH2OCO2Li)2, Li2S, LixSOy, or a combination thereof, wherein X=F, Cl, I, or Br, R=a hydrocarbon group, x=0-1, y=1-4 (see paragraph 31). Regarding claim 17, Pan teaches the lithium ion-conducting additive may contain a lithium salt selected from lithium perchlorate, lithium hexafluorophosphate, lithium borofluoride, lithium hexafluoroarsenide, lithium trifluoro-metasulfonate, bis-trifluoromethyl sulfonylimide lithium, lithium bis(oxalato)borate, lithium oxalyldifluoroborate, lithium oxalyldifluoroborate, lithium nitrate, Li-fluoroalkyl-phosphates, lithium bisperfluoro-ethysulfonylimide, lithium bis(trifluoromethanesulphonyl)imide, lithium bis(fluorosulphonyl)imide, lithium trifluoromethanesulfonimide, an ionic liquid-based lithium salt, or a combination thereof (see paragraph 32). Regarding claim 18, Pan teaches that the high-elasticity polymer may form a mixture or blend with an electron-conducting polymer selected from polyaniline, polypyrrole, polythiophene, polyfuran, a bi-cyclic polymer, derivatives thereof (e.g., sulfonated versions), or a combination thereof (see paragraph 33). Regarding claim 19, Pan teaches that the high-elasticity polymer may form a mixture or blend with a lithium ion-conducting polymer selected from poly(ethylene oxide), polypropylene oxide, poly(acrylonitrile), poly(methyl methacrylate), poly(vinylidene fluoride), poly bis-methoxy ethoxyethoxide-phosphazenex, polyvinyl chloride, polydimethylsiloxane, poly(vinylidene fluoride)-hexafluoropropylene, a sulfonated derivative thereof, or a combination thereof (see paragraph 34). Regarding claim 20, Pan teaches that a prelithiated anode active material anode has been pre-intercalated by or doped with lithium ions up to a weight fraction from 0.1% to 54.7% of Li in the lithiated product (see paragraph 24). Regarding claims 22 and 23, Pan teaches a lithium battery containing an optional anode current collector, the anode active material layer as described above, a cathode active material layer, an optional cathode current collector, an electrolyte in ionic contact with the anode active material layer and the cathode active material layer and an optional porous separator. The lithium battery may be a lithium-ion battery, lithium metal battery (containing lithium metal or lithium alloy as the main anode active material and containing no intercalation-based anode active material), lithium-sulfur battery, lithium-selenium battery, or lithium-air battery (see paragraph 35). Claim Rejections - 35 USC § 103 Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Pan as applied to claims 1-3, 5-8 and 10-23 above, and further in view of Laicer et al. (hereinafter “Laicer”) (U.S. Pub. No. 2016/0049656A1, already of record). Regarding claim 9, Pan does not explicitly teach that the anode active material particles or the composite particulates, or both, are porous. Laicer teaches an anode 100 comprising a substrate 101 and an anode coating layer 102. Anode coating layer 102, in turn, may comprise a porous anode material 103, a conductive additive 104, and a binder 105 (see paragraph 71; FIG 1). Voids in the anode material provide for expansion and contraction of the without the anode material breaking apart or becoming delaminated (see paragraph 69). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to utilized a porous anode active material in the anode of Pan as taught by Laicer in order to prevent the anode material breaking apart or becoming delaminated as a result of the expansion and contraction which occurs during charge and discharge cycles. Response to Arguments Applicant’s arguments with respect to claim(s) 1-3 and 5-23 have been considered but are no longer relevant to the current rejection(s). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to STEPHAN J ESSEX whose telephone number is (571)270-7866. The examiner can normally be reached Monday - Friday, 8:30 am - 6:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Barbara Gilliam can be reached at (571) 272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /STEPHAN J ESSEX/Primary Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Show 4 earlier events
Apr 05, 2024
Request for Continued Examination
Apr 08, 2024
Response after Non-Final Action
Mar 13, 2025
Non-Final Rejection mailed — §102, §103
Jun 13, 2025
Response Filed
Oct 02, 2025
Final Rejection mailed — §102, §103
Jan 02, 2026
Response after Non-Final Action
Apr 02, 2026
Request for Continued Examination
Apr 05, 2026
Response after Non-Final Action

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
66%
Grant Probability
49%
With Interview (-16.1%)
3y 8m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 689 resolved cases by this examiner. Grant probability derived from career allowance rate.

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