Prosecution Insights
Last updated: August 15, 2026
Application No. 17/164,231

COMPOSITIONS OF BAKUCHIOL AND METHODS OF MAKING THE SAME

Final Rejection §103
Filed
Feb 01, 2021
Priority
May 09, 2005 — provisional 60/679,337 +3 more
Examiner
CHEN, CATHERYNE
Art Unit
1655
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Unigen, Inc.
OA Round
6 (Final)
38%
Grant Probability
At Risk
7-8
OA Rounds
0m
Est. Remaining
56%
With Interview

Examiner Intelligence

Grants only 38% of cases
38%
Career Allowance Rate
293 granted / 782 resolved
-22.5% vs TC avg
Strong +18% interview lift
Without
With
+18.2%
Interview Lift
resolved cases with interview
Typical timeline
4y 3m
Avg Prosecution
56 currently pending
Career history
836
Total Applications
across all art units

Statute-Specific Performance

§101
14.5%
-25.5% vs TC avg
§103
41.4%
+1.4% vs TC avg
§102
18.2%
-21.8% vs TC avg
§112
19.4%
-20.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 782 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. DETAILED ACTION The Amendments filed on 5/29/2026 has been received and entered. Currently, Claims 32 and 34-39 are pending. Claims 32 and 34-39 are examined on the merits. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Any rejection not reiterated below are hereby withdrawn. Election/Restrictions Applicant’s election without traverse of Psoralea corylifolia, seeds in the reply filed on Feb. 7, 2023 is acknowledged. Response to Amendment Claim Rejections - 35 USC § 103 Claims 32, and 33-39 are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Murali et al. (from IDS) in view of Harrison et al. (GB 2108844 A) for the reasons set forth in the previous Office Action, which is set forth below. All of Applicant's arguments regarding this ground of rejection have been fully considered but are not persuasive. Claims 32, and 34-39 remain rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Murali et al. (from IDS) in view of Harrison et al. (GB 2108844 A). This is not a new rejection. Murali et al. teaches Psoralea corylifolia seeds extracted with methanol for 10-15 minutes with reflux (page 77, 2.3 Extraction of Plant Material). The percentage recovery of bakuchiol was 100.4 (page 78, 2.9 Estimation of psoralen, bakuchicin and bakuchiol in samples and recovery studies). HPLC is used to standardization of Psoralea corylifolia bioactive compound of bakuchiol as markers (page 78, 3. Results and Discussion). The concentration of bakuchiol would be 100% because markers are pure of free of contaminants and bakuchiol are separated from psoralen and bakuchicin. Psoralen is a furanocoumarin. Psoralea corylifolia are useful for leukoderma, ulcers, scables, leprosy, dermatitis, exhibiting anti-inflammatory, antipyretic, analgesic and antifungal activities (page 76, Introduction, left column). Furanocoumarin impurities would be converted into salts of carboxylic acids and removed from the composition because the bakuchiol is pure and has no contaminants. However, Murali et al. does not teach 65-95% paraffin, up to 7% lanolin or a lanolin derivative, range of about 14-30% bakuchiol. Harrison et al. teaches a composition for treating dermatological condition such as dermatitis with 15-90% by weight of a carrier, for example, paraffin, lanolin (page 7, lines 67-105). The reference also does not specifically teach formulating the composition in the forms claimed by applicant and using 65-95% paraffin, up to 7% lanolin or a lanolin derivative. These pharmaceutical forms are well known in the art to be acceptable means of administering a pharmaceutically active substance. Based on this knowledge, a person of ordinary skill in the art would have had a reasonable expectation that formulating the composition taught by the references in the claimed forms would be successful. Therefore, an artisan of ordinary skill would have been motivated to formulating the composition taught by the reference in the forms claimed by applicant. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to make a composition comprising about 14-30% bakuchiol of the for the following reasons. The reference does teach the composition for treating skin. Murali et al. teaches Psoralea corylifolia are useful for leukoderma, ulcers, scables, leprosy, dermatitis, exhibiting anti-inflammatory, antipyretic, analgesic and antifungal activities (page 76, Introduction, left column). Thus, it would have been obvious to make a concentrated composition containing both flavonoids and tocotrienols for use as a supplement to the diet. Additionally, the amount of a specific ingredient in a composition that is used for a particular purpose (the composition itself or that particular ingredient) is clearly a result effective parameter that a person of ordinary skill in the art would routinely optimize. "[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation." In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955). Thus, optimization of general conditions is a routine practice that would be obvious for a person of ordinary skill in the art to employ. It would have been customary for an artisan of ordinary skill to determine the optimal amount of each ingredient to add in order to best achieve the desired results, especially within the ranges taught by the reference. Thus, absent some demonstration of unexpected results from the claimed parameters, this optimization of ingredient amount would have been obvious at the time of applicant’s invention. Response to Arguments Applicant argues that there is no teaching of converting furanocoumarin into salts of carboxylic acids. In response to Applicant’s argument, the claim is drawn toward a product of bakuchiol extract without furanocoumarin. Murali et al. teaches Psoralea corylifolia seeds extracted with methanol for 10-15 minutes with reflux (page 77, 2.3 Extraction of Plant Material). The percentage recovery of bakuchiol was 100.4 (page 78, 2.9 Estimation of psoralen, bakuchicin and bakuchiol in samples and recovery studies). The isolated bakuchiol extract does not have impurities. The conversion of furanocoumarins is for removing the impurities. The claim is for pure bakuchiol; therefore, an isolated bakuchiol free of impurities would meet the limitation as claimed. Applicant argues that the reference does not teach isolation of the bakuchiol. In response to Applicant’s argument, Murali et al. teaches Psoralea corylifolia seeds extracted with methanol for 10-15 minutes with reflux (page 77, 2.3 Extraction of Plant Material). The percentage recovery of bakuchiol was 100.4 (page 78, 2.9 Estimation of psoralen, bakuchicin and bakuchiol in samples and recovery studies). Thus, isolation of pure bakuchiol is taught. Applicant argues that a large scale production is not taught. In response to Applicant’s argument, the claims are drawn toward a topical composition. There is no claim for production in a large scale. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CATHERYNE CHEN whose telephone number is (571)272-9947. The examiner can normally be reached Monday-Friday 9-5:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anand U Desai can be reached at 571-272-0947. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Catheryne Chen Examiner Art Unit 1655 /ANAND U DESAI/ Supervisory Patent Examiner, Art Unit 1655
Read full office action

Prosecution Timeline

Show 6 earlier events
Sep 05, 2024
Non-Final Rejection mailed — §103
Dec 05, 2024
Response Filed
Apr 04, 2025
Final Rejection mailed — §103
Jul 07, 2025
Request for Continued Examination
Jul 09, 2025
Response after Non-Final Action
Dec 29, 2025
Non-Final Rejection mailed — §103
May 29, 2026
Response Filed
Aug 07, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
38%
Grant Probability
56%
With Interview (+18.2%)
4y 3m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 782 resolved cases by this examiner. Grant probability derived from career allowance rate.

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