Prosecution Insights
Last updated: October 04, 2026
Application No. 17/245,670

MULTIVALENT BINDING COMPOSITION FOR NUCLEIC ACID ANALYSIS

Non-Final OA §112
Filed
Apr 30, 2021
Priority
Sep 06, 2019 — provisional 62/897,172 +2 more
Examiner
LU, FRANK WEI MIN
Art Unit
1683
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Element Biosciences Inc.
OA Round
3 (Non-Final)
63%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allowance Rate
446 granted / 711 resolved
+2.7% vs TC avg
Strong +68% interview lift
Without
With
+67.7%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
45 currently pending
Career history
771
Total Applications
across all art units

Statute-Specific Performance

§101
2.3%
-37.7% vs TC avg
§103
24.2%
-15.8% vs TC avg
§102
11.4%
-28.6% vs TC avg
§112
52.8%
+12.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 711 resolved cases

Office Action

§112
DETAILED ACTION Reopen prosecution A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after allowance or after an Office action under Ex Parte Quayle, 25 USPQ 74, 453 O.G. 213 (Comm'r Pat. 1935). Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, prosecution in this application has been reopened pursuant to 37 CFR 1.114. Applicant’s submission filed on March 27, 2026 has been entered and the allowance mailed on December 30, 2025 has been withdrawn in view of claims 1-20 filed on November 21, 2025. Claims 1-20 will be examined. Claim Objections Claim 2 is objected to because of the following informality: “a polymer core” should be “a polymer core in said conjugated polymer-nucleotide composition”. Claim 5 is objected to because of the following informality: “antigen-binding fragment thereof” should be “an antigen-binding fragment thereof”. Claim 8 is objected to because of the following informality: “at 3’ carbon” should be “at its 3’ carbon”. Claim 12 is objected to because of the following informality: “(a)” should be “step (a)”. Claim 13 or 14 is objected to because of the following informality: “said amplifying” should be “the amplifying step”. Claim 15 is objected to because of the following informalities: (1) “(b) and (c)” should be “steps (b) and (c)”; and (2) “coupled to” should be deleted. Claim 16 is objected to because of the following informality: “said deblocking” should be “the deblocking step”. Claim 17 is objected to because of the following informality: “said extending” should be “the extending step”. Claim 18 is objected to because of the following informality: “a plurality of said second nucleobases comprising said second blocking group coupled thereto” should be “said second nucleobase comprising said second blocking group”. Claim 19 is objected to because of the following informality: “said plurality of said second nucleobases comprises a plurality of types of nucleobases” should be “said second nucleobase is”. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Enablement Claims 1-20 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the enablement requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to enable one skilled in the art to which it pertains, or with which it is most nearly connected, to make and/or use the invention. In In re Wands, 858 F.2d 731,737, 8 USPQ2d 1400, 1404 (Fed. Cir. 1988) the court considered the issue of enablement in molecular biology. The Court summarized eight factors to be considered in a determination of “undue experimentation”. These factors include: (a) the quantity of experimentation necessary; (b) the amount of direction or guidance presented; (c) the presence or absence of working examples; (d) the nature of the invention; (e) the state of the prior art; (f) the relative skill of those in the art; (g) the predictability of the art; and (h) the breadth of the claims. The Court also stated that although the level of skill in molecular biology is high, results of experiments in molecular biology are unpredictable. To begin, there is no direction or guidance to show that identity of a nucleotide at N+1 position of a primed nucleic acid sequence can be determined using the methods recited in claims 1-20. While the relative skill in the art is very high (the Ph.D. degree with laboratory experience), there is no predictability whether identity of a nucleotide at N+1 position of a primed nucleic acid sequence can be determined using the methods recited in claims 1-20. Since the specification shows that “[T]he ternary complex has longer persistence time when the nucleotide on the polymer-nucleotide conjugate is complementary to the target nucleic acid than when a non-complementary nucleotide. The ternary complex also has longer persistence time when the nucleotide on the polymer-nucleotide conjugate is complementary to the target nucleic acid than a complementary nucleotide that is not conjugated or tethered. For example, in some embodiments, said ternary complexes may have a persistence time of less than 1 s, greater than 1 s, greater than 2 s, greater than 3 s, greater than 5 s, greater than 10 s, greater than 15 s, greater than 20 s, greater than 30 s, greater than 60 s, greater than 120 s, greater than 360 s, greater than 3600 s, or more, or for a time lying within a range defined by any two or more of these values” and “[T]he persistence time can be measured, for example, by observing the onset and/or duration of a binding complex, such as by observing a signal from a labeled component of the binding complex. For example, a labeled nucleotide or a labeled reagent comprising one or more nucleotides may be present in a binding complex, thus allowing the signal from the label to be detected during the persistence time of the binding complex” (see paragraphs [0098] and [0099] of US 2021/0247389 A1, which is US Publication of this instant case), the specification clearly indicates that a stable ternary complex can be formed between a nucleotide moiety of a conjugated polymer-nucleotide composition and a nucleotide at N position of a primed nucleic acid sequence when said nucleotide moiety of said conjugated polymer-nucleotide composition is complementary to said nucleotide at N position of said primed nucleic acid sequence and said primed nucleic acid sequence is brought into contact with said conjugated polymer-nucleotide composition. Since a stable ternary complex is formed between a nucleotide moiety of a conjugated polymer-nucleotide composition and a nucleotide at N position (ie., not N+1 position) of a primed nucleic acid sequence when said nucleotide moiety of said conjugated polymer-nucleotide composition is complementary to said nucleotide at N position of said primed nucleic acid sequence and said primed nucleic acid sequence is brought into contact with said conjugated polymer-nucleotide composition, bringing said primed nucleic acid sequence into contact with a conjugated polymer-nucleotide composition in step (b) of claim 1 cannot form a stable ternary complex between a nucleotide moiety of said conjugated polymer-nucleotide composition and a nucleotide at N+1 position of said primed nucleic acid sequence such that it is unpredictable how said identity of said nucleotide at said N+1 position of said primed nucleic acid sequence can be determined by detecting said stable ternary complex as recited in claims 1-20. Case law has established that “(t)o be enabling, the specification of a patent must teach those skilled in the art how to make and use the full scope of the claimed invention without ‘undue experimentation’.” In re Wright 990 F.2d 1557, 1561. In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970) it was determined that “[T]he scope of the claims must bear a reasonable correlation to the scope of enablement provided by the specification to persons of ordinary skill in the art”. The amount of guidance needed to enable the invention is related to the amount of knowledge in the art as well as the predictability in the art. Furthermore, the Court in Genentech Inc. v Novo Nordisk 42 USPQ2d 1001 held that “[I]t is the specification, not the knowledge of one skilled in the art that must supply the novel aspects of the invention in order to constitute adequate enablement”. In view of above discussions, the skilled artisan will have no way to predict the experimental results. Accordingly, it is concluded that undue experimentation is required to make the invention as it is claimed. The undue experimentation at least includes to test whether identity of a nucleotide at N+1 position of a primed nucleic acid sequence can be determined using the methods recited in claims 1-20. The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-20 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 is rejected as vague and indefinite because step (a) does not make sense. Does step (a) mean providing a primed nucleic acid sequence comprising a nucleobase, wherein said nucleobase is located on N position of said primed nucleic acid sequence and comprises a blocking group? Furthermore, since a stable ternary complex is formed between a nucleotide moiety of a conjugated polymer-nucleotide composition and a nucleotide at N position (ie., not N+1 position) of a primed nucleic acid sequence when said nucleotide moiety of said conjugated polymer-nucleotide composition is complementary to said nucleotide at N position of said primed nucleic acid sequence and said primed nucleic acid sequence is brought into contact with said conjugated polymer-nucleotide composition, bringing said primed nucleic acid sequence into contact with a conjugated polymer-nucleotide composition in step (b) cannot form a stable ternary complex between a nucleotide moiety of said conjugated polymer-nucleotide composition and a nucleotide at N+1 position of said primed nucleic acid sequence. In addition, since the preamble of the claim is directed to a method of determining an identity of a nucleotide in any kind of nucleic acid sequence while step (c) is used for determining said identity of said nucleotide at said N+1 position of said primed nucleic acid sequence, the preamble and step (c) of the claim do not correspond from each other. Please clarify. Conclusion No claim is allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Frank Lu, Ph. D., whose telephone number is (571)272-0746. The examiner can normally be reached Monday to Friday, 9 AM to 5 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/ interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anne Gussow, Ph.D., can be reached at 571-272-6047. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /FRANK W LU/Primary Examiner, Art Unit 1683 August 21, 2026
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Prosecution Timeline

Show 1 earlier event
Mar 13, 2025
Non-Final Rejection mailed — §112
Jun 10, 2025
Response Filed
Aug 22, 2025
Final Rejection mailed — §112
Nov 21, 2025
Request for Continued Examination
Nov 24, 2025
Response after Non-Final Action
Mar 27, 2026
Request for Continued Examination
Mar 30, 2026
Response after Non-Final Action
Aug 26, 2026
Non-Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
63%
Grant Probability
99%
With Interview (+67.7%)
4y 1m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 711 resolved cases by this examiner. Grant probability derived from career allowance rate.

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