Prosecution Insights
Last updated: July 17, 2026
Application No. 17/251,359

PREDICTIVE 7-GENE ASSAY AND PROGNOSTIC PROTEIN BIOMARKER FOR NON-SMALL CELL LUNG CANCER

Non-Final OA §112
Filed
Dec 11, 2020
Priority
Jun 15, 2018 — provisional 62/685,410 +1 more
Examiner
HANEY, AMANDA MARIE
Art Unit
1682
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
West Virginia University
OA Round
7 (Non-Final)
37%
Grant Probability
At Risk
7-8
OA Rounds
0m
Est. Remaining
81%
With Interview

Examiner Intelligence

Grants only 37% of cases
37%
Career Allowance Rate
260 granted / 710 resolved
-23.4% vs TC avg
Strong +44% interview lift
Without
With
+44.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
53 currently pending
Career history
770
Total Applications
across all art units

Statute-Specific Performance

§101
5.0%
-35.0% vs TC avg
§103
39.8%
-0.2% vs TC avg
§102
7.8%
-32.2% vs TC avg
§112
25.3%
-14.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 710 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . 2. A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on May 28, 2026 has been entered. Applicant’s remarks and amendments have been fully and carefully considered but are not found to be sufficient to put the application in condition for allowance. Any rejections or objections not reiterated herein have been withdrawn. Claims 1 and 5-8 are currently pending. Claim Rejections - 35 USC § 112 3. The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1 and 5-8 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 is rejected as being indefinite because it requires “determining an increase in the expression of SEQ ID NOs: 1, 3, 5, and 6 in the tumor from the patient with NSCLC”. The term “increased” is a relative term which renders the claim indefinite. This rejection could be overcome by amending the claim to recite what the increased expression is in comparison to so that one of skill in the art would be apprised of the scope of the invention. Claims 1 and 5-8 are rejected as being indefinite because they first require “determining an increase in the expression of SEQ ID NOs: 1, 3, 5, and 6 in the tumor from the patient with NSCLC” and then require “administering to the patient with an increase in the expression of SEQ ID NOs: 1, 3, 5, or 6 in the tumor a therapeutically effective amount of said one or more adjuvant chemotherapies”. It is unclear if the claims require that each of the recited genes have increased expression (in view of the use of “and”) OR if the claims require that only one or more of the recited genes have increased expression (in view of the use of “or”). Clarification is required. Claims 1 and 5-8 are rejected over the recitation of the phrase “said one or more adjuvant chemotherapies” in claim 1. There is insufficient antecedent basis for this limitation in the claim because although the claim previously refers to “adjuvant chemotherapy” it does not refer to “one or more adjuvant chemotherapies”. Claims 1 and 5-8 require administering one or more adjuvant chemotherapies selected as follows: to the patient with an increase in the expression of SEQ ID NO:1 administering Alimta (pemetrexed): to the patient with an increase in the expression of SEQ ID NO: 3, administering Cisplatin and Taxol, Cisplatin and Taxotere, Carboplatin, Carboplatin and Taxol, or Carboplatin and Taxotere; to the patient with an increase in the expression of SEQ ID NO:5, administering Carboplatin; or to the patient with an increase in the expression of SEQ ID NO:6, administering Carboplatin and Taxol, Carboplatin and Taxotere, Cisplatin and Taxotere, or Cisplatin and Taxol. The claims are rejected as being indefinite because it is not clear how you would treat a patient if all four SEQ ID NOs: are increased. For example would this patient be treated with a combination of Alimta, Carboplatin, and then one or more of Carboplatin and Taxol, Carboplatin and Taxotere, Cisplatin and Taxotere, or Cisplatin and Taxol? Further it’s unclear how you would treat a patient having increased expression of two or three of the SEQ ID NOs. For example if SEQ ID NOS: 1 and 3 were over expressed would this patient be treated with a combination of Alimta and one or more of Carboplatin, Carboplatin and Taxol, Carboplatin and Taxotere, Cisplatin and Taxotere, or Cisplatin and Taxol? Clarification is required. Claim 6 is rejected as being indefinite because it recites that “an increased mRNA expression of SEQ ID NO: 5 when compared to the expression in adjacent normal lung tissue is used to determine that said patient will show chemoresistance to adjuvant chemotherapy of carboplatin”. This is claim confusing because claim 1 requires administering carboplatin to a patient with an increased in the expression of SEQ ID NO: 5. It unclear why carboplatin would be administered to patients with increased expression of SEQ ID NO: 5 (in claim 1) if increased expression of SEQ ID NO: 5 is correlated with chemoresistance to this drug (in claim 6). Clarification is required. Claim 7 is rejected as being indefinite because it recites that “wherein an increased mRNA expression of SEQ ID NO:6 when compared to expression in adjacent normal lung tissue is used to determine that said patient will show chemoresistance to adjuvant chemotherapy of one or more of (a) carboplatin and Taxol (paclitaxel), (b) carboplatin and Taxotere (docetaxel), (c) cisplatin and Taxotere (docetaxel), and (d) cisplatin and Taxol (paclitaxel)”. This is claim confusing because claim 1 encompasses administering Carboplatin and Taxol, Carboplatin and Taxotere, Cisplatin and Taxotere, or Cisplatin and Taxol to a patient with an increased in the expression of SEQ ID NO: 6. It unclear why Carboplatin and Taxol, Carboplatin and Taxotere, Cisplatin and Taxotere, or Cisplatin and Taxol would be administered to patients with increased expression of SEQ ID NO: 6 (in claim 1) if increased expression of SEQ ID NO: 6 is correlated with chemoresistance to these drugs (in claim 7). Clarification is required. Claim 8 is rejected as being indefinite because it recites that “wherein an increased mRNA expression of SEQ ID NO:3 when compared to expression in adjacent normal lung tissue is used to determine that said patient will show chemoresistance to adjuvant chemotherapy of one or more of (a) Taxol (paclitaxel) and (b) Alimta (pemetrexed)”. This is claim confusing because claim 1 encompasses administering Carboplatin and Taxol or Cisplatin and Taxol to a patient with an increased in the expression of SEQ ID NO: 3. It unclear why Carboplatin and Taxol or Cisplatin and Taxol would be administered to patients with increased expression of SEQ ID NO: 3 (in claim 1) if increased expression of SEQ ID NO: 3 is correlated with chemoresistance to Taxol (in claim 8). Clarification is required. Claim Rejections - 35 USC § 112(a) 4. The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 6 and 7 are rejected under 35 U.S.C. 112, first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor(s), at the time the application was filed, had possession of the claimed invention. This is a new matter rejection. A. In the instant case the specification does not appear to provide support claim 6 which recites that “an increased mRNA expression of SEQ ID NO: 5 is used to determine that said patient will show chemoresistance to adjuvant chemotherapy of carboplatin”. The specification (para 0011) recites that “High expression of FUT7 (SEQ ID NO:5) predicted chemosensitivity to Carboplatin” The specification (para 0079) recites that “Another method of this invention provides for the high expression of FUT7 (SEQ ID NO:5) predicted chemosensitivity to carboplatin”. PNG media_image1.png 578 356 media_image1.png Greyscale Thus while the specification discloses that an increased mRNA expression of SEQ ID NO: 5 is correlated with chemosensitivity to adjuvant chemotherapy of carboplatin, it does not provide support for increased mRNA expression of SEQ ID NO: 5 being correlated with chemoresistance to adjuvant chemotherapy of carboplatin. B. In the instant case the specification does not appear to provide support claim 7 which recites that “an increased mRNA expression of SEQ ID NO:6 when compared to expression in adjacent normal lung tissue is used to determine that said patient will show chemoresistance to adjuvant chemotherapy of one or more of (a) carboplatin and Taxol (paclitaxel), (b) carboplatin and Taxotere (docetaxel), (c) cisplatin and Taxotere (docetaxel), and (d) cisplatin and Taxol (paclitaxel).”. The specification (para 0011) recites that “High expression of ZNF71 (SEQ ID NO:6) predicted chemosensitivity to Carboplatin and Taxol, Carboplatin and Taxotere, Cisplatin and Taxotere, and Cisplatin and Taxol.” The specification (para 0080) recites that “Another method of this invention provides for the high expression of ZNF71 (SEQ ID NO:6) predicted chemosensitivity to carboplatin and Taxol (paclitaxel), carboplatin and Taxotere (docetaxel), cisplatin and Taxotere (docetaxol), and cisplatin and Taxol (paclitaxel)”. PNG media_image2.png 578 356 media_image2.png Greyscale Thus while the specification discloses that an increased mRNA expression of SEQ ID NO: 6 is correlated with chemosensitivity to adjuvant chemotherapy with Carboplatin and Taxol, Carboplatin and Taxotere, Cisplatin and Taxotere, and Cisplatin and Taxol, it does not provide support for increased mRNA expression of SEQ ID NO: 6 being correlated with chemoresistance to adjuvant chemotherapy of Carboplatin and Taxol, Carboplatin and Taxotere, Cisplatin and Taxotere, and Cisplatin and Taxol. 11. Any inquiry concerning this communication or earlier communications from the examiner should be directed to AMANDA HANEY whose telephone number is (571)272-8668. The examiner can normally be reached Monday-Friday, 8:15am-4:45pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Wu-Cheng Shen can be reached on 571-272-3157. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AMANDA HANEY/Primary Examiner, Art Unit 1682
Read full office action

Prosecution Timeline

Show 12 earlier events
Oct 03, 2025
Response after Non-Final Action
Oct 08, 2025
Non-Final Rejection mailed — §112
Dec 29, 2025
Response Filed
Jan 28, 2026
Final Rejection mailed — §112
Apr 28, 2026
Response after Non-Final Action
May 28, 2026
Request for Continued Examination
May 29, 2026
Response after Non-Final Action
Jun 09, 2026
Non-Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
37%
Grant Probability
81%
With Interview (+44.2%)
3y 5m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 710 resolved cases by this examiner. Grant probability derived from career allowance rate.

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