Prosecution Insights
Last updated: October 23, 2026
Application No. 17/256,640

COMPOSITIONS AND METHODS FOR MEDIATING EPS

Final Rejection §103
Filed
Dec 28, 2020
Priority
Jun 29, 2018 — provisional 62/692,581 +2 more
Examiner
SIMMONS, CHRIS E
Art Unit
1622
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Research Institute At Nationwide Children's Hospital
OA Round
5 (Final)
34%
Grant Probability
At Risk
6-7
OA Rounds
0m
Est. Remaining
54%
With Interview

Examiner Intelligence

Grants only 34% of cases
34%
Career Allowance Rate
235 granted / 688 resolved
-25.8% vs TC avg
Strong +20% interview lift
Without
With
+19.6%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
38 currently pending
Career history
729
Total Applications
across all art units

Statute-Specific Performance

§101
1.4%
-38.6% vs TC avg
§103
46.1%
+6.1% vs TC avg
§102
12.0%
-28.0% vs TC avg
§112
26.1%
-13.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 688 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status Claims 2, 4, 10, 60, 61, and 63-66 are pending. Claims 2 and 4 were amended to remove the patient identification limitation. Therefore, Claims 2, 4, 10, 60, 61, and 63-66 are presented for examination. Election/Restrictions Applicant elected without traverse of Group II and chloroquine as the agent in the reply filed on 4/30/2024. Response to arguments against prior art Applicant’s arguments regarding “a subject in need thereof” does not overcome the rejection. Amended Claim 2 still requires treating a biofilm having a polyamine component, but no longer requires that the subject is identified as being infected with such biofilm before treatment. Thus, even if “a subject in need thereof” is limiting, it does not require the deleted diagnostic identification step. Applicant’s hindsight, lack of motivation, and lack of reasonable expectation arguments are also not persuasive. The rejection relies on the combined teachings that CQ is used in SLE, SLE patients commonly experience bacterial infection including S. aureus, CQ has antibacterial activity against S. aureus, polyamine inhibition is beneficial in lupus, and polyamines are essential in biofilm formation. These teachings provide the rationale provided in the statement of obviousness. Applicant’s reliance on Li is not persuasive. Li shows that S. aureus can form biofilms without exogenous polyamines, but does not show that S. aureus biofilms cannot contain polyamines or that targeting polyamines would be ineffective when a polyamine component is present. Because the claims do not require a particular mechanism, and recognition of an additional mechanism does not render an otherwise suggested treatment nonobvious, Applicant’s arguments regarding CQ’s Z-DNA mechanism do not distinguish the claims. Applicant separately argues Decho does not teach polyamine-specific detection or using the detection result to inform the treatment steps. Decho is relied upon for its confocal laser scanning microscopy as an alternative detection method, and Decho teaches CLSM imaging of biofilms and extracellular components. The remaining references provide the teachings of polyamine/biofilm teachings. Accordingly, Applicants arguments do not overcome the rejection. Therefore, the rejection is deemed to still be proper and is, therefore, maintained. Claim Rejections - 35 USC § 103 Rejection maintained The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or non-obviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. A. Rejection maintained - Claims 2, 4, 10, 60, 61, 63, and 64 are rejected under 35 U.S.C. 103 as being unpatentable over Kastan (US PG-PUB 2008/0319010) in view of Al-Rayes et al. (“Systemic lupus erythematosus and infections: a retrospective study in Saudis.” Lupus (2007) 16, 755–763), Eichenseher, F. (US PG-PUB 2018/0271952 A1), Thomas et al. (Clin. exp. Immunol. (1989) 78, 239-244), and Karatan et al. (Biotechnol. Lett (2013) 35:1715–1717. DOI 10.1007/s10529-013-1286-3). Claimed invention Independent Claim 2 is drawn to treating a biofilm having a polyamine component, comprising administering an effective amount of chloroquine (CQ) and one or more agents that interfere with the binding of a polyamine to the DNA in the biofilm to a subject in need thereof, wherein the one or more agents is not HMGB1 protein, a fragment thereof or an equivalent of each thereof. Prior art Kastan teaches that chloroquine (CQ) is effective for treating systemic lupus erythematosus (SLE) and can be administered at effective amounts including 80 mg/day. See 0015-0016; Claims 18 and 28. Kastan does not teach 1) CQ is treating a biofilm having a polyamine component and 2) further administration of an agent that interferes with polyamine binding to DNA in a biofilm. Regarding 1) treating a biofilm having a polyamine component: Kastan further teaches administration of amounts of CQ (80 mg/day) that are effective for the claimed inhibition of established biofilm as evidenced by the instant specification. The instant specification states that amounts effective for the invention includes the active agent at effective amounts of at least 1 mg/day. See Specification, 0219. Additionally, subjects with SLE are known to have issues with bacterial infections. For example, Al-Rayes teaches that “[i]nfection was the major complication with 58.79% of SLE patient having suffered from various infections” (Al-Rayes, abstract) and the most common microorganism infecting SLE patients was Staphylococcus aureus (Al-Rayes, p. 756 , 2nd column and p. 759, 2nd column; see also Table 3 at p. 758). It is also known that Staphylococcus aureus was a prevalent pathogen colonizing a large portion of the human population causing long-term and recurrent infections but the organism can be inhibited by CQ. For example, Eichenseher teaches Staphylococcus aureus is a pathogen that colonizes approximately a third of all humans and cause and is one of the leading causes of bacteremia and infective endocarditis in the industrialized world. See Eichenseher, 0002. “In addition to emerging antibiotic resistance, persisting and recurrent infections substantially add to morbidity and mortality. Recurrence rates, in particular after osteomyelitis or endocarditis, are high and infections may relapse even years after apparent cure. Infection recurrence is associated with SCVs (small colony variants) and/or non-replicating persisters for several reasons. Their arrested or slow growth and reduced metabolism renders antibiotics inefficient.” See Eichenseher, 0002. However, Eichenseher demonstrated that CQ alone and in combination with the known antibiotic, flucloxacillin, provide antibacterial effects against S. aureus. See Eichenseher, fig. 3, fig. 4A-C, fig. 5; 0083-0085; See also Claims 1, 2 and 4. A person of ordinary skill in the art (POSA) would have found it obvious to treat or decrease S. aureus infection in a subject with SLE by administering 80 mg/day CQ alone or in combination with flucloxacillin to the subject because patients with SLE were known to receive treatment by administering 80 mg/day of CQ (Kastan) and CQ was taught to be effective alone or in combination with flucloxacillin for providing antibacterial effect against S. aureus (Eichenseher), which was known to cause infection in SLE patients (Al-Rayes). The artisan would have reasonably expected that 80 mg/day would still be effective at treating the SLE patient while simultaneously providing any antibacterial effec1ts against bacteria that is known to commonly cause infections in SLE patients such as S. aureus. Given that the prior art suggests administration of amounts of CQ (80 mg/day) that are effective at inhibiting or preventing established biofilm as evidenced by the specification that teaches that effective amounts of at least 1 mg/day (see Specification, 0219), the method suggested by the prior art of treating the SLE patient with S. aureus with 80 mg/day of CQ, a known anti-S. aureus agent, would provide the effective amount for inhibiting biofilm as claimed. Regarding 2) further administration of an agent that interferes with polyamine binding to DNA in a biofilm: Thomas presented a study using inhibition of polyamine biosynthesis (via DMFO) to successfully prolong survival (see Fig. 1), delay lymphedema (see Fig. 2), and reduce anti-Z-DNA antibodies (see Fig. 3) in the MRL-lpr mice, a well-established in vivo model for SLE. (See ‘Results’ section spanning pp. 240-242. See also ‘Discussion’ section at p. 242.) The results presented in the Thomas study provides evidence for a beneficial effect of polyamine biosynthesis inhibition in downregulating the immunological abnormalities of murine lupus and suggest the possibility of developing a new class of drugs for the treatment of murine and perhaps human disease. See p. 243, left column. Karatan teaches polyamines play an essential role in biofilm formation of diverse Gram-negative and Gram-positive bacteria. Biosynthetic pathways and transport systems for diverse polyamines have been identified as key components of bacterial biofilm formation. See abstract. Karatan further teaches DNA can be found in biofilm (see p. 1715) and polyamines have been shown to be required for or influence biofilm formation in both Gram-negative and Gram-positive bacteria. See p. 1716. A person of ordinary skill in the art (POSA) would have further found it obvious to treat an SLE patient who is infected with a biofilm having a polyamine component in the treatment of SLE in a subject by administering a polyamine-inhibiting agent in combination with CQ because Kastan teaches CQ is a known therapy for SLE and Thomas teaches polyamine inhibition was shown to ameliorate lupus manifestation in the SLE mouse model. The POSA would have combined the two agents together in therapy for SLE to achieve at least an additive benefit in reducing lupus disease activity with a reasonable expectation of success. The POSA would have sought to combine the polyamine-inhibiting agent to CQ to inhibit the essential role of polyamine in biofilm formation. Therefore, the claimed invention as a whole would have been prima facie obvious at the time the invention application was filed. Claim 4 recite that the agent is in combination with an agent that inhibits replication of the organism. As outlined above, the prior art suggests that both chloroquine (CQ) and flucloxacillin can be used effectively in SLE patients with Staph infection, which is killed by flucloxacillin. Thus, flucloxacillin is an agent that inhibits replication of the bacteria. Claim 10 claims the option wherein the method is performed in the presence of or absence of administration of a DNAse enzyme. There is no requirement for the presence of a DNAse enzyme. Claims 60 and 61 limit Claims 2 and 4, respectively, wherein the subject is suffering from a chronic or recurrent infection. While Kastan does not mention recurrent infection, Al-Rayes teaches recurrent infection is a common issue in SLE patients. See p. 760, 2nd column. Thus, the POSA would have found it obvious to provide CQ and flucloxacillin to treat SLE patients with S. aureus infection including recurrent infections. Claim 63 limits Claim 4, wherein treatment excludes prophylaxis. The method of treating SLE patients with S. aureus suggested by the prior art does not require and is not limited to prophylaxis. Claim 64 limits claim 2 or 4, wherein the subject is suffering from SLE or cystic fibrosis. Kastan teaches treatment of subjects with SLE. B. New rejection necessitated by amendment - Claims 65 and 66 are rejected under 35 U.S.C. 103 as being unpatentable over Kastan in view of Al-Rayes, Eichenseher, Thomas and Karatan, as applied to Claims 2, 4, 10, 60, 61, 63, and 64 above, taken further in view of Decho et al. (“Confocal imaging of in situ natural microbial communities and their extracellular polymeric secretions using Nanoplast resin.” Biotechniques. 1999 Dec;27(6):1246-52. PMID: 10631505.) Claimed invention Claim 65 limits claim 2 or 4, wherein the biofilm having the polyamine component is detected in a sample isolated from the subject by a method comprising immunofluorescent staining with an antibody specific for the polyamine or imaging via confocal laser scanning microscopy. Claim 66 limits claim 65, wherein the sample is selected from sputum, bronchoalveolar lavage fluid, a wound swab, a tissue biopsy, or a middle ear effusion. Prior art The disclosures for Kastan, Al-Rayes, Eichenseher, Thomas and Karatan apply to the base claim as indicated above. Although Thomas further teaches the diagnostic step of detecting polyamine concentration in SLE tissue cells (e.g., spleen) using HPLC (high-pressure liquid chromatography) (see Thomas, p. 242, paragraph bridging columns), the above reference combination does not expressly teach the specific diagnostic steps of detecting the biofilm having the polyamine component in a sample isolated from the subject by a method comprising imaging via confocal laser scanning microscopy. However, Decho teaches the use of confocal laser scanning microscopy (CLSM) for imaging microbial biofilms and their extracellular polymeric substances (EPS) in situ. Specifically Decho teaches: excision and fixation in Nanoplast, a hydrophilic embedding resin, allows confocal imaging of natural microbial communities; optical sectioning using CLSM to obtain high-resolution imaging of biofilm structures; use of fluorescent probes (e.g., FITC-labeled lectin) to visualize extracellular components of biofilm; and allowed concurrent imaging of multiple labeled components within biofilms. Deco further teaches that such imaging techniques are “ easily adapted for examinations of other microbial systems.” See Decho abstract. A person of ordinary skill in the art (POSA) would have found it obvious to incorporate the CLSM-based detection methods of Decho into the combined teachings of for Kastan, Al-Rayes, Eichenseher, Thomas and Karatan. Karatan teaches polyamines are structural components of biofilm and Thomas teaches tissue samples can be isolated and analyzed to determine polyamine amount. Decho teaches that CSLM, in combination with fluorescent labeling, is a standard and adaptable technique for visualizing biofilm structure and extracellular components. In view of these teachings, a POSA would have recognized CSLM as a useful tool to detect and visualize biofilms and their constituents in isolated tissue samples. The artisan would have sought to use CLSM due to obtaining high-resolution imaging of biofilm structures, visualization of extracellular components of the biofilm; or for concurrent imaging of multiple labeled components within biofilms as taught by Decho. Conclusion No claims are allowed. All claims are identical to or patentably indistinct from, or have unity of invention with claims in the application prior to the entry of the submission under 37 CFR 1.114 (that is, restriction (including a lack of unity of invention) would not be proper) and all claims could have been finally rejected on the grounds and art of record in the next Office action if they had been entered in the application prior to entry under 37 CFR 1.114. Accordingly, THIS ACTION IS MADE FINAL even though it is a first action after the filing of a request for continued examination and the submission under 37 CFR 1.114. See MPEP § 706.07(b). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRIS E SIMMONS whose telephone number is (571)272-9065. The examiner can normally be reached M-F: 9:30-6:00p. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James H. Alstrum-Acevedo can be reached on (571) 272-5548. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHRIS E SIMMONS/Examiner, Art Unit 1622 /JAMES H ALSTRUM-ACEVEDO/Supervisory Patent Examiner, Art Unit 1622
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Prosecution Timeline

Show 6 earlier events
Aug 02, 2025
Response after Non-Final Action
Aug 27, 2025
Non-Final Rejection mailed — §103
Jan 09, 2026
Response Filed
May 11, 2026
Final Rejection mailed — §103
Jul 27, 2026
Response after Non-Final Action
Sep 08, 2026
Request for Continued Examination
Sep 09, 2026
Response after Non-Final Action
Oct 05, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

6-7
Expected OA Rounds
34%
Grant Probability
54%
With Interview (+19.6%)
4y 1m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 688 resolved cases by this examiner. Grant probability derived from career allowance rate.

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