Prosecution Insights
Last updated: August 15, 2026
Application No. 17/257,775

MEDICAL DEVICE AND SECURE CONTROL SYSTEM

Non-Final OA §103§112
Filed
Jan 04, 2021
Priority
Jul 05, 2018 — EU 18182068.9 +1 more
Examiner
PORTER, RACHEL L
Art Unit
3684
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Tandem Diabetes Care Switzerland Sàri
OA Round
7 (Non-Final)
21%
Grant Probability
At Risk
7-8
OA Rounds
0m
Est. Remaining
44%
With Interview

Examiner Intelligence

Grants only 21% of cases
21%
Career Allowance Rate
89 granted / 420 resolved
-30.8% vs TC avg
Strong +23% interview lift
Without
With
+23.3%
Interview Lift
resolved cases with interview
Typical timeline
4y 11m
Avg Prosecution
24 currently pending
Career history
473
Total Applications
across all art units

Statute-Specific Performance

§101
28.2%
-11.8% vs TC avg
§103
31.9%
-8.1% vs TC avg
§102
15.3%
-24.7% vs TC avg
§112
22.5%
-17.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 420 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice to Applicant The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This communication is in response to the amendment filed 4/7/26. Claims 1-14 and 17-18 are pending. Claims 17-18 are new. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 4/7/26 has been entered. Claim Rejections - 35 USC § 112 The rejections of claims 15-16 under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, are moot, as the claims have been canceled. the applicant), regards as the invention. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-14 and 17-18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Spencer et al (US 9980140 B1) in view of Dicks et al (US 20150169314 A1), and in further view of Abrahamsson et al (US 20210035670 A1) Claim 1, 17, 18 Spencer teaches medical device and secure control system comprising: a wearable medical device comprising a pump configured to inject insulin into a user and (col. 16, lines 19-29: The device can include one or more additional components that implement these features, such as a drug delivery system 226 (e.g., insulin pump); Fig. 9A-C) a medical device controller, (col. 16, lines 47-60) i) comprising a communications module including at least a short range wireless communications capability for communication with a consumer electronic device (col. 40, lines 1-15) including any one or more of a smartphone, a personal computer, a smartwatch and a computer tablet, ( col. 16, lines 47-60; fig. 1) ii) a memory (col. 16, line 34-col. 17, line 67) configured to store a computer program and encryption keys configured to establish an encrypted communication with the consumer electronics device (col. 14, lines 10-col. 15, lines 47; col. 16, line 34-col. 17, line 67) and iii) a processor configured to execute the computer program, wherein the medical device controller and the medical device are configured to each store at least one journal for exchange of journal entries between the medical device controller and the consumer electronic device and between the medical device controller and the medical device, the journal entries comprising user identification, user rights, and operations instructed to the medical device, (Fig. 2-instruction sets; col. 14, lines 11-57: the processors 208 and the encryption chipsets 209 can be programmed to encrypt and to store the following as encrypted data 211: patient dosage parameters and models, patient data (e.g., sensor readings, medicine dosing log), keys for authentication and encryption, policies governing commands to which the device 206 responds, firmware and/or instructions that are executed by the device 206 (e.g., the instruction sets 212), and/or other appropriate information; col. 16, line 47-col. 17, line 30: the device controller application 252 can be programmed to use the processors 230 and the encryption chipsets 232 to encrypt all data that is stored locally by the device controller application 252 and to store it as encrypted data 246, and can be programmed to encrypt all packets that are transmitted to the device 206 and/or the computer system 202. Furthermore, the device controller application 252 can be configured to establish a secure network connection, such as a BLE connection using AES in GCM mode) and wherein the medical device controller is configured to provide encrypted communications to a consumer electronic device and receive information from a consumer electronic device. (col. 9, lines 1-20; col. 17, lines 1-60; Fig. 10; consumer electronic device interpreted as computer system/ mobile computing device- See also col. 17, lines 9-19; col. 28, lines 54-col. 29, line 15;) Spencer does not disclose, but Dicks teaches: transmit instructions to the medical device based on the data input comprising instructions for operation of the medical device to cause the medical device to adjust operation of the pump of the medical device. (par. 18; Fig. 10; par. 161-166) At the time of filing, it would have been obvious to one of ordinary skill in the art to modify the system of Spencer with the teaching of Dicks, with the motivation updating software in electronic devices without requiring a wired data interface to affect changes and to track the configuration of electronic devices that are sold to and configured by particular consumers, especially consumers/patients using electronic devices related to health care. Claim 1 has been amended to further recite that the medical device controller is configured to: transmit to the consumer electronic device via said encrypted communication: x) a first data entry image comprising at least one first data entry field and instructions to present the first data entry image on a graphical display of the consumer electronic device, or y) instructions to display a second data entry image comprising at least one second data entry field stored in the memory of the consumer electronic device, receive from the consumer electronic device a captured portion of the first data entry image or the second data entry image including one or more parameters entered into the at least one first data entry field or the at least one second data entry field;… Spencer does not expressly disclose, but Abrahamsson teaches a system configured to: transmit to the consumer electronic device via said encrypted communication: x) a first data entry image comprising at least one first data entry field and instructions to present the first data entry image on a graphical display of the consumer electronic device, or y) instructions to display a second data entry image comprising at least one second data entry field stored in the memory of the consumer electronic device, (Encrypted transmission of data: par. 153; par. 161; par. 164; receiving image data: par. 85- The example portable device 104 of FIG. 1 is configured to record images of the medical devices 102a to 102c to obtain medical information. Portable device 104 extracts the medical information from the images and transmits this information to the computer 106. To record images, portable device 104 includes at least one camera 124. The portable device 104 also includes a medical data application 126 programmed or configured to operate with a processor 150 and memory 152 of portable deice 104 to extract text as medical information from the images. The images and/or the extracted medical information are displayed on a screen 128 of portable device 104; Fig. 14; par. 194- controller transmitting to portable device message/ template- The template application 130 transmits a navigation/image message 1402 to the portable device 104 with information for obtaining an image of the prescription window. The message 1402 may also include a data template for the prescription window) receive from the consumer electronic device a captured portion of the first data entry image or the second data entry image including one or more parameters entered into the at least one first data entry field or the at least one second data entry field; and (par. 84-85: The example portable device 104 of FIG. 1 is configured to record images of the medical devices 102a to 102c to obtain medical information. Portable device 104 extracts the medical information from the images and transmits this information to the computer 106… The images and/or the extracted medical information are displayed on a screen 128 of portable device 104. Medical data application 126 may also process the extracted data for transmission to populate a file, document, and/or medical device template at computer 106; par. 86-88: CIS computer 106 of FIG. 1 is configured to operate a data entry program, such as a document program, a spreadsheet program, a text entry program, a patient medical template program, or combinations thereof. The programs are configured to display documents, worksheets, templates, or combinations thereof that receive text provided, for example, from a keyboard; Fig. 14; par. 194-196: shows device parameters for the medical device and recorded image of the script window on the portable device; fig. 16; par. 197-198 messaging from portable device to computer: template application 130 may receive in the message 1602 information specifically identifying data fields 614 and 616. ) At the time of the effective filing date it would have been obvious to one of ordinary skill in the art to modify the system and method of Spencer and Dicks in combination with the teaching of Abrahamsson to exchange image information regarding the patient and medical device and to provide the updated operation instructions based on the received parameter data. As suggested by Abrahamsson, one would have been motivated to include this feature to facilitate acquiring medical device data (e.g., medical information) and/or patient physiological data from medical devices, and avoid the need for manual data entry. (par. 4-5). claim 2. Spencer teaches a medical device and secure control system according to claim 1 wherein the medical device controller (4) is a portable medical device controller formed as a separate component from the wearable medical device (Fig. 1; col. 16, lines 19-45; col. 28, lines 54-67) (2) and intended to be carried separately in short range wireless communication with the wearable medical device, (Fig. 1; col. 16, lines 19-45; col. 28, lines 54-67) the medical device (2) comprising a control system comprising a communications module including at least short range wireless communications capability, the communications module (17) of the medical device controller (4) including at least a short range wireless communications capability for communication with the medical device (2). (col. 39, line 60-col. 40, line 16) claim 3. Spencer teaches a Medical device and secure control system (1) according to claim 1, wherein the medical device controller (4) is incorporated or physically connected to the medical device (2). (col. 28, lines 54-67: wired connections) claim 4. Spencer teaches a medical device and secure control system (1) according to claim 1, wherein the at least one journal (16) stored in the medical device controller (4), the consumer electronic device (12) and the medical device (2) comprise each past instructions (hereafter journal entries history) exchanged between the medical device controller (4) and the consumer electronic device (12) and between the medical device controller (4) and the medical device (2), (col. 7, lines 62- col. 8, line 35) the medical device controller (4) configured to verify the integrity of the consumer electronic device based on the comparison of both journal entries histories stored respectively in the medical device controller (4) and the consumer electronic device (2). (col. 11, lines 65-col. 12, line 50) claim 5 Spencer teaches the medical device and secure control system (1) according to claim 4, wherein a login session between the consumer electronic device and the medical device controller (4) is allowed only if both journal histories are identical. (col. 11, lines 45-63) Claim 6. Spencer teaches the medical device and secure control system according to claim 5, wherein the medical device controller (4) is configured to incrementally write an entry in the at least one journal (16) stored in its memory for each login session with the consumer electronic device (12) and with the medical device (2), the medical device controller (4) further configured to copy said entry in the at least one journal stored in the memory of the consumer electronic device and in the memory of the medical device (2). (col. 10, lines 1—55) Claim 7 Spencer teaches a medical device and secure control system according to claim 1, wherein the consumer electronic device is configured to execute a software application for displaying different user-interface templates or messages according to an output signal of the medical device controller . (col. 28, lines16-23; col. 37, lines 60-65) Claim 8. Spencer teaches a medical device and secure control system according to any claim 1, further comprising a medical data server storing a copy of the at least one journal stored in the medical device controller (4), and secure communications between the medical data server (6) (col. 2, lines 30-50; col, 9, lines 50-60) and the medical device controller (4), wherein the medical device controller is configured to update said copy through said secure communications. ( col. 25, lines 1-17) Claim 9. Spencer teaches a Medical device and secure control system (1), according to the claim 8, wherein the medical data server (6) is configured to verify the integrity of the at least one journal stored in the consumer electronic device (12) when the medical device controller is not available. (col. 25, lines 55-col. 26, line 5) Claim 10 Spencer teaches a medical device and secure control system (1), according to claim 1, wherein the consumer electronic device (12) is connected to the medical device controller (4) through a pairing operation which compares pairing parameters of the consumer electronic device and the medical device controller (4) which have been saved in their respective memory during an initialization step. (col. 8, lines 49-59; col. 12, lines 20-39) Claim 11. Spencer discloses a medical device and secure control system according to claim 1, wherein the medical device is a drug delivery system, preferably a patch pump. (col. 28, lines 40-50) Claim 12. Spencer teaches a Medical device and secure control system (1) according to claim 1, wherein the processor (15) of the medical device controller is configured to execute the computer program in order to assign the role of the consumer electronic device to limited functions so as to comply with the software requirements of classes A or B. (col. 9, lines 20-42) Claim 13. Spencer discloses Medical device and secure control system (1) according to the claim 12, wherein the role of said consumer electronic device (12) is limited to the following functions: display of images containing messages, and data encryption and data transfer for secure communications. (col. 7, lines 17-20; lines 32-35) Spencer, and Dicks in combination do not disclose, but Abrahamsson teaches a system that uses display of images in the form of user-interface templates with one or more data entry fields for user input; (Fig. 13-15; par. 88-89; par. 130-131.) At the time of filing, it would have been obvious to one of ordinary skill in the art to modify the system of Spencer and Dicks in combination with the teaching of Abrahamsson to incorporate user-interface templates. One would have been motivated to include these features to facilitate acquiring medical device data (e.g., medical information) and/or patient physiological data from medical devices, and avoid the need for manual data entry. (Abrahamsson: par. 4-5). Claim 14. Spencer teaches a medical device and secure control system (1) according to the claim 13, wherein the instructions for operation of the medical device based on the data input are authorized by the user rights. (col. 13, lines 55-col. 14, lines 10-system includes user restricted access to records, settings and software or firmware) Response to Arguments Applicant's arguments filed 4/7/26 have been fully considered. (A) Applicant argues that the Abrahamson reference does not disclose or suggest a combination “capturing parameters for operation of a medical device from a data entry image received from a consumer electronic device and causing the medical device to carry out therapy in response as claimed. “ In response, the Examiner disagrees. The Abrahamson reference disclose that the portable device records images to obtain medical information: “The example portable device 104 of FIG. 1 is configured to record images of the medical devices 102a to 102c to obtain medical information. Portable device 104 extracts the medical information from the images and transmits this information to the computer 106… The images and/or the extracted medical information are displayed on a screen 128 of portable device 104. Medical data application 126 may also process the extracted data for transmission to populate a file, document, and/or medical device template at computer 106.” The Abrahamson reference further shows capturing medical information including operating parameters for the medical device. (See Fig. 14-15; par. 194-196) (B) Applicant argues that the prior art does not disclose: “obtaining one or more parameters from a data entry filed of a date entry image transmitted from a consumer electronic device and the modifying operation of a pump based on the one or more parameters.” In response, the examiner disagrees. Moreover, applicant’s arguments appear to place significant weight on intended use limitations or steps which can be performed but are not expressly recited. The claimed invention recites steps of transmitting image or instruction data to a consumer device; receiving captured image data from a consumer device; and transmitting instructions to a medical device. However, the claimed invention does not expressly recite or require a step of “adjusting the operation of the pump of the medical device;” “entering parameters…into a data entry field in the image by a user on the consumer electronic device” as argued by applicant. (pg. 9 of the 4/7/26 Response) Additionally, as drafted, the contents of the captured data (e.g. entry forms; first field; second field; operating parameters for the medical device) do not patentable distinguish the claimed invention over the prior art. The steps recited in the independent claims would be performed the same regardless of the data contents of the data. Thus, this descriptive material will not distinguish the claimed invention from the prior art in terms of patentability. See In re Gulack, 703 F.2d 1381, 1385, 217 USPQ 401, 404 (Fed. Cir. 1983); In re Lowry, 32F.3d 1579, 32 USPQ2d 1031 (Fed. Cir. 1994). Functional relationship To be given patentable weight, the printed matter and associated product must be in a functional relationship. A functional relationship can be found where the printed matter performs some function with respect to the product to which it is associated. See Lowry, 32 F.3d at 1584, 32 USPQ2d at 1035 (citing Gulack, 703 F.2d at 1386, 217 USPQ at 404). For instance, indicia on a measuring cup perform the function of indicating volume within that measuring cup. See In re Miller, 418 F.2d 1392, 1396, 164 USPQ 46, 49 (CCPA 1969). A functional relationship can also be found where the product performs some function with respect to the printed matter to which it is associated. For instance, where a hatband places a string of numbers in a certain physical relationship to each other such that a claimed algorithm is satisfied due to the physical structure of the hatband, the hatband performs a function with respect to the string of numbers. See Gulack, 703 F.2d at 1386-87, 217 USPQ at 405. (See MPEP 2111.05 (I)(A). Non-functional relationship Where a product merely serves as a support for printed matter, no functional relationship exists. These situations may arise where the claim as a whole is directed towards conveying a message or meaning to a human reader independent of the supporting product. For example, a hatband with images displayed on the hatband but not arranged in any particular sequence was found to only serve as support and display for the printed matter. See Gulack, 703 F.2d at 1386, 217 USPQ at 404. Another example in which a product merely serves as a support would occur for a deck of playing cards having images on each card. See In re Bryan, 323 Fed. App'x 898 (Fed. Cir. 2009) (unpublished). In Bryan the applicant asserted that the printed matter allowed the cards to be "collected, traded, and drawn"; "identify and distinguish one deck of cards from another"; and "enable[] the card to be traded and blind drawn". However, the court found that these functions do not pertain to the structure of the apparatus and were instead drawn to the method or process of playing a game. See also Ex parte Gwinn, 112 USPQ 439, 446-47 (Bd. Pat. App. & Int. 1955), in which the invention was directed to a set of dice by means of which a game may be played. The claims differed from the prior art solely by the printed matter in the dice. The claims were properly rejected on prior art because there was no new feature of physical structure and no new relation of printed matter to physical structure. For example, a claimed measuring tape having electrical wiring information thereon, or a generically claimed substrate having a picture of a golf ball thereupon, would lack a functional relationship as the claims as a whole are directed towards conveying wiring information (unrelated to the measuring tape) or an aesthetically pleasing image (unrelated to the substrate) to the reader. Additionally, where the printed matter and product do not depend upon each other, no functional relationship exists. For example, in a kit containing a set of chemicals and a printed set of instructions for using the chemicals, the instructions are not related to that particular set of chemicals. In re Ngai, 367 F.3d at 1339, 70 USPQ2d at 1864. (See MPEP 2111.05(I)(B)) Machine readable media Where the programming performs some function with respect to the computer with which it is associated, a functional relationship will be found. For instance, a claim to computer-readable medium programmed with attribute data objects that perform the function of facilitating retrieval, addition, and removal of information in the intended computer system, establishes a functional relationship such that the claimed attribute data objects are given patentable weight. See Lowry, 32 F.3d at 1583-84, 32 USPQ2d at 1035. PNG media_image1.png 18 19 media_image1.png Greyscale However, where the claim as a whole is directed to conveying a message or meaning to a human reader independent of the intended computer system, and/or the computer-readable medium merely serves as a support for information or data, no functional relationship exists. For example, a claim to a memory stick containing tables of batting averages, or tracks of recorded music, utilizes the intended computer system merely as a support for the information. Such claims are directed toward conveying meaning to the human reader rather than towards establishing a functional relationship between recorded data and the computer. As drafted, the claims do not establish a functional relationship with type of data /content details. (C) Applicant argues the examiner’s interpretation of the alternate claim language of (x) or (y) in claim 1, and argues that the prior art does not disclose either alternative. In response, the examiner disagrees. The Abrahamson discloses the transmission of medical data messages between the portable device/consumer device and the system computer(e.g. medical device controller). Information transmitted includes template data with entry fields (See figures 14 and 16; par. 194-197) Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Mihai et al ( US 20040172301 A1)-discloses an interface for infusion pump operation. Sieh et al (US 20100256047 A1) discloses a system/ method wherein if the daily maximum dosage is exceeded, a signal can be sent from the analyte measurement device to the pump to stop delivering insulin until the next day. In an embodiment of the present invention, the method further comprises sending a signal from the analyte measurement device to multiple dosage devices to stop delivering therapeutic agent if the amount of therapeutic agent delivered exceeds a preset maximum for a preset time window. (par. 39) Any inquiry concerning this communication or earlier communications from the examiner should be directed to Rachel L Porter whose telephone number is (571)272-6775. The examiner can normally be reached M-F, 10-6:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Shahid Merchant can be reached on 571-270-1360. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Rachel L. Porter/Primary Examiner, Art Unit 3626
Read full office action

Prosecution Timeline

Show 13 earlier events
Apr 11, 2025
Response after Non-Final Action
Jun 04, 2025
Non-Final Rejection mailed — §103, §112
Sep 04, 2025
Response Filed
Jan 13, 2026
Final Rejection mailed — §103, §112
Mar 06, 2026
Response after Non-Final Action
Apr 07, 2026
Request for Continued Examination
Apr 18, 2026
Response after Non-Final Action
Jun 25, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Prosecution Projections

7-8
Expected OA Rounds
21%
Grant Probability
44%
With Interview (+23.3%)
4y 11m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 420 resolved cases by this examiner. Grant probability derived from career allowance rate.

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