Prosecution Insights
Last updated: April 19, 2026
Application No. 17/266,325

METHOD AND APPARATUS FOR PDCCH MONITORING IN UNLICENSED SPECTRUM, METHOD AND APPARATUS FOR PDCCH INDICATING IN UNLICENSED SPECTRUM, STORAGE MEDIUM, TERMINAL AND BASE STATION

Non-Final OA §103
Filed
Feb 05, 2021
Examiner
CASCA, FRED A
Art Unit
2644
Tech Center
2600 — Communications
Assignee
Spreadtrum Communications (Shanghai) Co. Ltd.
OA Round
7 (Non-Final)
84%
Grant Probability
Favorable
7-8
OA Rounds
3y 1m
To Grant
98%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
529 granted / 627 resolved
+22.4% vs TC avg
Moderate +14% lift
Without
With
+14.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
17 currently pending
Career history
644
Total Applications
across all art units

Statute-Specific Performance

§101
5.9%
-34.1% vs TC avg
§103
64.0%
+24.0% vs TC avg
§102
5.0%
-35.0% vs TC avg
§112
12.7%
-27.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 627 resolved cases

Office Action

§103
Detailed Action A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed 12/08/2025 has been entered. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 3, 5, 15, 17 and 29-30 is/are rejected under 35 U.S.C. 103 as being unpatentable over IDS document, MediaTek R2-1810561, submitted on 7/21/2022 (hereinafter MediaTek) in view of LI (US 20210274561). Referring to claim 1, MediaTek discloses a method for Physical Downlink Control Channel (PDCCH) monitoring performed by a terminal (FIG. 2, section 2.1, “PDCCH monitoring”, “UE monitors paging PDCCH monitoring occasions”.), comprising: determining a time domain position of at least one Synchronization Signal Block (SSB) in at least one SSB group transmitted by a network within a first time window (FIG. 2, Section 2.1, line 3-5, “Whether an SSB is transmitted or not is indicated by the field (a bitmap) SSB-PositionInBurst”, “UE monitors paging PDCCH monitoring occasions”. Note that the field SSB-PositionInBurst indicates when a SSB is transmitted. Further, note that figure 2 depicts eight SSB burst duration, e.g., SSB#0 to SSB#7, each with its own timeslot. Thus, the time domain position (which is the timeslot or burst time) of each SSB is determined. With regards to a “first time window”, the window of the time in figure 1 that shows the eight SSB bursts reads on the “first time window”), wherein each SSB group is a predefined set of several SSBs (MediaTek, FIG. 2 and Section 2.1, note that figure 2 shows one of the SSB groups (the box that shows SSB#0 – SSB#7) such that the SSB group is a predefined set of several SSBs, e.g., eighth SSBs counting from SSB#0-SSB#7), determining, based on the preset association and in each PDCCH monitoring occasion group within a second time window, at least one PDCCH monitoring occasion at which monitoring needs to be performed (FIG. 2, and section 2.1, “where the paging occasion burst duration of 8 paging occasions correspond to the second time window”, “in case that some SSBs are not transmitted, there can be different interpretations to the association between SSB and paging PDCCH monitoring occasion”, note that there are two associations between SSB and paging PDCCH monitoring occasion) so as to monitor the at least one PDCCH at the at least one PDCCH monitoring occasion in each of the PDCCH monitoring occasion groups within the second time window (FIG. 3, and Section 2.1, under “Proposal 1, “UE determines its PO monitoring behavior based on ssb-PositionInBurst”. Note that figure 3 shows PDCCH monitoring occasion in every frame and further note that monitoring occasion of PDCCH is the intended use of the determining PDCCH monitoring occasion group), wherein each of the PDCCH monitoring occasion groups is a predefined set of several PDCCH monitoring occasions (MediaTek, FIG. 2 and Section 2.1, note that figure 2 shows a PDCCH monitoring occasion group is a predefined set of several PDCCH monitoring occasions. Specifically, the group depicted in figure 2.a, shows a PDCCH monitoring occasion group of eight predefined set of PDCCH monitoring occasions numbered PO#0 - PO#7. Further or alternatively, FIG. 3 depicts a group of PDCCH monitoring occasion group which is a predefined set of four PDCCH monitoring occasions); and the at least one SSB in the at least one SSB group has the preset association with the at least one PDCCH monitoring occasion in each of the PDCCH monitoring occasion groups within the second time window, wherein the preset association refers to an association between an n-th SSB in the SSB group and [[an]] an n-th PDCCH monitoring occasion in each of the PDCCH monitoring occasion groups, where n is an integer (See MediaTek, Section 2.1, Under “Paging PDCCH monitoring when some SSBs are not transmitted”. See the Figure 2, and section 2.1 lines 1-8, “Uncompressed association: SSBs that are not transmitted are indexed”, “Compressed association: SSBs that are not transmitted are not indexed”. See Figure 2. In figure 2 (a) describes that a group of eight SSBs are associated with eight PDCCH monitoring occasions in each of the PDCCH monitoring occasion groups within a time window. Further, note that SSBs are numbered form #0-#7 and PDCCH POs are also numbered from #0 - #7. Further, note that SSB#7 is mapped to PO#7, therefore each of the SSBs are associated with a corresponding PDCCH. This mapping of SSB #0-#7 to PDCCH PO #0-#7 read on the limitation “association between an n-th SSB in the SSB group and an n-th PDCCH monitoring occasion in each of the PDCCH monitoring occasion groups, where n is an integer”, note that The amended claims still are interpreted such that the relationship between SSB and PO are in a "one-to-one" association, i.e., one SSB corresponds to one PO, and one skilled in the art can derive the claimed relationship between SSB and PO in the claim language from the SSB-PO association found in MediaTeK). MediaTek does not explicitly disclose the first time window is predefined. In an analogous art, LI discloses the first time window is predefined (FIG. 2 and Par. 411, “preset time window based on the position”, “By receiving an SSB from a base station, detecting a set signal configured to determine an SSB index in the SSB to obtain a position where the set signal is located, acquiring a signal group in a preset time window based on the position where the set signal is located”, note that the time window is preset as shown in Fig. 2, which reads on predefined first time window). It would have been obvious to one skilled in the art, before the effective filing date of the claimed invention, to modify the invention of MediaTek by incorporating the teachings of LI so that the, SSB window is preconfigured for specific size, for the purpose using communication resources efficiently. Further, this an example of use of known technique to improve similar devices, methods or products in the same way. MPEP 2143. Referring to claim 3, the combination of MediaTek/LI discloses the method according to claim 1, further comprising: before determining the time domain position of the at least one SSB in the at least one SSB group transmitted by the network within the first time window, detecting the at least one SSB transmitted by the network within the first time window (MediaTek, FIG. 2 and Section 2.1, “with Uncompressed association UE can simply skip the index of a SSB and corresponding PO if it does not receive the SSB”. Note that in figure 2 a frame or time window of eight SSBs are transmitted to UE, the UE must detect the first SSB (e.g., SSB #0) before an association is determined based on SSB #2 and #3). Referring to claim 5, the combination of MediaTek/LI discloses the method according to claim 1, wherein a start time of the first time window is earlier than or equal to a start time of the second time window (MediaTek, FIG. 2 and Section 2.1, note that figure 2 shows a time a first time window duration after another time window duration. Also figure 3 shows PDCCH Monitoring windows 0, 1, 2 and 3, where one start time of a first time window comes before a second or next start time of another window). Claims 15 and 17 recite features analogous to the features of claims 1 and 3 respectively, except that claim 15 and 17 is apparatus claims e.g., a UE with processors and memory and circuitries, while claims 1 and 3 are method claims performed by an apparatus, e.g., a UE. The applied prior art MediaTek clearly discloses such apparatus, as a UE, which “monitors PO”, “PDCCH monitoring occasions starting from 1st PDCCH . . . 2nd PO”. Thus, the UE of MediaTek would necessarily comprise the transmitter and processing elements and circuitries to perform steps claimed in both claims 1, 3 and also claims 15 and 17. Therefore, claims 15 and 17 are is rejected for the same reason as set forth above in the rejection of claims 1 and 3. Claim 29 recites features analogous to the features of claim 1, but it is directed to a non-transitory storage medium having computer instructions stored therein to perform the method of claim 1. The UE disclosed in MediaTec also includes a memory that store instruction for its operations. See section 1. Thus, it is rejected for the same reasons as set forth above. Claim 30 recites features analogous to the features of claim 1, but it is directed to a terminal to perform the method of claim 1. The UE disclosed in MediaTec also includes a UE which reads on the terminal. Thus, it is rejected for the same reasons as set forth above. Claim(s) 7, 13, 31 and 34 is/are rejected under 35 U.S.C. 103 as being unpatentable over IDS document, MediaTek R2-1810561, submitted on 7/21/2022 (hereinafter MediaTek) ) in view of Chakraborty (US 2020/0008131) and further in view of LI (US 20210274561). Referring to claim 7, MediaTek discloses method for Physical Downlink Control Channel (PDCCH) indicating in an unlicensed spectrum, performed by a base station (FIG. 2, section 2.1, “PDCCH monitoring”, “UE monitors paging PDCCH monitoring occasions”, note that the UE communicates with the base station) and comprising: determining a time domain position of at least one Synchronization Signal Block (SSB) in at least one SSB group within a first time window, wherein each SSB group is a predefined set of several SSBs (FIG. 2, Section 2.1, line 3-5, “Whether an SSB is transmitted or not is indicated by the field (a bitmap) SSB-PositionInBurst”, “UE monitors paging PDCCH monitoring occasions”. Note that the field SSB-PositionInBurst indicates when a SSB is transmitted. Further, note that figure 2 depicts eight SSB burst duration, e.g., SSB#0 to SSB#7, each with its own timeslot. Thus, the time domain position (which is the timeslot or burst time) of each SSB is determined. With regards to a “first time window”, the window of the time in figure 1 that shows the eight SSB bursts reads on the “first time window”), wherein each SSB group is a predefined set of several SSBs (MediaTek, FIG. 2 and Section 2.1, note that figure 2 shows one of the SSB groups (the box that shows SSB#0 – SSB#7) such that the SSB group is a predefined set of several SSBs, e.g., eighth SSBs counting from SSB#0-SSB#7) determining PDCCH monitoring occasion groups in a second time window, wherein each of the PDCCH monitoring occasion groups is a predefined set of several PDCCH monitoring occasions (FIG. 2, and section 2.1, “where the paging occasion burst duration of 8 paging occasions correspond to the second time window”, “in case that some SSBs are not transmitted, there can be different interpretations to the association between SSB and paging PDCCH monitoring occasion”, note that there are two associations between SSB and paging PDCCH monitoring occasion); and determining at least one PDCCH monitoring occasion that needs to be used in each of the PDCCH monitoring occasion groups based on a preset association, so that a User Equipment (UE) monitors at least one PDCCH at the at least one PDCCH monitoring occasion in each of the PDCCH monitoring occasion groups (FIG. 3, and Section 2.1, under “Proposal 1, “UE determines its PO monitoring behavior based on ssb-PositionInBurst”. Note that figure 3 shows PDCCH monitoring occasion in every frame and further note that monitoring occasion of PDCCH is the intended use of the determining PDCCH monitoring occasion group), wherein the at least one SSB in the at least one SSB group has the preset association with the at least one PDCCH monitoring occasion in each of the PDCCH monitoring occasion groups within the second time window, and the preset association refers to an association between [[one]]an n-th SSB in the SSB group andan n-th PDCCH monitoring occasion[[s]] each of the PDCCH monitoring occasion groups, where n is an integer (MediaTek, FIG. 2 and Section 2.1, note that figure 2 shows a PDCCH monitoring occasion group is a predefined set of several PDCCH monitoring occasions. Specifically, the group depicted in figure 2.a, shows a PDCCH monitoring occasion group of eight predefined set of PDCCH monitoring occasions numbered PO#0 - PO#7. Further or alternatively, FIG. 3 depicts a group of PDCCH monitoring occasion group which is a predefined set of four PDCCH monitoring occasions. Also Section 2.1, Under “Paging PDCCH monitoring when some SSBs are not transmitted”. See the Figure 2, and section 2.1 lines 1-8, “Uncompressed association: SSBs that are not transmitted are indexed”, “Compressed association: SSBs that are not transmitted are not indexed”. See Figure 2. In figure 2 (a) describes that a group of eight SSBs are associated with eight PDCCH monitoring occasions in each of the PDCCH monitoring occasion groups within a time window. Further, note that SSBs are numbered form #0-#7 and PDCCH POs are also numbered from #0 - #7. Further, note that SSB#7 is mapped to PO#7, therefore each of the SSBs are associated with a corresponding PDCCH. This mapping of SSB #0-#7 to PDCCH PO #0-#7 read on the limitation “association between an n-th SSB in the SSB group and an n-th PDCCH monitoring occasion in each of the PDCCH monitoring occasion groups, where n is an integer”, note that The amended claims still are interpreted such that the relationship between SSB and PO are in a "one-to-one" association, i.e., one SSB corresponds to one PO, and one skilled in the art can derive the claimed relationship between SSB and PO in the claim language from the SSB-PO association found in MediaTeK ) MediaTek does not explicitly disclose the first time window is predefined. In an analogous art, LI discloses the first time window is predefined (FIG. 2 and Par. 411, “preset time window based on the position”, “By receiving an SSB from a base station, detecting a set signal configured to determine an SSB index in the SSB to obtain a position where the set signal is located, acquiring a signal group in a preset time window based on the position where the set signal is located”, note that the time window is preset as shown in Fig. 2, which reads on predefined first time window). It would have been obvious to one skilled in the art, before the effective filing date of the claimed invention, to modify the invention of MediaTek by incorporating the teachings of LI so that the, SSB window is preconfigured for specific size, for the purpose using communication resources efficiently. Further, this an example of use of known technique to improve similar devices, methods or products in the same way. MPEP 2143. The above combination does not explicitly disclose monitoring in unlicensed spectrum. However, one skilled in the art would recognize that the disclosure above by MediaTek can be in both licensed and unlicensed spectrum and it is well-known and convention in the art, as disclosed by Chakraborty below. In an analogous art, Chakraborty discloses the PDCCH monitoring in unlicensed spectrum (Par. 31, “mechanisms for improving an initial network access latency in a network operating over a DL unlicensed band”. “A BS may transmit broadcast system information in a DL unlicensed band during preconfigured discovery time windows provided that the BS can gain access to the DL unlicensed band. The broadcast system information may include synchronization signal blocks (SSBs) . . . SSB may indicate monitoring occasions or opportunities for RMSI”. Note that SSB and PDCCH monitoring occasion is in unlicensed band). It would have been obvious to one skilled in the art, before the effective filing date of the claimed invention, to modify the invention of MediaTek by incorporating the teachings of Chakraborty so that the PDCCH monitoring is in unlicensed spectrum, for the purpose of increasing available communication resources where unlicensed spectrum can be used. Further, this an example of use of known technique to improve similar devices, methods or products in the same way. MPEP 2143. Referring to claim 13, the combination of MediaTek/LI discloses the method according to claim 7, wherein a start time of the first time window is earlier than or equal to a start time of the second time window (MediaTek, FIG. 2 and Section 2.1, note that figure 2 shows a time a first time window duration after another time window duration. Also figure 3 shows PDCCH Monitoring windows 0, 1, 2 and 3, where one start time of a first time window comes before a second or next start time of another window). Claim 31 recites features analogous to the features of claim 7, except that claim 31 is directed to a base station and claim 7 is a method claim performed by a base station. Thus, it is rejected for the same reasons as set forth above. Claim 34 recites features analogous to the features of claim 7, but it is directed to a storage medium having computer instructions stored therein to perform the method of claim 7. The network element disclosed in MediaTec must also include a processor and memory for storing instruction for performing complex operations. See section 1. Thus, it is rejected for the same reasons as set forth above. Claim(s) 9-11 is/are rejected under 35 U.S.C. 103 as being unpatentable over IDS document, MediaTek R2-1810561, submitted on 7/21/2022 (hereinafter MediaTek) in view of LI (US 20210274561), in view of Chakraborty (US 2020/0008131), further in view of IDS document submitted on 7/21/2022, HUAWEI “NR licensed assisted and standalone operation” (hereinafter HUAWEI). Referring to claim 9, the combination of MediaTek/LI/Chakraborty discloses the method according to claim 7, but is silent on determining a time domain position of at least one SSB group within a first time window comprises: in the first time window, acquiring a channel occupancy time of the unlicensed spectrum based on LBT mechanism to determine the time domain position of the at least one SSB group within the first time window. In an analogous art, HUAWEI discloses determining a time domain position of at least one SSB group within a first time window comprises: in the first time window, acquiring a channel occupancy time of the unlicensed spectrum based on LBT mechanism to determine the time domain position of the at least one SSB group within the first time window (Section 3.1, “How many SSBs and Maximum Channel Occupancy Time (MCT) after a successful LBT”). It would have been obvious to one skilled in the art, before the effective filing date of the claimed invention, to modify the combination by incorporating the teachings of HUAWEI, as claimed, for the purpose of coordinating the scheduling of the resources. Further, this an example of use of known technique to improve similar devices, methods or products in the same way. MPEP 2143. Referring to claim 10, the combination of MediaTek/LI/Chakraborty/HUAWEI discloses the method according to claim 9, further comprising: after determining the time domain position of the at least one SSB in the at least one SSB group within the first time window, transmitting the at least one SSB to the UE within the first time window (MediaTek, FIG. 2 and Section 2.1, “with Uncompressed association UE can simply skip the index of a SSB and corresponding PO if it does not receive the SSB”. Note that in figure 2 a frame or time window of eight SSBs are transmitted to UE, the UE must detect the first SSB (e.g., SSB #0) before an association is determined based on SSB #2 and #3). Referring to claim 11, the combination of MediaTek/Chakraborty LI discloses the method according to claim 7, but the combination is silent on wherein determining a time domain position of at least one PDCCH monitoring occasion group in a second time window comprises: in the second time window, acquiring a channel occupancy time of an unlicensed spectrum based on LBT mechanism to determine the time domain position of the at least one PDCCH monitoring occasion group in the second time window. HUAWEI discloses determining a time domain position of at least one PDCCH monitoring occasion group in a second time window comprises: in the second time window, acquiring a channel occupancy time of an unlicensed spectrum based on LBT mechanism to determine the time domain position of the at least one PDCCH monitoring occasion group in the second time window (Section 3.1, “How many SSBs and Maximum Channel Occupancy Time (MCT) after a successful LBT”). It would have been obvious to one skilled in the art, before the effective filing date of the claimed invention, to modify the combination by incorporating the teachings of HUAWEI, as claimed, for the purpose of coordinating the scheduling of the resources. Further, this an example of use of known technique to improve similar devices, methods or products in the same way. MPEP 2143. Response to Arguments Applicant’s arguments submitted 12/08/2025 have been considered but are moot in view of new grounds of rejection. Applicant is invited to contact examiner and discuss claim amendments in order to place claims in condition for allowance and thereby expedite prosecution. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to FRED A CASCA whose telephone number is (571)272-7918. The examiner can normally be reached on Monday through Friday from 9 to 5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, Applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, Kathy Wang-Hurst, can be reached at (571) 270-5371. The fax phone number for the organization where this application or proceeding is assigned is (571) 273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). /FRED A CASCA/Primary Examiner, Art Unit 2644
Read full office action

Prosecution Timeline

Feb 05, 2021
Application Filed
Sep 09, 2023
Non-Final Rejection — §103
Dec 14, 2023
Response Filed
Mar 22, 2024
Final Rejection — §103
May 28, 2024
Response after Non-Final Action
Jun 27, 2024
Request for Continued Examination
Jul 02, 2024
Response after Non-Final Action
Jul 27, 2024
Non-Final Rejection — §103
Nov 01, 2024
Response Filed
Nov 24, 2024
Final Rejection — §103
Jan 22, 2025
Examiner Interview Summary
Jan 22, 2025
Applicant Interview (Telephonic)
Jan 27, 2025
Response after Non-Final Action
Feb 26, 2025
Request for Continued Examination
Feb 27, 2025
Response after Non-Final Action
Mar 08, 2025
Non-Final Rejection — §103
Jun 13, 2025
Response Filed
Sep 04, 2025
Final Rejection — §103
Nov 10, 2025
Response after Non-Final Action
Dec 08, 2025
Request for Continued Examination
Dec 09, 2025
Response after Non-Final Action
Jan 10, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604318
METHOD AND APPARATUS FOR DETERMINING FREQUENCY DOMAIN RESOURCE
2y 5m to grant Granted Apr 14, 2026
Patent 12587290
LOCALIZATION VIA MACHINE LEARNING BASED ON PERCEIVED CHANNEL PROPERTIES AND INERTIAL MEASUREMENT UNIT SUPERVISION
2y 5m to grant Granted Mar 24, 2026
Patent 12579509
ASSET LOCATION SYSTEM AND METHOD OF USE
2y 5m to grant Granted Mar 17, 2026
Patent 12560673
DUAL FUNCTION EDGE DEVICE AND METHOD FOR ACCELERATING UE-SPECIFIC BEAMFORMING
2y 5m to grant Granted Feb 24, 2026
Patent 12556264
ON-DEMAND RESOURCE MANAGEMENT SATELLITE COMMUNICATION SYSTEM AND METHOD
2y 5m to grant Granted Feb 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

7-8
Expected OA Rounds
84%
Grant Probability
98%
With Interview (+14.0%)
3y 1m
Median Time to Grant
High
PTA Risk
Based on 627 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month