Prosecution Insights
Last updated: July 17, 2026
Application No. 17/268,946

TREAD RUBBER COMPOSITION AND PNEUMATIC TIRE

Final Rejection §103
Filed
Feb 16, 2021
Priority
Aug 22, 2018 — JP 2018-155427 +1 more
Examiner
BOSS, WENDY LYNN
Art Unit
1749
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Sumitomo Rubber Industries Ltd.
OA Round
5 (Final)
79%
Grant Probability
Favorable
6-7
OA Rounds
0m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
56 granted / 71 resolved
+13.9% vs TC avg
Moderate +11% lift
Without
With
+10.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
15 currently pending
Career history
90
Total Applications
across all art units

Statute-Specific Performance

§103
82.9%
+42.9% vs TC avg
§102
6.9%
-33.1% vs TC avg
§112
6.1%
-33.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 71 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The amendment filed April 28, 2026 has been entered. Claims 1-5 and 11-22 remain pending in the application. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-5 and 11-13 are rejected under 35 U.S.C. 103 as being unpatentable over US 2017/0210881 (Miyazaki) in view of US 2014/0275331 (Kondo). Regarding claim 1, Miyazaki discloses a tire comprising a tread at least partially comprising a tread rubber composition containing, based on 100% by mass of a rubber component therein, 60% by mass or more of a styrene-butadiene rubber (see paragraph 0033), which is within the claimed range of 50% by mass or more, having a styrene content of 35% by mass or more (see paragraphs 0032, 0137), as recited in the claim, and a vinyl content of 46% by mass or more (see paragraph 0137), which is within the claimed range of 45% mass or higher. Miyazaki also discloses the composition may include polybutadiene rubber of any type, including those commonly used in the tire industry (see paragraph 0034). In the analogous field of rubber compositions for tires, Kondo teaches that the use of polybutadiene rubber having a cis content of 50% by mass or lower helps to improve the dispersibility of filler and improves balance between rolling resistance and durability (see paragraph 0031). It therefore would have been obvious to one having ordinary skill in the art before the effective filing date to use a low cis polybutadiene rubber in the Miyazaki rubber composition in order to achieve improved filler dispersibility and improved balance between rolling resistance and durability, as taught by Kondo. Miyazaki also discloses a rubber composition comprising, per 100 parts by mass of a rubber component therein, 30-150 parts by mass of carbon black (see paragraph 0013), which overlaps the claimed range of 10-50 parts by mass. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976). The rubber composition of Miyazaki also comprises, per 100 parts by mass of a rubber component therein, 20-75 parts by mass of an oil (see paragraph 0093), which overlaps the claimed range of 5-30 parts by mass. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976). Miyazaki does not disclose the complex modulus of the rubber composition measured at temperatures of -30° C and -10° C, or the tan δ measured at 0° C or 30° C; however, the reference teaches all the claimed ingredients in the claimed amounts made by a substantially similar process. Moreover, the original specification does not identify a feature that results in the claimed effect or physical property outside of the presence of the claimed components in the claimed amounts. Therefore, the claimed effects and physical properties would naturally arise and be achieved by a composition with all the claimed ingredients. A chemical composition and its properties are inseparable. Thus, if the prior art teaches the identical chemical structure, the properties applicant discloses and/or claims are necessarily present (see MPEP 2112.01). Regarding claim 2, Miyazaki does not disclose the complex modulus of the rubber composition measured at temperatures of -30° C and -10° C; however, the reference teaches all the claimed ingredients in the claimed amounts made by a substantially similar process. Moreover, the original specification does not identify a feature that results in the claimed effect or physical property outside of the presence of the claimed components in the claimed amounts. Therefore, the claimed effects and physical properties would naturally arise and be achieved by a composition with all the claimed ingredients. A chemical composition and its properties are inseparable. Thus, if the prior art teaches the identical chemical structure, the properties applicant discloses and/or claims are necessarily present (see MPEP 2112.01). Regarding claim 3, Miyazaki does not disclose the complex modulus of the rubber composition measured at temperatures of -30° C and -10° C; however, the reference teaches all the claimed ingredients in the claimed amounts made by a substantially similar process. Moreover, the original specification does not identify a feature that results in the claimed effect or physical property outside of the presence of the claimed components in the claimed amounts. Therefore, the claimed effects and physical properties would naturally arise and be achieved by a composition with all the claimed ingredients. A chemical composition and its properties are inseparable. Thus, if the prior art teaches the identical chemical structure, the properties applicant discloses and/or claims are necessarily present (see MPEP 2112.01). Regarding claim 4, Miyazaki does not disclose the tan δ measured at 0° C or 30° C, therefore a ratio cannot be determined; however, the reference teaches all the claimed ingredients in the claimed amounts made by a substantially similar process. Moreover, the original specification does not identify a feature that results in the claimed effect or physical property outside of the presence of the claimed components in the claimed amounts. Therefore, the claimed effects and physical properties would naturally arise and be achieved by a composition with all the claimed ingredients. A chemical composition and its properties are inseparable. Thus, if the prior art teaches the identical chemical structure, the properties applicant discloses and/or claims are necessarily present (see MPEP 2112.01). Regarding claim 5, Miyazaki does not disclose the tan δ measured at 0° C or 30° C, therefore a ratio cannot be determined; however, the reference teaches all the claimed ingredients in the claimed amounts made by a substantially similar process. Moreover, the original specification does not identify a feature that results in the claimed effect or physical property outside of the presence of the claimed components in the claimed amounts. Therefore, the claimed effects and physical properties would naturally arise and be achieved by a composition with all the claimed ingredients. A chemical composition and its properties are inseparable. Thus, if the prior art teaches the identical chemical structure, the properties applicant discloses and/or claims are necessarily present (see MPEP 2112.01). Regarding claim 11, Miyazaki also discloses that the tread rubber composition comprises, per 100 parts by mass of a rubber component therein, 30 to 150 parts by mass of silica (see paragraph 0013). Regarding claim 12, Miyazaki also discloses that the tread rubber composition comprises a silane coupling agent (see paragraph 0122). Regarding claim 13, Miyazaki also discloses an embodiment where the amount of silane coupling agent, per 100 parts by mass of the silica is 4.8, 4.4 or 6.4 (see Table 2), which is within the claimed range of 3 to 20 parts by mass. Claims 14-16 are rejected under 35 U.S.C. 103 as being unpatentable over US 2017/0210881 (Miyazaki) in view of US 2014/0275331 (Kondo) further in view of US 2015/0218298 (Sato et al.). Miyazaki and Kondo disclose a tire as discussed above. Regarding claim 14, Miyazaki does not state the specific type of silane coupling agent used. In the analogous field of tire tread rubber compositions containing silica, Sato teaches that silane coupling agents with a mercaptosilane can improve dispersibility of silica in diene rubbers (see paragraphs 0005 and 0006). It would have been obvious to one having ordinary skill in the art before the effective filing date to use a mercapto silane coupling agent as the silane coupling agent of Miyazaki in order to improve dispersibility of silica as taught by Sato. Regarding claim 15, the mercapto silane coupling agent of Sato also contains linking units A and B of formulas (I) and (II) as claimed (see paragraphs 0011-0015). Regarding claim 16, Miyazaki also discloses that the tread rubber composition comprises, per 100 parts by mass of a rubber component therein, 1 to 70 parts by mass of a resin (see paragraph 0090), which overlaps the claimed range of 1 to 30 parts by mass. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976). Claims 17-22 are rejected under 35 U.S.C. 103 as being unpatentable over US 2017/0210881 (Miyazaki) in view of US 2014/0275331 (Kondo) further in view of US 2015/0218298 (Sato et al.) further in view of US 2019/0061425 (Broemmel et al.). Miyazaki in view of Kondo and Sato disclose a tire as discussed above. Regarding claim 17, Miyazaki also discloses that the tread rubber composition may include a wax (see paragraph 0122). Miyazaki does not state the amount the wax is present; however, Broemmel in the analogous field of tire tread rubber compositions teaches that wax is conventionally present in amounts from 1 to 5 parts by mass of a rubber component therein (see paragraphs 0040 and 0071), which is within the claimed range of 0.3 to 20 parts by mass. It would have been obvious to one having ordinary skill in the art before the effective filing to use wax in a conventional amount for the Miyazaki rubber composition. Regarding claim 18, Miyazaki also discloses embodiments where the tread rubber composition comprises, per 100 parts by mass of a rubber component therein, 2 parts by mass of antioxidant 1 and 1 part by mass of antioxidant 2 (see Tables 1 and 2), total antioxidant of 3 parts by mass which is within the claimed range of 0.5 to 10 parts by mass. Regarding claim 19, Miyazaki also discloses embodiments where the tread rubber composition comprises, per 100 parts by mass of a rubber component therein, 3 parts by mass of stearic acid (see Tables 1 and 2), which is within the claimed range of 0.5 to 10 parts by mass. Regarding claim 20, Miyazaki also discloses that the tread rubber composition comprises, per 100 parts by mass of a rubber component therein, 0.5 to 10 parts by mass of a zinc oxide (see paragraph 0124), as recited in the claim. Regarding claim 21, Miyazaki also discloses that the tread rubber composition comprises, per 100 parts by mass of a rubber component therein, 0.1 to 10 parts by mass of a sulfur (see paragraph 0057), as recited in the claim. Regarding claim 22, Miyazaki also discloses that the tread rubber composition comprises, per 100 parts by mass of a rubber component therein, 1 to 10 parts by mass of a vulcanization accelerator (see paragraph 0127), as recited in the claim. Response to Arguments Applicant's arguments filed April 28, 2026 have been fully considered but they are not persuasive. Applicant argues that Comparative examples presented in Table 1 of the instant specification are within the range recited by Miyazaki and are shown to have complex modulus and tan δ relationships that are outside the claimed range. This argument is not convincing since Miyazaki discloses the claimed composition limitations, including that the styrene content is present within the range of 19-60% by mass or higher (see paragraph 0032), which overlaps the claimed range of 35% by mass or higher. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976). Embodiments that are outside of the specific examples disclosed by Miyazaki are possible. Further, the claims as currently written do not require that there is no SBR 2, SBR 3 or SBR 4 present. Additionally, Miyazaki makes no requirement that an SBR2 is present, only stating that at least one SBR having a styrene content within a preferable range of 35% by mass or more and 60% by mass or less is present (see paragraphs 0029 and 0032). Applicant has not provided evidence showing unexpected results excluding the composition disclosed by Miyazaki. Applicant also argues that Kondo is premised on the rubber component containing 50 mass% or more of NR, and provides no motivation to employ a rubber composition in which the NR content is less than 50 mass%, therefore one would not use it in the Miyazaki composition. This argument is not convincing since paragraph 0019 of Kondo only states that it is preferably not less than 50% by mass, not strictly required. Further, the test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference; nor is it that the claimed invention must be expressly suggested in any one or all of the references. Rather, the test is what the combined teachings of the references would have suggested to those of ordinary skill in the art. See In re Keller, 642 F.2d 413, 208 USPQ 871 (CCPA 1981). Additionally, Miyazaki discloses that NR may be included in an amount of 15% by mass or more with no upper limit (see paragraph 0037). One having ordinary skill in the art would have been motivated to us low-cis BR to achieve the improved dispersibility of silica and balance between rolling resistance and durability taught by Kondo at paragraph 0031, in the silica containing composition of Miyazaki regardless of the NR content. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to WENDY L BOSS whose telephone number is (571)272-7466. The examiner can normally be reached 8:30-6:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Katelyn Smith can be reached at 571-270-5545. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /WENDY L BOSS/Examiner, Art Unit 1749 /KATELYN W SMITH/Supervisory Patent Examiner, Art Unit 1749
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Prosecution Timeline

Show 3 earlier events
Apr 19, 2024
Final Rejection mailed — §103
Jul 19, 2024
Request for Continued Examination
Jul 24, 2024
Response after Non-Final Action
Jul 21, 2025
Non-Final Rejection mailed — §103
Oct 21, 2025
Response Filed
Jan 30, 2026
Non-Final Rejection mailed — §103
Apr 28, 2026
Response Filed
Jun 03, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12623494
Pneumatic Tire
5y 9m to grant Granted May 12, 2026
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1y 7m to grant Granted May 05, 2026
Patent 12485706
PNEUMATIC TYRE WITH TREAD WEAR INDICATOR
1y 2m to grant Granted Dec 02, 2025
Patent 12472780
TIRE
2y 9m to grant Granted Nov 18, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

6-7
Expected OA Rounds
79%
Grant Probability
90%
With Interview (+10.9%)
2y 10m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 71 resolved cases by this examiner. Grant probability derived from career allowance rate.

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