Prosecution Insights
Last updated: October 02, 2026
Application No. 17/275,407

Aerosol Generation Device And Heating Chamber Therefor

Non-Final OA §102§103
Filed
Mar 11, 2021
Priority
Oct 12, 2018 — EU 18200268.3 +1 more
Examiner
SAMUELS, LAWRENCE H
Art Unit
3761
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
JT International S.A.
OA Round
7 (Non-Final)
56%
Grant Probability
Moderate
7-8
OA Rounds
0m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 56% of resolved cases
56%
Career Allowance Rate
281 granted / 499 resolved
-13.7% vs TC avg
Strong +38% interview lift
Without
With
+37.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
37 currently pending
Career history
543
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
61.5%
+21.5% vs TC avg
§102
15.4%
-24.6% vs TC avg
§112
19.4%
-20.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 499 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status This Office Action is in response to the AfterFinal submission filed 29 July 2026. The arguments were persuasive. As directed by Applicant, no claims are amended or cancelled. Thus, claims 1-12, 14-18 and 22-23 are pending. Prosecution is reopened. This is a Non- Final Office action. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 10, 14, and 18 are rejected under 35 U.S.C. 102a1 as being anticipated by Hajaligol (U.S. Patent 5,665,262). Regarding claim 1, Hajaligol discloses a heating chamber for an aerosol generation device, the heating chamber comprising: a tubular side wall (Hajaligol, tubular wall of cigarette pushed into CR space, figs. 1, 3, column 11, lines 29-30) having an open first end, the tubular side wall defining an interior volume of the heating chamber (heating tobacco inside, interior of CR); a metallic layer (Hajaligol, metal tube substrate 300, figs. 3-5, ) in direct contact with the tubular side wall (column 11 line 31, the cigarette is a “snug fit” in space CR) and covering a portion of an outer surface of the side wall outside of the interior volume of the heating chamber; and a heater (Hajaligol, element 122) located at least partially on and in direct contact with the metallic layer (Hajaligol, figs. 3-5, can see that 122 is in direct contact in at least some points through 125). Regarding claim 10, Hajaligol discloses all the limitations of claim 1, as above, and further discloses a heating chamber wherein the tubular side wall further comprises a base connected to a second end of the tubular side wall opposite the open first end (Hajaligol, column 11, lines 28-31, cigarette base ). Regarding claim 14, Hajaligol discloses an n aerosol generation device, comprising: an electrical power source (Hajaligol, column 5 line 5-40; power source)); the heating chamber according to claim 1 secured in the device (Hajaligol, as above, rejection of claim 1); and control circuitry (Hajaligol, Abstract, electric heating circuitry 41) arranged to control a supply of electrical power from the electrical power source to the heater. Regarding claim 18, Hajaligol discloses all the limitations of claim 1, as above, and further discloses a heating chamber wherein, wherein the heater is located entirely on the metallic layer (Hajaligol, figs. 1-3, the heater is located entirely over the metallic layer, but the direct contact is limited). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 3, 8, 9, 10, 14, and 18 are rejected under 35 U.S.C. 103 as being obvious over Liu (Chinese Patent Publication 204120226, in applicant’s attached IDS) in view of Hajaligol (U.S. Patent 5,665,262). Regarding claim 1, Liu discloses a heating chamber for an aerosol generation device, the heating chamber comprising: a tubular side wall (Liu, figs. 2,3; 10, this layer is within 3, and has the ingredients to be vaporized, p. 5, 1st paragraph) having an open first end (on top), the tubular side wall defining an interior volume of the heating chamber; a metallic layer (Liu, elements 3, p. 4/10 last paragraph, p. 5/10 first paragraph) a heater (Liu, element 4) located at least partially on p. 5, 3rd paragraph; the heater is on the metallic layer, which is covered with insulation). However, Liu does not teach wherein the metallic layer is “in direct contact with the tubular side wall and covering a portion of an outer surface of the side wall outside of the interior volume of the heating chamber”. Liu teaches that the metallic layer is insulated (Liu, p. 5 par. 3). However, Hajaligol teaches having a metallic layer “ in direct contact with the tubular side wall and covering a portion of an outer surface of the side wall outside of the interior volume of the heating chamber” (Hajaligol, column 11 line 31, the cigarette is a “snug fit” in space CR surrounded by metallic layer 300); and the heater is “in direct contact with the metallic layer” (Hajaligol, figs. 3-5, can see that 122 is in direct contact in at least some points through 125). Hajaligol is also concerned with a short circuit, as is Liu, but overcomes this concern with the small area of and that the pulses are not so long (Hajaligol, column 18, lines 42-46). Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date of the invention, to modify Liu with the teachings of Hajaligol, and substitute in the layers having direct contact, in order to better transfer the heat quickly and more efficiently from the heating element to the tubular member and heating chamber, and this inclusion and substitution of direct contact and strong thermal transfer between elements would have yielded the predictable result of quick and efficient heating, also ensuring that such efficient heating does not cause a short between the heater and the metallic. Regarding claim 3, Liu in view of Hajaligol teaches (or alternatively Hajaligol discloses) all the limitations of claim 1, as above, but does not further disclose wherein the tubular side wall has a first thickness and the metallic layer has a second thickness smaller than the first thickness. However, given that thicknesses are inherent parts of these walls, there are only limited options regarding the thicknesses of the walls compared to each other, either one is thicker than the other, or they are the same size. Furthermore, Hajaligol teaches a heating chamber with adjacent walls with different sizes (Hajaligol, column 11 line 21, figs. 3- 5, element “300 is 3-5 mils thick”; column 13, lines 24-25, element 310 is preferably 1-3 mils; column 18 lines 30-31, element 122 is 1 to 2 mils). It would have been obvious to try the options, having one wall be thicker than the other wall, and also have them be the same size, in order to determine, through routine experimentation, which is the most effective and the thicknesses would be determined. Regarding claim 8, Liu in view of Hajaligol teaches (or alternatively Hajaligol discloses) all the limitations of claim 1, as above, but does not further disclose a heating chamber wherein a portion on the outer surface of the tubular side wall adjacent to the open end is not covered by the metallic layer. This is unclear in the figure of Liu. However, Hajaligol teaches that some layers around a heating chamber cover other layer partially and not at the end (Hajaligol, figs. 3-5 & 11, layers cover but not at the open end). Thus, it would have been obvious to modify Liu to at least to try these options to see, as a matter of routine experimentation, to discover to what extent the layers need to cover each other to figure out optimum aerosol generation. Regarding claim 9, Liu in view of Hajaligol teaches (or alternatively Hajaligol discloses) all the limitations of claim 1, as above, but does not further teach a heating chamber wherein the tubular side wall further comprises a second end opposite the open first end, and wherein a portion on the outer surface of the tubular side wall adjacent to the second end is not covered by the metallic layer. This is unclear in the figure of Liu. However, Hajaligol teaches that some layers around a heating chamber cover other layer partially and not at the end (Hajaligol, figs. 3-5 & 11, layers cover but not at the open end). Thus, it would have been obvious to modify Liu to at least to try these options to see, as a matter of routine experimentation, to discover to what extent the layers need to cover each other to figure out optimum aerosol generation. Regarding claim 10, Liu in view of Hajaligol teaches all the limitations of claim 1, as above, and further discloses a heating chamber wherein the tubular side wall further comprises a base connected to a second end of the tubular side wall opposite the open first end (Liu, Fig. 2, designating 10 the tubular, then the base is 6/7 that extends from one end to the other, they are connected to the heat dams of 6, 61, 62, 63). Regarding claim 14, Lui in view of Hajaligol teaches an aerosol generation device, comprising: an electrical power source (Lui, battery 8); the heating chamber according to claim 1 secured in the device (Lui, as above, rejection of claim 1); and control circuitry arranged to control a supply of electrical power from the electrical power source to the heater (Lui, p, 4/10, “makes battery 8 power for heat generating core 4 by controlling internal circuit). Regarding claim 18, Liu in view of Hajaligol teaches all the limitations of claim 1, as above, and further discloses a heating chamber wherein, wherein the heater is located entirely on the metallic layer (Liu, Fig. 2, heater 4 is on layer 3, it is located entirely over, although the combination of Liu and Hajaligol would limit the direct contact). Claim 2 is rejected under 35 U.S.C. 103 as being obvious over Liu (Chinese Patent Publication 204120226, in applicant’s filed IDS) in view of Hajaligol (U.S. Patent 5,665,262) in view of Meinhart (U.S. Patent Application Publication 2016/0205727). Regarding claim 2, Liu in view of Hajaligol teaches (or alternatively Hajaligol discloses) all the limitations of claim 1, as above, but does not further teach wherein the metallic layer is an electroplated layer. However, Meinhart teaches this is a way to put metal layers in a heater on each other so that they are attached (Meinhart, ¶0066, fig. 4a). Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date of this application, to modify the teachings of Liu with the teachings of Meinhart, to create the layers, and attach the layers in a heater, in order to make sure there is good heat transfer between the layers as the heat spreads out, and to do this in a conventional way (electroplating) achieving only the expected result of proper heating. Claims 4 and 7 are rejected under 35 U.S.C. 103 as being obvious over Liu (Chinese Patent Publication 204120226, in applicant’s attached IDS) in view of Hajaligol (U.S. Patent 5,665,262) and further in view of Akiyama (U.S. Patent Application Publication 2019/ 0059450). Regarding claim 4, Liu discloses all the limitations of claim 1, as above, but does not further disclose a heating chamber wherein the metallic layer has a thickness of between 10 µm and 50 µm. However, Akiyama teaches a heating chamber wherein the metallic layer has a thickness of between 10 µm and 50 µm (Akiyama, ¶¶0024, 0026; “The heat conduction member 4 may have a thickness from 10 μm to 50 μm”, fig. 1A). Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have a conventional thickness to conform Liu in view of Hajaligol, or Hajaligol, with the teaching of Akiyama, in order to have a conventional thickness for a heat conduction layer, in order to be able to quickly heat up the evaporation chamber, the layer being thin to be able to be quickly heated up, so that evaporation can happen quickly in order to give the operator a puffing experience, where the material is being heated up to the high degree quickly to be evaporated. Regarding claim 7, Liu in view of Hajaligol teaches (or alternatively Hajaligol discloses) all the limitations of claim 1, as above, but does not further disclose a heating chamber wherein the tubular side wall has a thickness of 90µm or less. However, Akiyama discloses wherein “the tubular side wall has a thickness of 90µm or less (Akiyama, ¶0022, “the holding member 1, [having] a thickness from 90 μm to 110 μm”, and this overlaps the range and thus renders it obvious. See 2132.01). Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention, to modify Liu to make sure that it its elements surrounding the heating element conform to a conventional size, as is taught in Akiyama, in order to have a good size to hold, and manipulate in the fingers, and any one of the layers in Liu may be considered the “tubular side wall” as the tubular sidewall In Liu is also providing insulation, but the insulation may be manipulated in order to comport with the proper size to handle. Claims 5, 6, 16, and 17 are rejected under 35 U.S.C. 103 as being obvious over Liu (Chinese Patent Publication 204120226, in applicant’s attached IDS) in view of Hajaligol (U.S. Patent 5,665,262) and further in view of Thorens (U.S. Patent Application Publication 2017/ 0340016). Regarding claim 5, Liu in view of Hajaligol teaches (or alternatively Hajaligol discloses) all the limitations of claim 1, as above, but does not further disclose a heating chamber wherein the metallic layer comprises a metal having a thermal conductivity of at least 150 W/mK. However, Thorens teaches a heating chamber wherein the metallic layer comprises a metal having a thermal conductivity of at least 150 W/mK (Abstract, “porous body”, which is the heat conductive element, ¶0011, “the porous body …having a thermal conductivity…of at least 40 W/m*K, 100 W/m*K, 150 W/m*K, and/or 200 W/m*K“). Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date of the invention, to modify Liu with Thorens, to ensure that the heat conductive element has the claimed conductivity, in order to effect the vaporization in a conventional means without unexpected results, vaporizing the vaporizable material in the heating chamber quickly and efficiently, and to have the heat conductivity at the appropriate level for the type of inhalations a user might take so as to take in the proper or comfortable amount of vapor, as a person using the device might enjoy. Regarding claim 6, Liu in view of Hajaligol teaches (or alternatively Hajaligol discloses) all the limitations of claim 1, as above, but does not further disclose a heating chamber wherein the tubular side wall comprises a metal having a thermal conductivity of 50 W/mK or less”. However, Thorens teaches a heating chamber “wherein the tubular side wall comprises a metal having a thermal conductivity of 50 W/mK or less” (Abstract, “porous body”, which is the heat conductive element, ¶0011, “the porous body …having a thermal conductivity…of at least 40 W/m*K”; the range of Thorens overlaps with the range of the claim). Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date of the invention, to modify Liu with Thorens, to ensure that the heat conductive element has the claimed conductivity, in order to effect the vaporization in a conventional means without unexpected results, vaporizing the vaporizable material in the heating chamber quickly and efficiently, and to have the heat conductivity at the appropriate level for the type of inhalations a user might take so as to take in the proper or comfortable amount of vapor, as a person using the device might enjoy. Regarding claim 16, Liu in view of Thorens teaches all the limitations of claim 5, as above, and further teaches a heating chamber wherein the metallic layer is copper (Thorens, ¶0012, “copper”, since Thorens is being used to teach the heat conductivity, it makes sense to use the metal he teaches for the porous body, and thus this would have been combined in the combination above). Regarding claim 17, Liu in view of Thorens teaches all the limitations of claim 6, as above, and further teaches a heating chamber wherein the tubular side wall is stainless steel (Thorens, ¶0085, “stainless steel”, since Thorens is being used to teach the heat conductivity, it makes sense to use the metal he teaches for the susceptor, and thus this would have been combined in the combination above). Claims 11 and 12 are rejected under 35 U.S.C. 103 as being obvious over Liu (Chinese Patent Publication 204120226, in applicant’s attached IDS) in view of Hajaligol (U.S. Patent 5,665,262) and further in view of Kt & G Corp (Korean Patent Publication KR20180070454; in applicant’s IDS filed 6 March 2024). Regarding claim 11, Liu in view of Hajaligol teaches (or alternatively Hajaligol discloses) all the limitations of claim 1, as above, but does not further disclose a heating chamber wherein the tubular side wall further comprises a plurality of protrusions extending radially inwardly from an interior surface of the tubular side wall. However, Kt & G Corp, in their electronic cigarette discloses a plurality of protrusions in their heating chamber (Kt & G, Figures 7-11; 225, 325, 425). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the invention, to have included the plurality protrusions on interior surface of tubular side to create a smooth airflow path through the cigarette, for ease of use (Kt & G, p. 9, 3rd paragraph; p. 10 8th paragraph). Regarding claim 12, Liu in view of Kt & G Corp teaches all the limitations of claim 11, as above, and further teaches a heating chamber wherein a portion of the outer surface of the tubular side wall corresponding to at least one of the plurality of protrusion on the interior surface is covered by the metallic layer (Liu, figs. 2-3; in the combination above, the protrusions are on the inner surface, but the metallic layer is outside, thus the inner surface “is covered” by the metallic layer). Claim 15 is rejected under 35 U.S.C. 103 as being obvious over Liu (Chinese Patent Publication 204120226, in applicant’s attached IDS in view of Hajaligol (U.S. Patent 5,665,262) and further in view of Levy (U.S. Patent Application 2015/ 0053220). Regarding claim 15, Liu in view of Hajaligol teaches (or alternatively Hajaligol discloses) all the limitations of claim 14, as above, but does not further disclose a heating chamber wherein the heating chamber is removable from the device. However, Levy teaches wherein the heating chamber is removable (Levy, at least claim 7). Thus it would have been obvious to one having ordinary skill in the art before the effective filing date of the invention, to modify Lui, to make the heating chamber removable in order to replace it if there is any damage, and also to possibly replace it to change the metal or volume of the chamber to vary the amount of aerosol produced therein (see Levy claim 7). Response to Arguments Currently, Applicant’s arguments with respect to the claims have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Allowable Subject Matter Claims 22 and 23 are allowed. Specifically, the prior art does not teach “wherein the tubular side wall and the metallic layer further comprise a plurality of protrusions extending radially inwardly toward the interior volume of the heating chamber to form a plurality of indentations, respectively, in the tubular side wall and the metallic layer, and wherein the plurality of indentations define respective gaps between (1) the tubular side wall and the metallic layer and (2) the heater.” While there are some heating chambers that have protrusions, such as KT & G Corp (Korean Patent Publication KR20180070454; Figs. 7-11, elements 225, 325, 426), the prior art heaters do not have radially inward protrusions of both a tubular layer and metallic layer whereby the protrusions/indentations define gaps between these layers and the heater layer. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant’s disclosure and shows the general state of the art. Please see attached and previously filed forms PTO-892. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LAWRENCE SAMUELS whose telephone number is (571)272-2683. The examiner can normally be reached 9AM-5PM M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ibrahime Abraham can be reached on 571-270-5569. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LAWRENCE H SAMUELS/Examiner, Art Unit 3761 /BRIAN W JENNISON/Primary Examiner, Art Unit 3761
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Prosecution Timeline

Show 15 earlier events
Feb 04, 2026
Applicant Interview (Telephonic)
Feb 05, 2026
Examiner Interview Summary
Feb 23, 2026
Response Filed
Jun 01, 2026
Final Rejection mailed — §102, §103
Jul 24, 2026
Applicant Interview (Telephonic)
Jul 25, 2026
Examiner Interview Summary
Jul 29, 2026
Response after Non-Final Action
Aug 25, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

7-8
Expected OA Rounds
56%
Grant Probability
94%
With Interview (+37.7%)
3y 8m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 499 resolved cases by this examiner. Grant probability derived from career allowance rate.

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