Prosecution Insights
Last updated: April 19, 2026
Application No. 17/281,290

EXHALATION DELIVERY SYSTEM FOR AND METHOD OF TREATING SINUS DISEASE

Final Rejection §103
Filed
Mar 30, 2021
Examiner
ZAMORY, JUSTIN L
Art Unit
3783
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Optinose Inc.
OA Round
5 (Final)
72%
Grant Probability
Favorable
6-7
OA Rounds
3y 5m
To Grant
90%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
360 granted / 498 resolved
+2.3% vs TC avg
Strong +18% interview lift
Without
With
+18.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
55 currently pending
Career history
553
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
49.9%
+9.9% vs TC avg
§102
24.7%
-15.3% vs TC avg
§112
14.4%
-25.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 498 resolved cases

Office Action

§103
DETAILED ACTION Response to Amendment The amendment filed November 12, 2025 has been entered. Claim 1 has been amended and claims 1-5, 7, 10-17, 19, and 20 are currently pending in the application. Response to Arguments Applicant’s arguments with respect to the rejection(s) of the amended claim(s) have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is set forth below. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-5, 7, 10-13, 16, 17, 19 and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Djupesland (US 20090320832) in view of Schuschnig (US 2007/0202051) in view of NPL Komser et al. “Unilateral transnasal endoscopic approach to frontal sinuses: Draf IIc” as evidenced by Kaufman et al. (US 2016/0213890), and further evidenced by Eviatar et al. (NPL “The endoscopic Draf II frontal sinusotomy: non-navigated approach*”). Regarding claims 1, 4, 5, 19 and 20, Djupesland discloses a method of administering a therapeutic agent including a corticosteroid (paragraph [0015] discloses fluticasone propionate delivery) to a nasal cavity of the patient (paragraphs [0068] and [0080] disclose the delivery at the nasal cavity; also Figures 2-3), wherein the therapeutic agent is administered as a liquid aerosol (paragraph [0075]) via an exhalation delivery device that comprises a mouthpiece (47) and a nosepiece (17), the nosepiece fitted to a first nostril of the patent (Figure 7), wherein the patient exhales into the mouthpiece to create a fluid flow out of the nosepiece and into the first nostril while the therapeutic agent is administered to the patient (paragraph [0089]). Djupesland fails to explicitly disclose wherein the therapeutic is delivered after a Draf 2 or Draf 3 procedure, the claimed dosage of up to 400 µg twice daily, and is specifically delivered to the ethmoid sinus and maxillary sinus. Komser et al. (henceforth Komser) teaches the performing of Draf 2 and Draf 3 procedures and endoscopic surgery for the nasal sinus (page e82, first paragraph on right side), and particularly for chronic rhinosinusitis. It would have been obvious to one of ordinary skill in the art at the time of filing to modify the method of Djupesland to deliver the therapeutic after the procedure taught by Komser so as to deliver the therapeutic to the desired area for treatment. Djupesland teaches that the utilization of a nasal delivery device provides a therapeutic substance to the nasal mucosa in order to reduce inflammation and restore normal nasal function (Col. 1, lines 32-57). Kaufman et al. (henceforth Kaufman) teaches that it is known to provide a corticosteroid after a nasal or sinus surgery such as that taught by Komser for the reduction of inflammation (paragraph [0025]) and Eviatar et al. teaches (Table 2) that sinusitis or sinus inflammation is a known postoperative symptom of Draf II surgery. Therefore, it would have been obvious to one of ordinary skill to provide such treatment as post-operative care after the surgical procedure of Komser so as to reduce inflammation and deliver a target therapeutic to the surgical site as taught by Djupesland and Kaufman. Palmer teaches a method of providing fluticasone propionate in a range of all of the claimed doses of up to 400 µg depending on the treatment required (Col. 3, lines 31-34) and to be delivered twice daily (as per claims 21-24; Col. 3, lines 26-28). It would have been obvious to one of ordinary skill in the art at the time of filing to modify the treatment method of Djupesland/Komser to comprise providing the corticosteroid in the claimed dosage twice daily as Palmer teaches that such a method of treatment is used for the treatment of disease. The prior art still fails to explicitly disclose the treatment of the ethmoid and maxillary sinuses as claimed. Schuschnig teaches aerosol sinunasal drug delivery which are delivered to the ethmoid and maxillary sinuses as claimed (paragraphs [0023]-[0024] disclose the paranasal sinuses; [0025] and [0027] disclose low-volume delivery to the paranasal sinuses; [0030], [0032], and [0034] disclose pulsating low-volume aerosol delivery to reach the paranasal sinuses through the ostia). It would have been obvious to one of ordinary skill in the art at the time of filing to modify the method of treatment of Djupesland to provide pulsating aerosol flow into the nasal cavity to treat a variety of sinus conditions which might affect the paranasal sinus including the ethmoid and maxillary sinus cavities (see e.g., paragraph [0013] which discloses a variety of conditions which might be treated in this manner). Regarding claims 2 and 3, Djupesland further discloses wherein the corticosteroid is fluticasone propionate (e.g., paragraph [0015]). Regarding claim 7, Djupesland further discloses wherein the therapeutic agent is delivered using a spray pump (paragraph [0073]). Regarding claims 10-12, Palmer further teaches a method of providing fluticasone propionate in a range of all of the claimed doses depending on the treatment required (Col. 3, lines 31-34 disclose all of the claimed dosages) and to be delivered twice daily (Col. 3, lines 26-28). It would have been obvious to one of ordinary skill in the art at the time of filing to modify the treatment method of Djupesland/Komser/Schuschnig to comprise providing the corticosteroid in the claimed dosage twice daily as Palmer teaches that such a method of treatment is used for the treatment of disease. Regarding claim 13, Djupesland further discloses controlling a pressure of fluid flow (e.g., between first and second nosepiece sections as per paragraph [0088]). Regarding claims 16 and 17, Djupesland further discloses a second nosepiece fitted to a second nostril of a patient to create a fluid flow out of the nosepiece and into the second nostril while the therapeutic agent is administered to the patient (paragraph [0158]). Claim(s) 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Djupesland in view of Komser in view of Schuschnig in view of Palmer, and further in view of Djupesland (US 6,715,485). Regarding claim 14, Djupesland/Komser/Schuschnig/Palmer teach the claimed invention substantially as set forth above for claim 13, but fail to explicitly disclose the flow duration. Djupesland (henceforth Djupesland ‘485) teaches a nasal delivery device having a flow duration from about 2-3 seconds (Col. 10, lines 45-49). It would have been obvious to one of ordinary skill in the art at the time of filing to modify the method of Djupesland/Komser/Schuschnig/Palmer to comprise controlling a fluid flow duration to be between 2-3 seconds as Djupesland ‘485 teaches that such a flow duration is optimal during a nasal therapeutic delivery cycle. Claim(s) 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Djupesland in view of Komser in view of Schuschnig in view of Palmer, and further in view of Djupesland (US 2015/0101605). Regarding claim 15, Djupesland/Komser/Schuschnig/Palmer teach the claimed invention substantially as set forth above for claim 13, but fail to explicitly disclose the fluid flow rate. Djupesland (henceforth Djupesland ‘605) teaches a nasal powder delivery device having a flow rate of at least 10 l/min (paragraph [0045]). It would have been obvious to one of ordinary skill in the art at the time of filing to modify the method of Djupesland/Komser/Schuschnig/Palmer to comprise a flow rate through the device of at least 10 l/min as Djupesland ‘605 teaches that such a method of use for a nasal delivery device is known for delivering therapeutic substances to a target location. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JUSTIN L ZAMORY whose telephone number is (571)270-1238. The examiner can normally be reached M-F 8:30am-4:30pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Tsai can be reached at 571-270-5246. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JUSTIN L ZAMORY/Examiner, Art Unit 3783 /MICHAEL J TSAI/Supervisory Patent Examiner, Art Unit 3783
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Prosecution Timeline

Mar 30, 2021
Application Filed
Mar 22, 2024
Non-Final Rejection — §103
Jul 01, 2024
Response Filed
Nov 09, 2024
Non-Final Rejection — §103
Feb 18, 2025
Applicant Interview (Telephonic)
Feb 20, 2025
Examiner Interview Summary
Feb 25, 2025
Response Filed
Mar 07, 2025
Final Rejection — §103
Aug 19, 2025
Request for Continued Examination
Aug 20, 2025
Response after Non-Final Action
Aug 23, 2025
Non-Final Rejection — §103
Oct 03, 2025
Interview Requested
Oct 28, 2025
Examiner Interview Summary
Nov 12, 2025
Response Filed
Jan 09, 2026
Final Rejection — §103 (current)

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Prosecution Projections

6-7
Expected OA Rounds
72%
Grant Probability
90%
With Interview (+18.0%)
3y 5m
Median Time to Grant
High
PTA Risk
Based on 498 resolved cases by this examiner. Grant probability derived from career allow rate.

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