Prosecution Insights
Last updated: October 04, 2026
Application No. 17/285,014

A HELMET FOR IMPACT PROTECTION

Final Rejection §103
Filed
Apr 13, 2021
Priority
Oct 16, 2018 — EU 18200835.9 +1 more
Examiner
HADEN, SALLY CLINE
Art Unit
3732
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Lazer Sport NV
OA Round
6 (Final)
32%
Grant Probability
At Risk
7-8
OA Rounds
0m
Est. Remaining
74%
With Interview

Examiner Intelligence

Grants only 32% of cases
32%
Career Allowance Rate
253 granted / 791 resolved
-38.0% vs TC avg
Strong +42% interview lift
Without
With
+41.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
46 currently pending
Career history
858
Total Applications
across all art units

Statute-Specific Performance

§101
5.6%
-34.4% vs TC avg
§103
43.7%
+3.7% vs TC avg
§102
19.0%
-21.0% vs TC avg
§112
29.3%
-10.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 791 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment Applicant’s amendment, filed 03 June 2026, is reviewed and entered. This Office Action is a final rejection. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Status of Claims Amended 16 Newly Added 33 Withdrawn 18, 26-30 Canceled 1-15, 17, 19-25, 31-32 Pending 16, 18, 26-30, 33 Presented for Examination 16, 33 Response to Arguments Applicant’s amendments overcome all of the previous objections and rejections. Applicant’s arguments with respect to claim(s) 03 June 2026 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Election/Restrictions The elected embodiment is Group I, figs 2A-5B, a protective layer comprising protuberances, in the reply filed on 09 November 2023. Claim 16 is specific to the FIG 5A-5B embodiment. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 16 and 33 is/are rejected under 35 U.S.C. 103 as being unpatentable over Phillips (US 20040168246 A1) in view of Morgan (US 20100000009 A1). As to claim 16, Phillips discloses a helmet for protecting a wearer's head (“Protective headgear…,” title) comprising: a protective layer (FIG 6A, combination of 28, 31, and 32) configured to, when the helmet is impacted by a force, absorb a normal component thereof by compression and rupture when a tangential component of the force exceeds a predefined threshold (capable of absorbing by compression and para. 0080 discloses 28 is specifically intended to compress to at least some degree; capable of rupturing and will rupture under sufficient force); wherein the protective layer consists of a single layer and protuberances extending from the single layer (single layer 28 with protuberances 31/32 extending from 28), the protuberances configured to face towards the wearer's head and being spaced apart from one another to allow air to flow between the protuberances over the wearer's head (FIG 6B, there will be airflow between at least portions 32 of the protuberances 31/32); wherein the protuberances are configured and dimensioned to rupture from the single layer when exceeding the predefined threshold (capable of rupturing and will rupture under sufficient force), the protuberances of the protective layer arranged to prevent transfer of the tangential component of the force exceeding the predefined threshold to at least one of the wearer's head and an additional layer of the helmet by rupturing from the single layer (capable of preventing transfer; capable of rupturing and will rupture under sufficient force); wherein the protuberances comprise at least one of the group of: a tubular protuberance; and a beam-shaped protuberance (FIGS 6a, 7a, and 7b); and wherein each protuberance is shaped to rupture where a cross-section of the protuberance is no longer resistant to the predefined threshold (capable of rupturing and will rupture under sufficient force). Phillips does not expressly disclose “wherein the protective layer comprises closed-cell foam configured to perform said absorbing and said rupturing; wherein the protective layer is made of closed cell foam only.” Phillips para. 0080 discloses a number of materials that are foam, and may be open or closed cell foam (e.g. SANTOPRENE, HYTREL, PU elastomers, PE). However, para. 0080 does not specify whether these materials are open or closed cell foams. Morgan teaches a similar helmet including closed cell foam protuberances (130; Morgan para. 0045 discloses, "In an embodiment of the compressible liner 110 the foam material may be expanded polystyrene foam (EPS)" and EPS is closed-cell foam as evidenced by NPL U which states, "Expanded Polystyrene (EPS) is a lightweight closed-cell foam"; 110 includes 130). It is noted that Phillips, Morgan, and the claimed helmet are all drawn to liners having the property of compressibility, which Morgan and the claimed helmet achieve with closed cell foam. It would have been obvious to one having ordinary skill in the art at the time the invention was filed to provide “the protective layer [comprising] closed-cell foam configured to perform said absorbing and said rupturing; wherein the protective layer is made of closed cell foam only”, since it is within the general skill of a worker in the art to select a known material on the basis of its suitability for the intended use as a matter of obvious design choice. See MPEP 2144.07. Furthermore, it would have been obvious to one having ordinary skill in the art at the time the invention was filed to provide “the protective layer [comprising] closed-cell foam configured to perform said absorbing and said rupturing; wherein the protective layer is made of closed cell foam only” in order to provide a known material that will absorbing impact energy by compressing (Phillips para. 0080 discloses 28 is compressible) and for providing the desired degree of resistance to sweat, oil, dirt, weather, and UV degradation. The following recitations are intended use recitations: “a protective layer configured to, when the helmet is impacted by a force, absorb a normal component thereof by compression and rupture when a tangential component of the force exceeds a predefined threshold” “wherein the protuberances are configured and dimensioned to rupture from the single layer when exceeding the predefined threshold” “the protuberances of the protective layer arranged to prevent transfer of the tangential component of the force exceeding the predefined threshold to at least one of the wearer's head and an additional layer of the helmet by rupturing from the single layer” “wherein the protective layer comprises closed-cell foam configured to perform said absorbing and said rupturing” “wherein each protuberance is shaped to rupture where a cross-section of the protuberance is no longer resistant to the predefined threshold” A recitation with respect to the manner in which a claimed apparatus is intended to be employed does not differentiate the claimed apparatus from a prior art apparatus satisfying the claimed structural limitations. Because the prior art reference and the claimed invention are structurally identical, they are expected to be capable of being used in the same manner, and the prior art reference reads on the intended use recitation in the claim. Applicant is respectfully reminded that a recitation of the intended use of the claimed invention must result in a structural difference between the claimed invention and the prior art in order to patentably distinguish the claimed invention from the prior art. If the prior art structure is capable of performing the intended use, then it meets the claim. In the instant case Phillips is found to be obviously modifiable to have the claimed structure, and since Phillips and the claimed invention have all of the same structure, Phillips is expected to function in the same manner as the claimed invention, to include the claimed functions. As to claim 33, Phillips does not disclose the helmet according to claim 16, wherein the tubular or beam-shaped protuberances have an equal strength over a longitudinal direction of each protuberance. Phillips as modified discloses all of the claimed structure, to include the same shape, dimensions, and material of the claimed protuberances. Therefore, one of ordinary skill would expect the Phillips protuberances and claimed protuberances to have the same properties. It would have been obvious to one having ordinary skill in the art at the time the invention was filed to provide “the tubular or beam-shaped protuberances [having] an equal strength over a longitudinal direction of each protuberance”, since it is within the general skill of a worker in the art to select a known material on the basis of its suitability for the intended use as a matter of obvious design choice. See MPEP 2144.07. Furthermore, it would have been obvious to one having ordinary skill in the art at the time the invention was filed to provide “the tubular or beam-shaped protuberances [having] an equal strength over a longitudinal direction of each protuberance”, in order to provide the desired degree of impact protection. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SALLY HADEN whose telephone number is (571)272-6731. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Clinton Ostrup can be reached at 571-272-5559. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. SALLY HADEN Primary Examiner Art Unit 3732 /SALLY HADEN/ Primary Examiner, Art Unit 3732
Read full office action

Prosecution Timeline

Show 14 earlier events
Aug 14, 2025
Examiner Interview Summary
Sep 15, 2025
Request for Continued Examination
Oct 01, 2025
Response after Non-Final Action
Feb 03, 2026
Non-Final Rejection mailed — §103
May 06, 2026
Applicant Interview (Telephonic)
May 27, 2026
Examiner Interview Summary
Jun 03, 2026
Response Filed
Aug 11, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
32%
Grant Probability
74%
With Interview (+41.6%)
3y 5m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 791 resolved cases by this examiner. Grant probability derived from career allowance rate.

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