Prosecution Insights
Last updated: April 19, 2026
Application No. 17/287,037

CHROMATOGRAPHIC CONTROL DEVICE, CHROMATOGRAPHIC SYSTEM, CHROMATOGRAPHIC CONTROL METHOD AND CHROMATOGRAPHIC CONTROL PROGRAM

Non-Final OA §103
Filed
Apr 20, 2021
Examiner
DEVITO, ALEX T
Art Unit
2855
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Shimadzu Corporation
OA Round
3 (Non-Final)
72%
Grant Probability
Favorable
3-4
OA Rounds
3y 4m
To Grant
83%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
539 granted / 752 resolved
+3.7% vs TC avg
Moderate +11% lift
Without
With
+11.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
27 currently pending
Career history
779
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
53.7%
+13.7% vs TC avg
§102
23.8%
-16.2% vs TC avg
§112
17.3%
-22.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 752 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 1-4, 6-8 and 10 are rejected under 35 U.S.C. 103 as being unpatentable over WO2015063886, hereinafter WO in view of Pascoe (U.S. Patent No. 5,813,015, hereinafter Pascoe). With respect to Claim 1, WO discloses a chromatographic control device [see fig 1] that controls a chromatograph for performing an analysis of a sample by using any of a plurality of columns [31a-31e] and any of a plurality of mobile phases [10a-d], comprising: a pH range registrar [75b] that registers a range of pH having a pH value of a mobile phase that is usable for an analysis with use of each column in association with identification information of each column; [See pages 3 and 5] a pH registrar [75c] that registers a pH of each mobile phase; a column selector that selects a column to be used for an analysis; and [See page 3] an analysis controller [7] controlling the chromatograph such that a mobile phase, having a pH that is registered in the pH registrar and out of a range of pH that is registered in the pH range registrar in association with a column selected by the column selector, is not supplied to the selected column, and controlling the chromatograph such that an analysis is performed while a mobile phase, having a pH that is registered in the pH range registrar and in a range of pH that is registered in the pH range registrar in association with the selected column, is supplied to the selected column [page 5]; and a creator [70] that creates a batch file [page 5, method file] including combinations of each column and each mobile phase wherein the analysis controller controls the chromatograph such that an analysis is performed in accordance with the combinations of a column and a mobile phase included in the batch file. WO does not explicitly disclose that the creator creates the batch file such that a combination of a column and a mobile phase having a pH that is registered in the pH register and out of a range of pH that is registered in the pH range registrar is not included in the batch file and does not disclose the creator removes from the batch file the combination of the column and the mobile phase having the pH that is registered in the pH registrar and is out of the range of the pH registered in the pH range registrar. However, in light of Katsuyama's description of how "[t]he column attribute information includes pH correspondence information indicating whether the column is compatible with a high pH mobile phase or a low pH mobile phase" (Katsuyama page 4 ), it would have been obvious to one of ordinary skill to create batch files with only combinations that were compatible, to avoid problems that might arise from the use of incompatible combinations. It thus would have been obvious to one of ordinary skill in the art to create a batch file such that "a combination of a column and a mobile phase having a pH that is registered in the pH register and out of a range of pH that is registered in the pH range registrar is not included in the batch file." With a batch file having no incompatible combinations, one of ordinary skill would have understood that the analysis controller would control the chromatograph such that a mobile phase having a pH out of a range of the pH registered in association with a column would not be supplied to the column, and a mobile phase having a pH in a range of pH registered in the pH range registrar in association with the selected column would be supplied to the column. Second, to the extent the claims require a device the creates the method file, or otherwise recite creation of the method file, we find that taught in Katsuyama's description of how the method file is created "using the analysis condition setting processing unit 70" or "automatically." See Katsuyama page 4. Moreover, Pascoe shows an example of specifically removing unwanted files, according to preselected criteria, to ensure they are not included. [column 4, lines 40-45]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention that one way to ensure that certain combinations aren’t included in the batch file is to delete the unwanted combinations. With respect to Claim 2, WO discloses further comprising a pH range receiver to which a range of pH of a mobile phase that is usable for an analysis with use of each column is input based on a user operation, wherein the pH range registrar registers a range of pH that is received by the pH range receiver in association with each column. See page 5, 2nd para. With respect to Claim 3, WO discloses further comprising a pH receiver to which a pH of each mobile phase is input based on a user operation, wherein the pH registrar registers a pH received by the pH receiver in regard to each mobile phase. See page 5, first 2 paragraphs, user generates a method file with pH values of mobile phases With respect to Claim 4, WO discloses further comprising: a mobile phase selector [steps 2 and 3] that automatically and sequentially selects the plurality of mobile phases as mobile phases to be used for an analysis; and an evaluator [5], wherein the column selector is configured to automatically and sequentially select the plurality of columns as columns to be used for an analysis, and the analysis controller controls the chromatograph such that a mobile phase, having a pH that is registered in the pH registrar and out of a range of pH that is registered in the pH range registrar in association with a column selected by the column selector, is not supplied to the selected column and a mobile phase, having a pH that is registered in the pH registrar and in a range of pH that is registered in the pH range registrar in association with the selected column is supplied to the selected column, and the evaluator evaluates a result of an analysis performed by the analysis controller. With respect to Claim 6, WO discloses a chromatographic system comprising: a chromatograph [See page 2, 2nd para]; and the chromatographic control device according to claim 1, wherein the chromatograph includes a plurality of columns [31s-31e], a mobile phase supplier [18] that supplies any mobile phase out of a plurality of mobile phases to any column out of the plurality of columns, a sample supplier [2; see page 3] that supplies a sample to the column, and a detector [4] that detects a sample that has passed through the column. With respect to Claim 7, WO discloses a chromatographic control method for controlling a chromatograph that performs an analysis of a sample by using any of a plurality of columns and any of a plurality of mobile phases, including the steps of: registering a range of pH having a pH value of a mobile phase that is usable for an analysis with use of each column in association with identification information of each column [page 5, 2nd para]; registering a pH of each mobile phase [page 5, 2nd para]; selecting a column to be used for an analysis [page 5, step 3]; and controlling the chromatograph such that a mobile phase, having a registered pH that is out of a range of pH that is registered in association with a selected column is not supplied to the selected column. See page 5, 3rd and 4th paragraphs. WO does not disclose controlling the chromatograph such that an analysis is performed while a mobile phase, having a registered pH that is in a range of pH that is registered in association with the selected column, is supplied to the selected column removes from the batch file the combination of the column and the mobile phase having the pH that is registered in the pH registrar and is out of the range of the pH registered in the pH range registrar. It would have been obvious to one of ordinary skill to create batch files with only combinations that were compatible, to avoid problems that might arise from the use of incompatible combinations. It thus would have been obvious to one of ordinary skill in the art to create a batch file such that "a combination of a column and a mobile phase having a pH that is registered in the pH register and out of a range of pH that is registered in the pH range registrar is not included in the batch file the creator removes from the batch file the combination of the column and the mobile phase having the pH that is registered in the pH registrar and is out of the range of the pH registered in the pH range registrar". With a batch file having no incompatible combinations, one of ordinary skill would have understood that the analysis controller would control the chromatograph such that a mobile phase having a pH out of a range of the pH registered in association with a column would not be supplied to the column, and a mobile phase having a pH in a range of pH registered in the pH range registrar in association with the selected column would be supplied to the column. With respect to Claim 8, WO discloses a non-transitory computer readable medium [wherever the method file in page 5, 2nd para is stored] storing a chromatographic control program that controls a chromatograph for performing an analysis of a sample by using any of a plurality of columns [31a-31e] and any of a plurality of mobile phases [10a-d; 11a-d], the chromatographic control program causing a processing device to execute the processes of: registering register a range of pH having a pH value of a mobile phase that is usable for an analysis with use of each column in association with identification information of each column [page 5, 2nd para]; registering register a pH of each mobile phase [page 5, second para]; selecting select a column to be used for an analysis; and controlling control the chromatograph such that a mobile phase, having a registered pH that is out of a range of pH that is registered in association with a selected column, is not supplied to the selected column, and controlling the chromatograph such that an analysis is performed while a mobile phase, having a registered pH that is in a range of pH that is registered in association with the selected column, is supplied to the selected column; and creating a batch file including combinations of each column and each mobile phase, wherein the process of controlling the chromatograph includes controlling the chromatograph such that an analysis is performed in accordance with the combinations of a column and a mobile phase included in the batch file. Page 5 describes how each column and mobile phase has corresponding pH values and are matched accordingly. WO does not disclose that the process of creating a batch file includes creating the batch file such that a combination of a column and a mobile phase having a registered pH that is out of a range of pH that is registered is not included in the batch file, and removing from the batch file the combination of the column and the mobile phase having the pH that is registered in the pH registrar and is out of range of the pH registered in the pH range registrar. It would have been obvious to one of ordinary skill to create batch files with only combinations that were compatible, to avoid problems that might arise from the use of incompatible combinations. It thus would have been obvious to one of ordinary skill in the art to create a batch file such that " the process of creating a batch file includes creating the batch file such that a combination of a column and a mobile phase having a registered pH that is out of a range of pH that is registered is not included in the batch file, and removing from the batch file the combination of the column and the mobile phase having the pH that is registered in the pH registrar and is out of range of the pH registered in the pH range registrar ". With a batch file having no incompatible combinations, one of ordinary skill would have understood that the analysis controller would control the chromatograph such that a mobile phase having a pH out of a range of the pH registered in association with a column would not be supplied to the column, and a mobile phase having a pH in a range of pH registered in the pH range registrar in association with the selected column would be supplied to the column. Response to Arguments Applicant's arguments filed 20 October 2025 have been fully considered but they are not persuasive. On page 11, the applicant argues that the board erred because Katsuyama doesn’t use pH compatibility data during the creation of the batch file. The applicant continues on page 12 that Katsuyama’s correction is reactive, not preventative, and that proactive exclusion eliminations the risk of erroneous or unsafe analyses. Katsuyama is already concerned with unsafe analysis and prevents an incompatible combination from being analyzed. There is not a functional difference between deleting the incompatible matches during creation of the batch file and removing them before executing the instructions given in the batch file. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure.U.S. Patent No. 4,841,456 shows removing unwanted data from a file [column 9, lines 20-25] U.S. Publication No. 2003/0167259 shows purging erroneous data from a file [para 60] U.S. Publication No. 2002/0054383 shows deleting incompatible data from a file [para 113] Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEX T DEVITO whose telephone number is (571)270-7551. The examiner can normally be reached 12pm- 8 pm EST M-S. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, John Breene can be reached on 571-272-4107. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEX T DEVITO/Examiner, Art Unit 2855 /JOHN E BREENE/Supervisory Patent Examiner, Art Unit 2855
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Prosecution Timeline

Apr 20, 2021
Application Filed
Apr 20, 2021
Response after Non-Final Action
Jun 05, 2023
Non-Final Rejection — §103
Sep 13, 2023
Response Filed
Nov 20, 2023
Final Rejection — §103
Mar 30, 2024
Response after Non-Final Action
Mar 30, 2024
Notice of Allowance
Apr 11, 2024
Response after Non-Final Action
May 30, 2024
Response after Non-Final Action
Jun 13, 2024
Response after Non-Final Action
Aug 21, 2024
Response after Non-Final Action
Oct 28, 2024
Response after Non-Final Action
Oct 31, 2024
Response after Non-Final Action
Nov 01, 2024
Response after Non-Final Action
Nov 01, 2024
Response after Non-Final Action
Sep 24, 2025
Response after Non-Final Action
Jan 20, 2026
Non-Final Rejection — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
72%
Grant Probability
83%
With Interview (+11.4%)
3y 4m
Median Time to Grant
High
PTA Risk
Based on 752 resolved cases by this examiner. Grant probability derived from career allow rate.

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