Prosecution Insights
Last updated: April 19, 2026
Application No. 17/292,423

REGULATORY T CELL (TREG) COMPOSITIONS AND METHODS FOR TREATING NEURODEGENERATIVE DISEASE

Non-Final OA §103
Filed
May 07, 2021
Examiner
KIM, YUNSOO
Art Unit
1641
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
The Methodist Hospital
OA Round
3 (Non-Final)
66%
Grant Probability
Favorable
3-4
OA Rounds
3y 9m
To Grant
99%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allow Rate
600 granted / 914 resolved
+5.6% vs TC avg
Strong +35% interview lift
Without
With
+34.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
62 currently pending
Career history
976
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
37.0%
-3.0% vs TC avg
§102
6.6%
-33.4% vs TC avg
§112
12.5%
-27.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 914 resolved cases

Office Action

§103
DETAILED ACTION 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . 2. A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 8/11/25 has been entered. 3. Claims 1-2, 20, 24, 39, 48, 142, 143 and 145-165are pending upon entry of amendment filed on 8/11/25. Claim 1-2, 20, 24, 39, 48, 142, 143 and 145-165 are under consideration in the instant application. 4. IN light of Applicant’s amendment to the claims filed on 8/11/25, the rejection under 35 U.S.C. 112 (a) has been withdrawn (see sections 8-10 of the office action mailed on 4/11/25). 5. The following rejection remains. 6. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. 7. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. 8. Claims 1, 2, 20, 24, 39, 48, 142, 143 and 145-165 are rejected under 35 U.S.C. 103(a) as being unpatentable over Alsuliman et al. (Cytotherapy, 2016, vol. 18, pp.1312-1324, IDS reference, of record) in view of U.S.Pub 2006/0121005 (of record) for the reasons set forth in the office action mailed on 4/11/25. Alsuliman et al. teach cryopreservation of CD4+/CD25+ Tregs after enrichment using CliniMacs in the presence of DMSO under liquid nitrogen (p. 1313-1314). Given that nitrogen is liquid around -200oC,the storage under liquid nitrogen inherently has the temperature around -200oC and claim 152 is included in this rejection. The PBMC was enriched with CD8+, expanded and cryopreserved, the inflammatory cytokine production was suppressed (p.1313) and the leukaphresis products was obtained from amyotrophic lateral sclerosis (ALS) (p. 1313). The use of healthy controls (p. 1319) reads on establishing baseline and meets the limitation of claim 1. In addition, Alsuliman et al. teach addition of rapamycin to stimulate CD4+CD25+, 6 days later IL-2 added every 2-3 days and after 25 days of culture cells were harvested and characterized (p. 1314). The suppression of proinflammatory cytokines is shown by reduction of TNFa and IFN- (p. 1319). Further in Fig 5 (p. 1320), the suppression activity of TNFa and INF-g of is shown as well as at least 70% of expanded Tregs; more than 1.2x10 9 Tregs were expanded (p. 1321). IN Fig7, Alsuliman et al. disclose the overall process of selection and freezing of Tregs from ALS patient by leukopherisis in closed system, stimulation and restimulation in 25 days after freezing and thawing, it meets the limitation of claim 153. The disclosure of the Alsuliman differs from the instant claimed invention in that it does not teach freezing temperature of 1oC min to -40oC or expanding as in claim 150 and enriching within 30min as in claim 144 of the instant application. The ‘005 publication teaches freezing cells to -80oC at a rate of 1oC per minute and expanding and enriching within 30 min ([0101-0107]]) to maintain viability of cells. It would have been obvious to one of ordinary skill in the art at the time the invention was made to utilize freezing methods and cell manipulation methods as characterized in the ‘005 publications into the Tregs expansion from ALS taught by the Alsuliman. One of ordinary skill in the art at the time the invention was made would have been motivated to do so because the expansion, enriching and freezing conditions generally known for T cells would be applicable to Tregs especially IL-2/rapamycin treatment and CD4/CD25 is involved and the known expansion, enriching and freezing improves viability of cells. From the teachings of references, it would have been obvious to one of ordinary skill in art to combine the teachings of the references and there would have been a reasonable expectation of success in producing the claimed invention. Therefore, the invention as a whole was prima facie obvious to one of the ordinary in the art at the time of invention was made, as evidenced by the references, especially in the absence of evidence to the contrary. Applicant’s response filed on 8/11/25 has been fully considered but they were not persuasive. Applicant has asserted combination of the references do not teach or suggest the claimed method; the ‘005 publication describes enrichment of T cells from 30 min to 36 hours in order to preferentially select populations of T cells but it is silent on initiation of cell selection within 30mins. Further, the ‘005 publication fails to teach a method compositing the stepwise protocol for cryopreservation of expanded T cells. However, the processing and enriching the Tregs from the sample within 30min are taught by the ‘005 publication in [0101] and freezing are taught. Applicant is deemed to interpret this step may extend to 36 hours. Unlike Applicant’s assertion, the entire process is done as leukapheresis (note p. 1313 of Alsuliman) and based on the bead content and purpose of the expansion of specific cells (e.g. to remove monocyte), the time may be controlled. When the prior art teaches general condition, it is not inventive to optimize or discover the workable condition. See MPEP2145. As such, the combination of the references remains obvious and the rejection is maintained. 9. No claims are allowed. 10. Any inquiry concerning this communication or earlier communications from the examiner should be directed to YUNSOO KIM whose telephone number is (571)272-3176. The examiner can normally be reached Mon-Fri 8:30-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Misook Yu can be reached on 571-272-0839. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Yunsoo Kim Patent Examiner Technology Center 1600 October 22, 2025 /YUNSOO KIM/Primary Examiner, Art Unit 1641
Read full office action

Prosecution Timeline

May 07, 2021
Application Filed
Sep 10, 2024
Non-Final Rejection — §103
Mar 10, 2025
Response Filed
Apr 07, 2025
Final Rejection — §103
Aug 11, 2025
Request for Continued Examination
Aug 12, 2025
Response after Non-Final Action
Oct 22, 2025
Non-Final Rejection — §103
Jan 15, 2026
Examiner Interview Summary
Jan 15, 2026
Applicant Interview (Telephonic)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
66%
Grant Probability
99%
With Interview (+34.9%)
3y 9m
Median Time to Grant
High
PTA Risk
Based on 914 resolved cases by this examiner. Grant probability derived from career allow rate.

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