Prosecution Insights
Last updated: October 02, 2026
Application No. 17/309,590

CONDITIONAL HANDOVER PROCEDURE SIGNALING

Final Rejection §103
Filed
Jun 08, 2021
Priority
Dec 10, 2018 — CN PCT/CN2018/120087 +1 more
Examiner
CHOWDHURY, HARUN UR R
Art Unit
2473
Tech Center
2400 — Computer Networks
Assignee
Qualcomm Incorporated
OA Round
9 (Final)
76%
Grant Probability
Favorable
10-11
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
460 granted / 604 resolved
+18.2% vs TC avg
Strong +25% interview lift
Without
With
+24.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
37 currently pending
Career history
647
Total Applications
across all art units

Statute-Specific Performance

§101
4.3%
-35.7% vs TC avg
§103
49.8%
+9.8% vs TC avg
§102
21.3%
-18.7% vs TC avg
§112
19.5%
-20.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 604 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims 2. Claims 1, 2, 5-7, 9, 11-13, 15-17, 38-39, 46-56, 58 are pending wherein claims 1 and 38 are in independent form. 3. Claims 1 and 38 have been amended. 4. Claims 3, 4, 8, 10, 14, 18-37, 40-45, 57 have been cancelled. Response to Arguments 5. Applicant’s arguments with respect to claim(s) 1 and 38 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 103 6. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 7. Claims 1-2, 5-7, 11-12, 15, 38-39, 46-49, 51-52, 54, and 58 are rejected under 35 U.S.C. 103 as being unpatentable over Jin et al (US 20210377830 A1, hereinafter referred to as Jin) in view of Chen et al (US 20190223073, hereinafter referred to as Chen) and further in view of Ryu et al (US 20210112598 A1, hereinafter referred to as Ryu). Re claim 1, Jin teaches a method of wireless communication performed by a user equipment (UE) (Fig. 8-11, Abstract), comprising: (i) receiving, from a source cell (serving eNB), a configuration message (CHO configuration) identifying a configuration for a plurality of candidate target cells (group of cells) and a conditional handover condition (threshold S, threshold t, period h etc.) (Fig. 8-10, Par 0163-0175, Par 0185-0197), (ii) selecting a candidate target cell of the plurality of candidate target cells (group of cells) for a conditional handover procedure based at least in part on the candidate target cell satisfying the conditional handover condition (selecting a target cell satisfying a threshold for conditional handover) (Fig. 8-10, Par 0163-0177, Par 0185-0199); (iii) communicating with the candidate target cell to initiate the conditional handover procedure to transfer to the candidate target cell (transmitting random access preamble to the target cell) (Fig. 8-10, Par 0163-0177, Par 0185-0199); (iv) transmitting, to the source cell (serving eNB), a conditional handover execution message (HO evaluation notification) indicating a selection of the candidate target cell of the plurality of candidate target cells for the conditional handover procedure (when a target cell is selected based on satisfying the handover condition, UE transmits a HO evaluation notification to the serving cell) (Fig. 8-10, Par 0163-0164, Par 0176-0177, Par 0183, Par 0185-0187, Par 0198-0199). Jin does not explicitly disclose to (v) maintain a connection with the source cell after initiating the conditional handover procedure; (vi) receive, from the candidate target cell, a reconfiguration message to confirm transfer of the UE to the candidate target cell; and (vii) release the connection with the source cell in response to receiving the reconfiguration message. Re component (v), Chen teaches to (v) maintain a connection with the source cell (source gNB) after initiating the conditional handover procedure (maintaining connection to source gNB after starting CHO to target cell) (Fig. 8-9, Fig. 14-15, Par 0124, Par 0129, Par 0135, Par 0159, Par 0167). It would have been obvious to one of ordinary skill in the art before the filing date of the invention to modify Jin by including the step to (v) maintain a connection with the source cell after initiating the conditional handover procedure, as taught by Chen for the purpose of efficiently performing conditional handover process to improve network performance, as taught by Chen (Par 0204-0207). Re components (vi)-(vii), Ryu teaches (vi) receive, from the candidate target cell, a reconfiguration message to confirm transfer of the UE to the candidate target cell (RRC connection reconfiguration message from the target cell at step 445, Fig. 4 indicates the completion of handover process at the target cell) (Fig. 4, Par 0102-0103); and (vii) release the connection with the source cell in response to receiving the reconfiguration message (after receiving RRC connection reconfiguration message from the target cell, the handover to the target cell is completed and user data communication with the target is initiated at step 450. After the handover, UE performs data communication via the target cell and the data communication via the source cell is stopped) (Fig. 4, Par 0069, Par 0102-0104). It would have been obvious to one of ordinary skill in the art before the filing date of the invention to modify Jin by including the step to (vi) receive, from the candidate target cell, a reconfiguration message to confirm transfer of the UE to the candidate target cell; and (vii) release the connection with the source cell in response to receiving the reconfiguration message, as taught by Ryu for the purpose of reducing latency for an RRC layer connection between a UE and a base station, as taught by Ryu (Par 0082). Jin in view of Chen discloses to maintain a connection with a source cell during handover process and release the connection after completing handover. Ryu discloses that the RRC connection reconfiguration message from the target cell completes the handover process at the target cell and user data communication starts between the UE and the target cell after completing the handover process (Fig. 4). Therefore, Jin in view of Chen and Ryu discloses to release the connection with the source cell after completing the handover. Claim 38 recites a user equipment performing the steps recited in claim 1 and thereby, is rejected for the reasons discussed above with respect to claim 1. Jin further teaches that the UE comprises one or more memories (2k-20), and one or more processors (2k-30) coupled to the one or more memories (Fig. 24, Par 0273-0274). Re claims 2, 46, Jin teaches that the configuration message (CHO command/RRC Reconfiguration) identifies a set of cell configurations and a set of conditional handover conditions for the plurality of candidate target cells (target cell configurations), wherein the set of cell configurations includes a plurality of cell group configurations for each candidate target cell of the plurality of candidate target cells (target cell configurations include cell group list, Fig. 9), and wherein the method further comprises: receiving a delta signaling message to add a particular cell group configuration to the plurality of cell group configurations (updating existing CHO by including new cell ID received from the base station, Fig. 11), or removing the particular cell group configuration from the plurality of cell group configurations (Fig. 8-11, Par 0163-0175, Par 0183, Par 0185-0198, Par 0203-0204). Re claims 5, 47, Jin teaches that a cell configuration of the set of cell configurations and a corresponding conditional handover condition of the set of conditional handover conditions is provided via an information element in the configuration message (Cell configuration information provided in an RRC Reconfiguration message) (Fig. 8-11, Par 0163-0175, Par 0185-0198). Re claims 6, 48, Jin teaches that the configuration message is a radio resource control (RRC) message (Cell configuration information provided in an RRC Reconfiguration message) (Fig. 8-11, Par 0163-0175, Par 0185-0198). Re claims 7, 49, Jin teaches that the configuration message identifies at least one of a cell list, a cell physical cell identity, or a cell-specific dedicated configuration (Fig. 8-11, Par 0163-0175, Par 0185-0198). Re claims 11, 51, Jin teaches to determine whether the configuration message relates to the source cell or to a candidate target cell, of the plurality of candidate target cells, based at least in part on an information element parameter (a target candidate cell to perform handover is determined based on the information provided in the CHO command/RRR Reconfiguration message) (Fig. 8-11, Par 0163-0175, Par 0178, Par 0185-0198, Par 0201). Re claims 12, 52, Jin teaches to release the configuration of the configuration message from the source cell for the target cell before expiration of a timer, and to perform at least one of: releasing a conditional handover configuration, or discarding a conditional handover configuration (UE deletes conditional handover configuration after performing handover to a target cell) (Fig. 8-10, Par 0179, Par 0183, Par 0201, Par 0204). Re claims 15, 54, Jin teaches to receive a non-conditional handover command from the source cell, and perform at least one of: releasing a conditional handover configuration, discarding a conditional handover configuration, stopping a random access channel (RACH)-less timer, or performing a non-conditional handover in accordance with the non- conditional handover command (UE performs a non-conditional handover according to the non-conditional HO command) (Fig. 5, Par 0151-0152). Re claim 39, Jin teaches that the configuration message (CHO command/RRC Reconfiguration) identifies a set of cell configurations and a set of conditional handover conditions for the plurality of candidate target cells (target cell configurations) (Fig. 8-11, Par 0163-0175, Par 0183, Par 0185-0198, Par 0203-0204). Re claim 58, Jin discloses to select a target cell for conditional handover based on the target cell satisfying a threshold. Jin does not explicitly disclose to determine, based at least in part on the conditional handover condition, that a respective beam quality of each candidate target cell, of a set of candidate target cells of the plurality of candidate target cells, satisfies a threshold, wherein the candidate target cell is selected based at least in part on a beam quality of the candidate target cell. Chen teaches to determine, based at least in part on the conditional handover condition, that a respective beam quality of each candidate target cell, of a set of candidate target cells of the plurality of candidate target cells, satisfies a threshold (both the target cell 1 and target cell 2 satisfy the triggering condition), wherein the candidate target cell is selected based at least in part on a beam quality of the candidate target cell (target cell 1 is selected based on the signal quality of the target cell 1 satisfying the triggering condition (i.e., signal quality threshold)) (Fig. 2-4, Par 0020, Par 0071-0075, Par 0079-0081, Par 0093, Par 0103-0105). It would have been obvious to one of ordinary skill in the art before the filing date of the invention to modify Jin by including the step to determine, based at least in part on the conditional handover condition, that a respective beam quality of each candidate target cell, of a set of candidate target cells of the plurality of candidate target cells, satisfies a threshold, wherein the candidate target cell is selected based at least in part on a beam quality of the candidate target cell, as taught by Chen for the purpose of properly performing conditional handover (Chen, Par 0009-0012). 8. Claims 9, 13, 50, and 53 are rejected under 35 U.S.C. 103 as being unpatentable over Jin and Chen as applied to claims 1 and 38 above and further in view of Susitaival et al (US 20190281511 A1, hereinafter referred to as Susitaival). Re claims 9, 50, Jin teaches to apply the configuration from the source cell when executing a handover based at least in part on the configuration message relating to the candidate target cell (Performing conditional handover to a target cell based on the conditional handover configuration received from the base station) (Fig. 8-10, Par 0163-0177, Par 0185-0199). Jin does not explicitly disclose to update a configuration for the source cell based at least in part on the configuration message relating to the source cell. Susitaival teaches to update a configuration for the source cell based at least in part on the configuration message relating to the source cell (Updating serving cell configuration) (Fig. 1-2, Par 0071, Par 0073-0076). It would have been obvious to one of ordinary skill in the art before the filing date of the invention to modify Jin by including the step to update a configuration for the source cell based at least in part on the configuration message relating to the source cell, as taught by Susitaival for the purpose of reducing link switch latency while maintaining efficient signaling schemes, as taught by Susitaival (Par 0004-0005). Re claims 13, 53, Jin teaches to update the configuration of the configuration message from the source cell for the target cell before expiration of a timer (updating existing CHO by including new cell ID received from the base station, Fig. 11) (Fig. 8-11, Par 0163-0175, Par 0183, Par 0185-0198, Par 0203-0204), and store a cell context (updating CHO by including new cell information), update the cell context based at least in part on delta signaling (storing the new cell information in the existing CHO after receiving the new cell information ((N+1)th cell) from the base station), apply the cell context in connection with performing a handover (performing handover operation based on the updated CHO), and discard other cell contexts for other cells in connection with performing the handover (releasing/deleting other cell information after handover) (Fig. 8-11, Par 0163-0175, Par 0179, Par 0183, Par 0185-0198, Par 0201, Par 0203-0204). Jin does not explicitly disclose to reset the timer . Susitaival teaches to reset the timer based at least in part on delta signaling (updating/extending the validity timer) (Fig. 4, Par 0048, Par 0081). It would have been obvious to one of ordinary skill in the art before the filing date of the invention to modify Jin by including the step to reset the timer based at least in part on delta signaling, as taught by Susitaival for the purpose of reducing link switch latency while maintaining efficient signaling schemes, as taught by Susitaival (Par 0004-0005). 9. Claims 16 and 55 are rejected under 35 U.S.C. 103 as being unpatentable over Jin and Chen as applied to claims 1 and 38 above and further in view of Sunell et al (US 20200120560 A1, hereinafter referred to as Sunell). Re claims 16, 55, Jin teaches to initiate the conditional handover procedure (transmitting random access preamble to the target cell) (Fig. 8-10, Par 0163-0177, Par 0185-0199. Jin does not explicitly disclose to trigger a random access channel (RACH)-less timer in connection with initiating the conditional handover procedure. Sunell teaches to trigger a random access channel (RACH)-less timer in connection with initiating the conditional handover procedure (timer associated with RACH-less handover is triggered) (Fig. 2, Fig. 4-5, Fig. 7, Par 0035-0036, Par 0038-0040, Par 0044-0047, Par 0065-0067). It would have been obvious to one of ordinary skill in the art before the filing date of the invention to modify Jin by including the step to trigger a random access channel (RACH)-less timer in connection with initiating the conditional handover procedure, as taught by Sunell for the purpose of efficiently performing handover to reduce handover delay and interference to other UEs, as taught by Sunell (Par 0009-0013). 10. Claims 17 and 56 are rejected under 35 U.S.C. 103 as being unpatentable over Jin and Chen as applied to claims 1 and 38 above and further in view of Chang et al (US 20190380081 A1, hereinafter referred to as Chang ‘081). Re claims 17, 56, Jin does not explicitly disclose to transmit, based at least in part on a cell quality determination associated with the source cell and using a measurement reporting event message or a radio resource control (RRC) message, a conditional handover cancellation message during a conditional handover evaluation period and before performing the conditional handover. Chang ‘081 teaches to transmit, based at least in part on a cell quality determination associated with the source cell (measurement report is sent and conditional handover configuration is released when the second condition is met) and using a measurement reporting event message or a radio resource control (RRC) message (measurement report is sent when the second condition is met and the second condition is associated with the measurement events), a conditional handover cancellation message during a conditional handover evaluation period and before performing the conditional handover (when a second condition is met, UE releases the conditional handover configuration and send a measurement report triggered by meeting the second condition. The base station cancels the conditional handover upon receiving the measurement report triggered by meeting the second condition. Therefore, the measurement report sent by UE (when the second condition is satisfied and conditional handover configuration is released) is the message to cancel conditional handover) (Fig. 1, Par 0011-0014, Par 0019-0021, Par 0029-0033, Par 0039, Par 0068-0069, Par 0114-0131, Par 0193-0197). It would have been obvious to one of ordinary skill in the art before the filing date of the invention to modify Jin by including the step to transmit, based at least in part on a cell quality determination associated with the source cell and using a measurement reporting event message or a radio resource control (RRC), a conditional handover cancellation message during a conditional handover evaluation period and before performing the conditional handover, as taught by Chang ‘081 for the purpose of optimizing the handover procedure to reduce data transmission interruption, as taught by Chang ‘081 (Par 0008-0010). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HARUN UR R CHOWDHURY whose telephone number is (571)270-3895. The examiner can normally be reached Monday-Friday 9AM-5PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kwang B Yao can be reached at 5712723182. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HARUN CHOWDHURY/Examiner, Art Unit 2473
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Prosecution Timeline

Show 35 earlier events
Jan 15, 2026
Final Rejection mailed — §103
Mar 06, 2026
Response after Non-Final Action
Mar 19, 2026
Request for Continued Examination
Mar 28, 2026
Response after Non-Final Action
Apr 28, 2026
Non-Final Rejection mailed — §103
Jul 01, 2026
Interview Requested
Jul 17, 2026
Response Filed
Aug 31, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

10-11
Expected OA Rounds
76%
Grant Probability
99%
With Interview (+24.9%)
2y 9m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 604 resolved cases by this examiner. Grant probability derived from career allowance rate.

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