Prosecution Insights
Last updated: April 19, 2026
Application No. 17/311,784

A VILAZODONE SOLID DISPERSION AND PREPARATION METHOD THEREOF

Final Rejection §103
Filed
Nov 26, 2021
Examiner
WARD, PAUL V
Art Unit
1622
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Sunshine Lake Pharma Co. Ltd.
OA Round
3 (Final)
83%
Grant Probability
Favorable
4-5
OA Rounds
2y 7m
To Grant
72%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allow Rate
1391 granted / 1672 resolved
+23.2% vs TC avg
Minimal -11% lift
Without
With
+-11.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
36 currently pending
Career history
1708
Total Applications
across all art units

Statute-Specific Performance

§101
2.1%
-37.9% vs TC avg
§103
19.1%
-20.9% vs TC avg
§102
19.4%
-20.6% vs TC avg
§112
43.7%
+3.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1672 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION STATUS OF CLAIMS: Claims 31, 34-37, 39, 40, 42-45 and 47-50 are pending in this application. Response to Arguments Regarding Claim Rejections Under- 35 USC § 102 Applicant’s arguments, filed November 4, 2025, with respect to the rejection of claims under 35 USC § 102 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration to Applicant’s amendment, a new ground of rejection is made herein below. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 31, 34-37, 39, 40, 42-45 and 47-50 are rejected under 35 U.S.C. 103 as being unpatentable over Yuanxin et al. (CN104116741). Applicant claims the following: PNG media_image1.png 366 658 media_image1.png Greyscale Yuanxin discloses a vilazodone solid dispersion comprising vilazodone, a carrier material and a surfactant. (See Abstract, entire document and Examples). Yuanxin does not explicitly disclose a vilazodone solid dispersion wherein the surfactant is Span-20 and poloxamer 188. Thus, Applicant’s vilazodone solid dispersion differs from Yuanxin by using a different surfactant (i.e., Span-20 and poloxamer 188) and a weight proportion of surfactant to vilazodone solid dispersion. It would have been obvious to one having ordinary skill in the art at the time of the invention to be motivated to modify the teachings of Yuanxin to design a vilazodone solid dispersion to include a different surfactant and weight to obtain a different dispersion for bioavailability or dissolution. Yuanxin discloses a vilazodone solid dispersion comprising vilazodone, a carrier material and a surfactant and weight. It is well known in pharmaceutical chemistry that surfactants are crucial pharmaceutical excipients used to enhance drug solubility, stability and bioavailability by reducing interfacial tension, and act as emulsifiers, wetting agents, solubilizers in formulations and suspensions. Thus, choosing a different surfactant commonly known in pharmaceutical chemistry is common and obtained by routine experimentation. Thus, one skilled in the art looking for an alternative vilazodone solid dispersion would apply the vilazodone solid dispersion of Yuanxin to include a different surfactant and weight such as Span-20 and poloxamer 188 for bioavailability or dissolution by routine experimentation. All of the moieties are taught in the art. Therefore, Applicant’s vilazodone solid dispersion is an obvious alternative. See In re Payne, 203 USPQ 245(CCPA 1979). Since Applicant’s claims are prima facie obvious in view of the teachings of Yuanxin, Applicant’s claims are obvious, and therefore, rejected under 35 U.S.C. 103. Claims 31, 34-37, 39, 40, 42-45 and 47-50 are rejected under 35 U.S.C. 103 as being unpatentable over IN 2012CH03815. Applicant claims the following: PNG media_image1.png 366 658 media_image1.png Greyscale IN 2012CH03815 discloses a vilazodone solid dispersion comprising vilazodone, a carrier material that is povidone or copovidone, and a surfactant. (See Abstract, entire document and Examples). IN 2012CH03815 does not explicitly disclose a vilazodone solid dispersion wherein the surfactant is Span-20 and poloxamer 188, and a weight proportion of surfactant to vilazodone solid dispersion. Thus, Applicant’s vilazodone solid dispersion differs from IN 2012CH03815 by using a different surfactant (i.e., Span-20 and poloxamer 188) It would have been obvious to one having ordinary skill in the art at the time of the invention to be motivated to modify the teachings of IN 2012CH03815 to design a vilazodone solid dispersion to include a different surfactant to obtain a different dispersion for bioavailability or dissolution. IN 2012CH03815 discloses a vilazodone solid dispersion comprising vilazodone, a carrier material that is povidone or copovidone, and a surfactant. It is well known in pharmaceutical chemistry that surfactants are crucial pharmaceutical excipients used to enhance drug solubility, stability and bioavailability by reducing interfacial tension, and act as emulsifiers, wetting agents, solubilizers in formulations and suspensions. Thus, choosing a different surfactant commonly known in pharmaceutical chemistry is common and obtained by routine experimentation. Thus, one skilled in the art looking for an alternative vilazodone solid dispersion would apply the vilazodone solid dispersion of IN 2012CH03815 to include a different surfactant and weight such as Span-20 and poloxamer 188 for bioavailability or dissolution by routine experimentation. All of the moieties are taught in the art. Therefore, Applicant’s vilazodone solid dispersion is an obvious alternative. See In re Payne, 203 USPQ 245(CCPA 1979). Since Applicant’s claims are prima facie obvious in view of the teachings of IN 2012CH03815, Applicant’s claims are obvious, and therefore, rejected under 35 U.S.C. 103. Claims 31, 34-37, 39, 40, 42-45 and 47-50 are rejected under 35 U.S.C. 103 as being unpatentable over IN2013MU03458. Applicant claims the following: PNG media_image1.png 366 658 media_image1.png Greyscale IN2013MU03458 discloses a vilazodone solid dispersion comprising vilazodone, a carrier material that is povidone and copovidone, and a surfactant. (See Abstract, entire document and Examples). IN2013MU03458 does not explicitly disclose a vilazodone solid dispersion wherein the surfactant is Span-20 and poloxamer 188, and a weight proportion of surfactant to vilazodone solid dispersion. Thus, Applicant’s vilazodone solid dispersion differs from IN2013MU03458 by using a different surfactant (i.e., Span-20 and poloxamer 188) It would have been obvious to one having ordinary skill in the art at the time of the invention to be motivated to modify the teachings of IN2013MU03458 to design a vilazodone solid dispersion to include a different surfactant and weight to obtain a different dispersion for bioavailability or dissolution. IN2013MU03458 discloses a vilazodone solid dispersion comprising vilazodone, povidone and co-povidone, and a surfactant. It is well known in pharmaceutical chemistry that surfactants are crucial pharmaceutical excipients used to enhance drug solubility, stability and bioavailability by reducing interfacial tension, and act as emulsifiers, wetting agents, solubilizers in formulations and suspensions. Thus, choosing a different surfactant commonly known in pharmaceutical chemistry is common and obtained by routine experimentation. Thus, one skilled in the art looking for an alternative vilazodone solid dispersion would apply the vilazodone solid dispersion of IN2013MU03458 to include a different surfactant and weight such as Span-20 and poloxamer 188 for bioavailability or dissolution by routine experimentation. All of the moieties are taught in the art. Therefore, Applicant’s vilazodone solid dispersion is an obvious alternative. See In re Payne, 203 USPQ 245(CCPA 1979). Since Applicant’s claims are prima facie obvious in view of the teachings of IN2013MU03458, Applicant’s claims are obvious, and therefore, rejected under 35 U.S.C. 103. Conclusion Claims 31, 34-37, 39, 40, 42-45 and 47-50 are pending in this application. Claims 31, 34-37, 39, 40, 42-45 and 47-50 are rejected. No claims are allowed. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to PAUL V WARD whose telephone number is (571)272-2909. The examiner can normally be reached M-F 9am to 5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James Alstrum-Acevedo can be reached at 571-272-5548. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PAUL V WARD/ Primary Examiner, Art Unit 1622
Read full office action

Prosecution Timeline

Nov 26, 2021
Application Filed
Mar 01, 2025
Non-Final Rejection — §103
Jun 04, 2025
Response Filed
Aug 03, 2025
Non-Final Rejection — §103
Nov 04, 2025
Response Filed
Jan 29, 2026
Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
83%
Grant Probability
72%
With Interview (-11.0%)
2y 7m
Median Time to Grant
High
PTA Risk
Based on 1672 resolved cases by this examiner. Grant probability derived from career allow rate.

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