Prosecution Insights
Last updated: May 29, 2026
Application No. 17/320,722

LIQUID SUBCOOLING UTILIZING PHASE CHANGE COMPOSITE THERMAL ENERGY STORAGE AND PHASE CHANGE COMPOSITE THERMAL ENERGY STORAGE MODULE THEREFOR

Non-Final OA §103
Filed
May 14, 2021
Priority
May 15, 2020 — provisional 63/025,985
Examiner
MYERS, KEITH STANLEY
Art Unit
3763
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Netenergy (Naim Energy Technologies Llc)
OA Round
5 (Non-Final)
52%
Grant Probability
Moderate
5-6
OA Rounds
0m
Est. Remaining
75%
With Interview

Examiner Intelligence

Grants 52% of resolved cases
52%
Career Allowance Rate
55 granted / 106 resolved
-18.1% vs TC avg
Strong +24% interview lift
Without
With
+23.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
23 currently pending
Career history
141
Total Applications
across all art units

Statute-Specific Performance

§103
92.5%
+52.5% vs TC avg
§102
0.9%
-39.1% vs TC avg
§112
5.4%
-34.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 106 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 03/06/2026 has been entered. Status This Office Action is in response to the remarks and amendments filed 03/06/2026. Claims 1, 3-8, 10-14 and 16-20 have been canceled. Claims 21-40 are new. Claims 21-40 remain pending for consideration on the merits Information Disclosure Statement The information disclosure statement (IDS) submitted on 03/10/2026 was filed on or after the mailing date of the Application. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Drawings The drawings are objected to under 37 CFR 1.83(a). The drawings must show every feature of the invention specified in the claims. Therefore, the fluid connection, first fluid connection and the second fluid connection must be shown or the feature(s) canceled from the claim(s). No new matter should be entered. The Examiner generally understands that at least in claim 21, the fluid connection line intends to refer to the annotated High Pressure Liquid Line 31 in Fig. 6, and the second fluid connection intends to refer to the meeting point of annotated suction header 26 and suction line 45 in Fig. 6, only due to the context functions provided in the claims. However, the limitations relied upon in the claims as providing structure (i.e. a fluid connection line) should contain referenceable annotation in the specification so that a person reading the disclosure at a later date may more readily understand precisely what elements are being claimed so as to avoid infringement. Therefore, the drawings and the specification should contain appropriate annotation to identify any claimed structure. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. PNG media_image1.png 823 871 media_image1.png Greyscale Claims 21-23, 34-35 and 37-40 are rejected under 35 U.S.C. 103 as being unpatentable over Lu et al. (CN 104236177 A, hereinafter “Lu”), and further in view of Fan et al. (CN 104833255 A, hereinafter “Fan”). Claims 1-20 canceled Regarding Claim 21, Lu teaches a cooling system [Figs. 1-2] [¶ 0029-0053], comprising: an air cooled condensing unit (ACCU) [heat exchanger 12] having a condenser outlet and a condenser inlet [Fig. 2; ¶ 0037; apparent from inspection]; a phase change composite thermal energy storage module (PCCTESM) [heat exchange device 3] having first [32] and second [31] fluid paths disposed therethrough [Fig. 1; ¶ 0031-0033; heat exchanger 3 comprises first coil pipe 31 and second coil pipe 32], each of the first and second fluid paths having an inlet and an outlet [Fig. 1; apparent from inspection]; at least one air handling unit (AHU) [at least 21] having an AHU inlet and an AHU outlet [Fig. 2; apparent from inspection]; a first expansion valve [33] disposed between the condenser outlet [12] and the first fluid path inlet [Fig. 1; throttling device 13 is disposed downstream of 12 and upstream of 3]; a fluid connection [see Annotated Fig. 2; 1st fluid connection; while not improper, the examiner may recommend amending “fluid connection” to “first fluid connection” for more consistent terminology] between the second fluid path inlet and the condenser outlet; a second expansion valve [22] disposed between the AHU inlet and the second fluid path outlet [Annotated Fig. 2; ¶ 0037-0038]; and a second fluid connection [see Annotated Fig. 2; 2nd fluid connection] that connects the first fluid path outlet and the AHU outlet to the condenser inlet [see Annotated Fig. 2; the first path outlet and the AHU outlet converge before port E of the valve, upstream of condenser 12]. While Lu teaches a phase change heat storage medium [36] disposed throughout the heat exchanger shell such that the material is in contact with and stores the energy of fluid flowing through both coil pipes [¶ 0031-0034], Lu does not explicitly disclose the PCCTESM further comprising a plurality of phase change composite slabs (PCCS's) each disposed in thermal contact with the first and second fluid paths and each PCCS of the plurality of PCCS's being a separate fluidly sealed module. However, Fan teaches a phase-change cold storage device [Figs. 1-2; ¶ 0023-0032] comprising a skeleton material [6], comprising a block-shaped porous honeycomb to be filled with a phase change material [¶ 0008-0009, 0014-0016], and arranged between heat-taking cold plate 5 and heat-releasing cold plate 7 in succession [see Fig. 1]. The plurality of cold plates each contain respective fluid flow paths [8 and 9] respectively, each containing an inlet and outlet [see Fig. 2; Abstract]. Fan therefore discloses a plurality of phase change composite slabs [6] each disposed in thermal contact with first and second fluid paths in cold plates 5 and 7, via loops 9 and 8, such that each slab comprises its own separate structure with fluidly isolated phase change material. Fan further teaches that this configuration may provide further control over the system according to known formulae, as the amount of required phase change material may be calculated from other variables [¶ 0012-0013]. Therefore, the structure provided by Fan provides a means to more accurately provide uniform distribution of phase change material using known formulae to determine the amount of phase change material required, thereby better utilizing waste heat reducing energy consumption, thereby improving the system [¶ 0015-0017]. One of ordinary skill in the art could have combined the phase change slabs as claimed by known methods and that in combination, the phase change slabs would perform the same function as it did separately and one of ordinary skills would have recognized that the results of the combination were predictable i.e. providing a means to more accurately provide uniform distribution of phase change material using known formulae to determine the amount of phase change material required, thereby better utilizing waste heat reducing energy consumption, thereby improving the system [¶ 0015-0017]. Therefore, it is a simple mechanical expedient that would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the assembly of Lu to have the PCCTESM further comprising a plurality of phase change composite slabs (PCCS's) each disposed in thermal contact with the first and second fluid paths and each PCCS of the plurality of PCCS's being a separate fluidly sealed module, in view of the teachings of Fan, where the elements could have been combined by known methods with no change in their respective function and the combination would have yielded predictable results i.e. providing a means to more accurately provide uniform distribution of phase change material using known formulae to determine the amount of phase change material required, thereby better utilizing waste heat reducing energy consumption, thereby improving the system. Regarding Claim 22, Lu, as modified, teaches the cooling system of claim 21 above and Lu wherein the at least one AHU comprises two or more AHU's [21; ¶ 0037; Fig. 2; apparent from inspection]; each having an AHU inlet and an AHU outlet [Fig. 2; apparent from inspection], wherein the second expansion valve is disposed between each AHU inlet and the second fluid path outlet [see Annotated Fig. 2; each heat exchanger 21 comprises an expansion valve 22 upstream towards the 2nd path outlet], and the second fluid connection connects the first fluid path outlet and each AHU outlet to the condenser inlet [see Annotated Fig. 2; apparent from inspection]. Regarding Claim 23, Lu, as modified, teaches the cooling system of claim 21 above and Fan teaches wherein each PCCS of the plurality of PCCS's comprises a thermally conductive graphite matrix with a wax impregnated within the graphite matrix [¶ 0008, 0015; skeleton material 6 is porous foamed graphite honeycombed matrix with paraffin wax]. Regarding Claim 34, Lu teaches a phase change composite thermal energy storage module (PCCTESM) [heat exchange device 3], comprising: a first fluid path [32] disposed therethrough, the first fluid path having an inlet and an outlet; a second fluid path [31] disposed therethrough, the second fluid path having an inlet and an outlet [Fig. 1; ¶ 0031-0033; heat exchanger 3 comprises first coil pipe 31 and second coil pipe 32] [See 1st and 2nd path inlets and outlets in Annotated Fig. 2]; and at least one phase change composite slab (PCCS) disposed in thermal contact with the first and second fluid paths and each PCCS of the at least one PCCS being a separate fluidly sealed module. While Lu teaches a phase change heat storage medium [36] disposed throughout the heat exchanger shell such that the material is in contact with and stores the energy of fluid flowing through both coil pipes [¶ 0031-0034], Lu does not explicitly disclose at least one phase change composite slab (PCCS) disposed in thermal contact with the first and second fluid paths and each PCCS of the at least one PCCS being a separate fluidly sealed module. However, Fan teaches a phase-change cold storage device [Figs. 1-2; ¶ 0023-0032] comprising a skeleton material [6], comprising a block-shaped porous honeycomb to be filled with a phase change material [¶ 0008-0009, 0014-0016], and arranged between heat-taking cold plate 5 and heat-releasing cold plate 7 in succession [see Fig. 1]. The plurality of cold plates each contain respective fluid flow paths [8 and 9] respectively, each containing an inlet and outlet [see Fig. 2; Abstract]. Fan therefore discloses a plurality of phase change composite slabs [6] each disposed in thermal contact with first and second fluid paths in cold plates 5 and 7, via loops 9 and 8, such that each slab comprises its own separate structure with fluidly isolated phase change material. Fan further teaches that this configuration may provide further control over the system according to known formulae, as the amount of required phase change material may be calculated from other variables [¶ 0012-0013]. Therefore, the structure provided by Fan provides a means to more accurately provide uniform distribution of phase change material using known formulae to determine the amount of phase change material required, thereby better utilizing waste heat reducing energy consumption, thereby improving the system [¶ 0015-0017]. One of ordinary skill in the art could have combined the phase change slabs as claimed by known methods and that in combination, the phase change slabs would perform the same function as it did separately and one of ordinary skills would have recognized that the results of the combination were predictable i.e. providing a means to more accurately provide uniform distribution of phase change material using known formulae to determine the amount of phase change material required, thereby better utilizing waste heat reducing energy consumption, thereby improving the system [¶ 0015-0017]. Therefore, it is a simple mechanical expedient that would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the assembly of Lu to have at least one phase change composite slab (PCCS) disposed in thermal contact with the first and second fluid paths and each PCCS of the at least one PCCS being a separate fluidly sealed module, in view of the teachings of Fan, where the elements could have been combined by known methods with no change in their respective function and the combination would have yielded predictable results i.e. providing a means to more accurately provide uniform distribution of phase change material using known formulae to determine the amount of phase change material required, thereby better utilizing waste heat reducing energy consumption, thereby improving the system. Regarding Claim 35, Lu, as modified, teaches the PCCTESM of claim 34 and Lu teaches wherein the at least one PCCS comprises a thermally conductive graphite matrix with a wax impregnated within the graphite matrix [¶ 0008, 0015; skeleton material 6 is porous foamed graphite honeycombed matrix with paraffin wax]. Regarding Claim 37, Lu, as modified, teaches the PCCTESM of claim 34 above and Fan teaches wherein the at least one PCCS comprises a plurality of PCCS's each disposed in thermal contact with the first and second fluid paths and each PCCS of the plurality of PCCS's being a separate fluidly sealed module [¶ 0024-0025; Figs. 1-2; Fan discloses a plurality of phase change composite slabs [6] each disposed in thermal contact with first and second fluid paths in cold plates 5 and 7, via loops 9 and 8, such that each slab comprises its own separate structure with fluidly isolated phase change material]. Regarding Claim 38, Lu, as modified, teaches the PCCTESM of claim 37 above and Lu teaches wherein the first fluid path comprises a plurality of first heat exchangers [32] and the second fluid path comprises a plurality of second heat exchangers [31] [¶ 0031-0036; Figs. 1-2; flow paths into heat exchanger 3 comprise of a plurality of coils 32 and coils 31]. Regarding Claim 39, Lu, as modified, teaches the PCCTESM of claim 38 above and Lu teaches wherein the plurality of first heat exchangers are in fluid communication with a first common inlet source and a first common outlet header [¶ 0030, 0035; See Fig. 1; coils 32 derive from a single outlet header and a single inlet header], and the plurality of second heat exchangers are in fluid communication with a second common inlet source and a second common outlet header [¶ 0030, 0035; See Fig. 1; coils 31 derive from a single outlet header and a single inlet header]. Regarding Claim 40, Lu, as modified, teaches the PCCTESM of claim 39 above and Fan teaches wherein the plurality of PCCS's [6] and the pluralities of first and second heat exchangers [7 and 5] are arranged in a layered structure [See Fig. 1] that is configured so that each PCCS has a first heat exchanger in thermal contact with a first side of the PCCS and a second heat exchanger in thermal contact with a second opposite side of the PCCS [Figs. 1-2; apparent from inspection that heat exchangers 5 and 7 alternate on either side of matrix 6, such that one side of the matrix is isolated from the opposite heat exchanger in an alternating configuration]. Claims 24-26 and 36 are rejected under 35 U.S.C. 103 as being unpatentable over Lu and Fan as applied to claim 23 and 35 above, and further in view of Al-Hallaj (US 20180283709 A1). Regarding Claim 24, Lu, as modified teaches the cooling system of claim 23 above, but Lu does not explicitly teach wherein the wax has a liquid to solid phase change temperature in a range between about 2 °C and about 4 °C. However, Al-Hallaj teaches a thermal energy storage unit (TES unit) [20] comprising of at least one or a plurality of PCM slabs [21; Fig. 5; ¶ 0041] [101-128; Figs. 7-8; ¶ 0091] wherein the PCM (or "phase change material composite" PCC) uses expanded graphite as a supporting porous matrix and is submerged into molten PCM (low temperature waxes) until the PCM has reached its maximum absorption into the graphite matrix [¶ 0046]. Al-Hallaj also teaches a PCM phase change temperature of between about 5 °C to about 6 °C [¶ 0093], Al-Hallaj discloses that PCM are designed to melt and solidify at specified temperatures depending on the composition by percentage of wax and graphite making up said PCM [¶ 0045] and are typically adjusted to accommodate environmental temperatures [¶ 0019]. Thus, the phase change temperature of the PCM is recognized as a result-effective variable, i.e. a variable which achieves a recognized result. In this case, the recognized result is a PCM with a certain composition of graphite and wax in order to meet said desired phase change temperature range. Therefore, since the general condition of the claim is disclosed by the prior art reference, it is not inventive to discover the optimum workable range by routine experimentation, and it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to provide wherein the wax has a liquid to solid phase change temperature in a range between about 2 °C and about 4 °C in order to accommodate for environmental temperature at which the PCM will likely operate in. One of ordinary skill in the art could have combined wax impregnated graphite matrix as claimed by known methods and that in combination, the wax impregnated graphite matrix would perform the same function as it did separately, and one of ordinary skills would have recognized that the results of the combination were predictable i.e. because PCM using graphite and wax have a much longer operative life than other PCM system, therefore increasing the cost efficiency of the system [¶ 0053-0054]. Therefore, it is a simple mechanical expedient that would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the assembly of Li to have wherein the at least one PCCS comprises a thermally conductive graphite matrix with a wax impregnated within the graphite matrix, and wherein the wax has a liquid to solid phase change temperature in a range between about 2 °C and about 4 °C, in view of the teachings of Al-Hallaj, where the elements could have been combined by known with no change in their respective function and the combination would have yielded predictable results i.e. because PCM using graphite and wax have a much longer operative life than other PCM system, therefore increasing the cost efficiency of the system. Regarding Claim 25, Lu, as modified, teaches the cooling system of claim 24 above, and Lu teaches wherein the first fluid path comprises a plurality of first heat exchangers [32] and the second fluid path comprises a plurality of second heat exchangers [31] [¶ 0031-0036; Figs. 1-2; flow paths into heat exchanger 3 comprise of a plurality of coils 32 and coils 31]. Regarding Claim 26, Lu, as modified, teaches the cooling system of claim 25 above, and Lu teaches wherein the plurality of first heat exchangers are in fluid communication with a first common inlet source and a first common outlet header [¶ 0030, 0035; See Fig. 1; coils 32 derive from a single outlet header and a single inlet header], and the plurality of second heat exchangers are in fluid communication with a second common inlet source and a second common outlet header [¶ 0030, 0035; See Fig. 1; coils 31 derive from a single outlet header and a single inlet header]. Regarding Claim 36, Lu, as modified, teaches the PCCTESM of claim 35, but Lu does not explicitly teach wherein the wax has a liquid to solid phase change temperature in a range between about 2 °C and about 4 °C. However, Al-Hallaj teaches a thermal energy storage unit (TES unit) [20] comprising of at least one or a plurality of PCM slabs [21; Fig. 5; ¶ 0041] [101-128; Figs. 7-8; ¶ 0091] wherein the PCM (or "phase change material composite" PCC) uses expanded graphite as a supporting porous matrix and is submerged into molten PCM (low temperature waxes) until the PCM has reached its maximum absorption into the graphite matrix [¶ 0046]. Al-Hallaj also teaches a PCM phase change temperature of between about 5 °C to about 6 °C [¶ 0093], Al-Hallaj discloses that PCM are designed to melt and solidify at specified temperatures depending on the composition by percentage of wax and graphite making up said PCM [¶ 0045] and are typically adjusted to accommodate environmental temperatures [¶ 0019]. Thus, the phase change temperature of the PCM is recognized as a result-effective variable, i.e. a variable which achieves a recognized result. In this case, the recognized result is a PCM with a certain composition of graphite and wax in order to meet said desired phase change temperature range. Therefore, since the general condition of the claim is disclosed by the prior art reference, it is not inventive to discover the optimum workable range by routine experimentation, and it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to provide wherein the wax has a liquid to solid phase change temperature in a range between about 2 °C and about 4 °C in order to accommodate for environmental temperature at which the PCM will likely operate in. One of ordinary skill in the art could have combined wax impregnated graphite matrix as claimed by known methods and that in combination, the wax impregnated graphite matrix would perform the same function as it did separately, and one of ordinary skills would have recognized that the results of the combination were predictable i.e. because PCM using graphite and wax have a much longer operative life than other PCM system, therefore increasing the cost efficiency of the system [¶ 0053-0054]. Therefore, it is a simple mechanical expedient that would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the assembly of Li to have wherein the at least one PCCS comprises a thermally conductive graphite matrix with a wax impregnated within the graphite matrix, and wherein the wax has a liquid to solid phase change temperature in a range between about 2 °C and about 4 °C, in view of the teachings of Al-Hallaj, where the elements could have been combined by known with no change in their respective function and the combination would have yielded predictable results i.e. because PCM using graphite and wax have a much longer operative life than other PCM system, therefore increasing the cost efficiency of the system. Claim 27 is rejected under 35 U.S.C. 103 as being unpatentable over Lu, Fan and Al-Hallaj as applied to claim 26 above, and further in view of Li (CN 204007261 U) and Holloway (US 20120037342 A1). Regarding Claim 27, Lu, as modified, teaches the cooling system of claim 26 above but Lu does not explicitly teach wherein each of the pluralities of first and second heat exchangers comprises an aluminum micro channel heat exchanger. However, Li teaches a phase change heat exchanger [Abstract; Figs. 1-2] having a first fluid path disposed therethrough [6], the first fluid path having an inlet [2] and an outlet [3], and an entirely separate second fluid path disposed therethrough [7], the second fluid path having an inlet [4] and an outlet [5] [¶ 0020; Figs. 1-2], wherein the flow paths are micro-channel heat exchangers [¶ 0020; Fig. 2]. As Li teaches that micro-channel and capillary tube heat exchangers are both high-efficiency heat exchangers that improve heat exchange efficiency of a system, as compared to water-water heat exchange storage devices [¶ 0016], it is considered an obvious matter of design choice regarding a change in shape wherein one could use micro-channel heat exchangers for both flow paths if one had a reason to do so during design [MPEP 2144.04 IVB] (i.e. a desire to improve heat exchange efficiency). One of ordinary skill in the art could have combined the micro channel heat exchangers as claimed by known methods and that in combination, the micro channel heat exchangers would perform the same function as it did separately, and one of ordinary skills would have recognized that the results of the combination were predictable i.e. providing a structure to improve heat exchange efficiency [¶ 0008]. Therefore, it is a simple mechanical expedient that would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the assembly of Lu to have wherein each of the pluralities of first and second heat exchangers comprises a micro channel heat exchanger, in view of the teachings of Li, where the elements could have been combined by known methods with no change in their respective function and the combination would have yielded predictable results i.e. providing a structure to improve heat exchange efficiency. The combination with Li does not explicitly disclose aluminum as a material used. However, Holloway teaches a fluid conditioning arrangement [at least Figs. 14-30] comprising a plurality of heat exchangers configured to cool and/or heat a fluid [Abstract]. Holloway further teaches phase change material (PCM) packs comprising hexagonal receptacles and conductive sealing panels on either side of said receptacles [¶ 0127-0128]. Holloway discloses that aluminum and stainless steel, or other metals with good corrosive properties, non-permeable, and highly conductive are preferable materials for transferring energy [¶ 0137-0139]. One of ordinary skill in the art could have utilized aluminum as claimed by known methods and that in combination, the aluminum would perform the same function as it did separately, and one of ordinary skills would have recognized that the results of the combination were predictable i.e. aluminum material provides good corrosive properties, is non-permeable, and highly conductive, therefore improving the efficiency of the system [¶ 0137-0139]. Therefore, it is a simple mechanical expedient that would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the assembly of Lu to have aluminum micro channel heat exchangers, in view of the teachings of Holloway, where the elements could have been combined by known methods with no change in their respective function and the combination would have yielded predictable results i.e. aluminum material provides good corrosive properties, is non-permeable, and highly conductive, therefore improving the efficiency of the system. Claims 28-31 are rejected under 35 U.S.C. 103 as being unpatentable over Lu, and further in view of Fan and Kopko (US 20160076821 A1). Regarding Claim 28, Lu teaches a cooling system, comprising: a first air cooled condensing unit (ACCU) [heat exchanger 12] having a first condenser outlet and a first condenser inlet [Fig. 2; ¶ 0037; apparent from inspection]; phase change composite thermal energy storage module (PCCTESM) [heat exchange device 3] having first [32] and second [31] fluid paths disposed therethrough [Fig. 1; ¶ 0031-0033; heat exchanger 3 comprises first coil pipe 31 and second coil pipe 32], each of the first and second fluid paths having an inlet and an outlet [Fig. 1; apparent from inspection]; at least one air handling unit (AHU) [at least 21] having an AHU inlet and an AHU outlet [Fig. 2; apparent from inspection]; a first fluid connection between the first condenser outlet and the second fluid path inlet [See Annotated Fig. 2; 1st fluid connection]; a first expansion valve [22] disposed between the AHU inlet and the second fluid path outlet [Annotated Fig. 2; ¶ 0037-0038]; a second expansion valve [33] disposed between the second condenser outlet and the first fluid path inlet [See Annotated Fig. 2; while Lu alone does not teach the second condenser outlet, valve 33 in Lu is directly upstream and in tandem with the first path inlet, therefore any combination of prior art would likely dispose the valve in a similar position (directly upstream the first path inlet), necessarily meeting the limitation], and; a third fluid connection that connects the AHU outlet to the first condenser inlet [See Annotated Fig. 2; annotated 2nd fluid connection functions as the claimed third fluid connection in claim 28; apparent from inspection]. While Lu teaches a phase change heat storage medium [36] disposed throughout the heat exchanger shell such that the material is in contact with and stores the energy of fluid flowing through both coil pipes [¶ 0031-0034], Lu does not explicitly disclose the PCCTESM further comprising a plurality of phase change composite slabs (PCCS's) each disposed in thermal contact with the first and second fluid paths and each PCCS of the plurality of PCCS's being a separate fluidly sealed module. Lu also does not explicitly disclose a second air cooled condensing unit (ACCU) having a second condenser outlet and a second condenser inlet; and a second fluid connection between the first fluid path outlet and the second condenser inlet. However, Fan teaches a phase-change cold storage device [Figs. 1-2; ¶ 0023-0032] comprising a skeleton material [6], comprising a block-shaped porous honeycomb to be filled with a phase change material [¶ 0008-0009, 0014-0016], and arranged between heat-taking cold plate 5 and heat-releasing cold plate 7 in succession [see Fig. 1]. The plurality of cold plates each contain respective fluid flow paths [8 and 9] respectively, each containing an inlet and outlet [see Fig. 2; Abstract]. Fan therefore discloses a plurality of phase change composite slabs [6] each disposed in thermal contact with first and second fluid paths in cold plates 5 and 7, via loops 9 and 8, such that each slab comprises its own separate structure with fluidly isolated phase change material. Fan further teaches that this configuration may provide further control over the system according to known formulae, as the amount of required phase change material may be calculated from other variables [¶ 0012-0013]. Therefore, the structure provided by Fan provides a means to more accurately provide uniform distribution of phase change material using known formulae to determine the amount of phase change material required, thereby better utilizing waste heat reducing energy consumption, thereby improving the system [¶ 0015-0017]. One of ordinary skill in the art could have combined the phase change slabs as claimed by known methods and that in combination, the phase change slabs would perform the same function as it did separately and one of ordinary skills would have recognized that the results of the combination were predictable i.e. providing a means to more accurately provide uniform distribution of phase change material using known formulae to determine the amount of phase change material required, thereby better utilizing waste heat reducing energy consumption, thereby improving the system [¶ 0015-0017]. Therefore, it is a simple mechanical expedient that would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the assembly of Lu to have the PCCTESM further comprising a plurality of phase change composite slabs (PCCS's) each disposed in thermal contact with the first and second fluid paths and each PCCS of the plurality of PCCS's being a separate fluidly sealed module, in view of the teachings of Fan, where the elements could have been combined by known methods with no change in their respective function and the combination would have yielded predictable results i.e. providing a means to more accurately provide uniform distribution of phase change material using known formulae to determine the amount of phase change material required, thereby better utilizing waste heat reducing energy consumption, thereby improving the system. Additionally, Kopko teaches a subcooling system with thermal energy storage [Fig. 19; ¶ 0087-0090], wherein the cooling system [12] comprises a thermal storage unit [36] in communication with a first path [33; right side loop of Fig. 19; flowing through compressor 510] having an air cooled condenser [512] (similar to a second air cooled condensing unit) having an inlet and an outlet, wherein a fluid connection (similar to the claimed second fluid connection) exists between the first path’s outlet [top-right port of 36 in fig. 19] and the inlet of condenser 512 [¶ 0087-0090]. The storage unit [36] similarly comprises equivalent second fluid paths [33; left side loop of Fig. 19] with an equivalent first air cooled condensing unit [28], such that the storage unit may receive liquid from both the chilling unit [500] and the refrigeration circuit [20] simultaneously [¶ 0087]. Kopko teaches that providing independent flow paths through a thermal storage unit provides the benefit of offering either continuous operation of the cooling system through simultaneous operation, or enabling the means to operate only a portion of the system (i.e. the chiller system 500) during periods of low electricity costs [¶ 0087]. One of ordinary skill in the art could have combined the second condenser with accompanying flow paths as claimed by known methods and that in combination, combined the second condenser with accompanying flow paths would perform the same function as it did separately and one of ordinary skills would have recognized that the results of the combination were predictable i.e. providing a means to offer either continuous operation of the cooling system through simultaneous operation, or offering a portion of the system to operate (i.e. the chiller system) during periods of low electricity costs, thereby improving the control capabilities and the possible costs of the system [¶ 0087]. Therefore, it is a simple mechanical expedient that would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the assembly of Lu to have a second air cooled condensing unit (ACCU) having a second condenser outlet and a second condenser inlet; and a second fluid connection between the first fluid path outlet and the second condenser inlet, in view of the teachings of Kopko, where the elements could have been combined by known methods with no change in their respective function and the combination would have yielded predictable results i.e. providing a means to offer either continuous operation of the cooling system through simultaneous operation, or offering a portion of the system to operate (i.e. the chiller system) during periods of low electricity costs, thereby improving the control capabilities and the possible costs of the system. Regarding Claim 29, Lu, as modified, teaches the cooling system of claim 28 above and Kopko further teaches comprising at least one refrigerant [Abstract] [Lu also teaches refrigerant ¶ 0006]. Regarding Claim 30, Lu, as modified, teaches the cooling system of claim 29 above and Kopko teaches wherein the at least one refrigerant comprises first and second refrigerants [¶ 0088; fluid through cooler 24 may not be the same as cooling fluid 33], and wherein the first refrigerant flows through the first ACCU and the second refrigerant flows through the second ACCU [¶ 0088; the system may comprise of different mediums, such as at least air, water, glycol water solutions, brine solutions, solids, or any refrigerant listed in claim 6]. Regarding Claim 31, Lu, as modified, teaches the cooling system of claim 28 above and Fan teaches wherein each PCCS of the plurality of PCCS's comprises a thermally conductive graphite matrix with a wax impregnated within the graphite matrix [¶ 0008, 0015; skeleton material 6 is porous foamed graphite honeycombed matrix with paraffin wax]. Claims 32-33 are rejected under 35 U.S.C. 103 as being unpatentable over Lu, Fan and Kopko as applied to claim 31 above, and further in view of Al-Hallaj. Regarding Claim 32, Lu, as modified, teaches the cooling system of claim 31 above, but Lu does not explicitly teach wherein the wax has a liquid to solid phase change temperature in a range between about 2 °C and about 4 °C. However, Al-Hallaj teaches a thermal energy storage unit (TES unit) [20] comprising of at least one or a plurality of PCM slabs [21; Fig. 5; ¶ 0041] [101-128; Figs. 7-8; ¶ 0091] wherein the PCM (or "phase change material composite" PCC) uses expanded graphite as a supporting porous matrix and is submerged into molten PCM (low temperature waxes) until the PCM has reached its maximum absorption into the graphite matrix [¶ 0046]. Al-Hallaj also teaches a PCM phase change temperature of between about 5 °C to about 6 °C [¶ 0093], Al-Hallaj discloses that PCM are designed to melt and solidify at specified temperatures depending on the composition by percentage of wax and graphite making up said PCM [¶ 0045] and are typically adjusted to accommodate environmental temperatures [¶ 0019]. Thus, the phase change temperature of the PCM is recognized as a result-effective variable, i.e. a variable which achieves a recognized result. In this case, the recognized result is a PCM with a certain composition of graphite and wax in order to meet said desired phase change temperature range. Therefore, since the general condition of the claim is disclosed by the prior art reference, it is not inventive to discover the optimum workable range by routine experimentation, and it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to provide wherein the wax has a liquid to solid phase change temperature in a range between about 2 °C and about 4 °C in order to accommodate for environmental temperature at which the PCM will likely operate in. One of ordinary skill in the art could have combined wax impregnated graphite matrix as claimed by known methods and that in combination, the wax impregnated graphite matrix would perform the same function as it did separately, and one of ordinary skills would have recognized that the results of the combination were predictable i.e. because PCM using graphite and wax have a much longer operative life than other PCM system, therefore increasing the cost efficiency of the system [¶ 0053-0054]. Therefore, it is a simple mechanical expedient that would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the assembly of Li to have wherein the at least one PCCS comprises a thermally conductive graphite matrix with a wax impregnated within the graphite matrix, and wherein the wax has a liquid to solid phase change temperature in a range between about 2 °C and about 4 °C, in view of the teachings of Al-Hallaj, where the elements could have been combined by known with no change in their respective function and the combination would have yielded predictable results i.e. because PCM using graphite and wax have a much longer operative life than other PCM system, therefore increasing the cost efficiency of the system. Regarding Claim 33, Lu, as modified, teaches the cooling system of claim 32 above and Lu teaches wherein the first fluid path comprises a plurality of first heat exchangers [32] and the second fluid path comprises a plurality of second heat exchangers [31] [¶ 0031-0036; Figs. 1-2; flow paths into heat exchanger 3 comprise of a plurality of coils 32 and coils 31]. Response to Arguments Applicant’s arguments with respect to the previously applied prior art have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Qiu et al. (CN 105609896 A) discloses an energy storage device comprising a plurality of slabs, containing phase change material disposed within a matrix, being isolated from other slabs via heat conducting parts Any inquiry concerning this communication or earlier communications from the examiner should be directed to KEITH S MYERS whose telephone number is (571)272-5102. The examiner can normally be reached 8:00-4:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jerry-Daryl Fletcher can be reached at (571) 270-5054. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KEITH STANLEY MYERS/Examiner, Art Unit 3763 /JERRY-DARYL FLETCHER/Supervisory Patent Examiner, Art Unit 3763
Read full office action

Prosecution Timeline

Show 7 earlier events
Jul 21, 2023
Response after Non-Final Action
Sep 15, 2023
Non-Final Rejection mailed — §103
Dec 05, 2023
Response Filed
Mar 27, 2024
Final Rejection mailed — §103
Nov 07, 2024
Response after Non-Final Action
Mar 06, 2026
Request for Continued Examination
Mar 25, 2026
Response after Non-Final Action
Apr 22, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12606311
MULTI-PASS SPIRAL MESH SCREEN ASSEMBLY
4y 0m to grant Granted Apr 21, 2026
Patent 12607389
MULTI-ENERGY COUPLED COOLING/HEATING SYSTEM FOR BUILDINGS IN LONG-TERM COOLING REGION AND OPERATION METHOD
1y 4m to grant Granted Apr 21, 2026
Patent 12595967
HEAT EXCHANGE APPARATUS, SYSTEM, AND METHOD
3y 10m to grant Granted Apr 07, 2026
Patent 12584640
VENTILATOR
2y 0m to grant Granted Mar 24, 2026
Patent 12576686
HEAT MANAGEMENT SYSTEM AND ELECTRIC VEHICLE
3y 8m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

5-6
Expected OA Rounds
52%
Grant Probability
75%
With Interview (+23.5%)
3y 2m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 106 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month