Prosecution Insights
Last updated: August 16, 2026
Application No. 17/326,402

WIRELESS COMMUNICATION METHOD, USER EQUIPMENT, BASE STATION, AND SYSTEM

Non-Final OA §103
Filed
May 21, 2021
Priority
Sep 28, 2016 — provisional 62/400,984 +2 more
Examiner
DECKER, CASSANDRA L
Art Unit
2466
Tech Center
2400 — Computer Networks
Assignee
Nippon Telegraph and Telephone Corporation
OA Round
10 (Non-Final)
72%
Grant Probability
Favorable
10-11
OA Rounds
0m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
352 granted / 486 resolved
+14.4% vs TC avg
Strong +16% interview lift
Without
With
+16.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
20 currently pending
Career history
510
Total Applications
across all art units

Statute-Specific Performance

§101
4.6%
-35.4% vs TC avg
§103
46.5%
+6.5% vs TC avg
§102
9.0%
-31.0% vs TC avg
§112
35.1%
-4.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 486 resolved cases

Office Action

§103
DETAILED ACTION This Office action is in response to the amendment filed 11 May 2026. Claims 1-4 are pending in this application. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1-4, as understood in light of rejections under 35 USC 112, is/are rejected under 35 U.S.C. 103 as being unpatentable over Davydov et al. (US 2019/0223187) in view of Yum et al. (US 2019/0245603, Park et al. (US 2019/0191444), and Liu (US 2021/0273758). For Claim 1, Davydov teaches a wireless communication method comprising: transmitting, from a base station (BS) to a user equipment (UE), a configuration information indicating a resource element used in transmission of a Channel State Information-Reference Signal (CSI-RS) by higher layer signaling, being RRC signaling (see abstract, paragraphs 53-54, 78); and receiving, with the UE, the CSI-RS from the BS based on the configuration information (see paragraphs 63-64, abstract), wherein the configuration information indicates a mapping information for CSI-RS transmission using a single antenna port (AP) to the single resource element per a resource block (see abstract, paragraphs 71, 77), wherein the mapping information further includes a location of the resource element in a time domain and a location of the single resource element in a frequency domain (see paragraph 73, 78; also paragraphs 61-62, 67-68: indication of REs; a physical resource block is a resource on a time and frequency grid and thus an indication of a PRB is an indication of a location of the resource in the time and frequency domains); wherein a density of a resource is configured by the configuration information (see abstract, paragraph 96: density; paragraph 71: indication of density in configuration information). Davydov as applied above is not explicit as to, but Yum teaches the case of using the single resource element per AP for each of resource blocks of which a resource block number is even (see paragraphs 203-204), wherein, in response to the configuration information indicating the CSI-RS transmission with a second resource density being lower than 1, the single resource element per AP is mapped to each of resource blocks of which the resource block number is even and is not mapped to each of resource blocks of which a resource block number is odd (see paragraphs 203-204). Thus it would have been obvious to one of ordinary skill in the art at the time the application was filed to map the resource blocks as in Yum when implementing the method of Davydov. One of ordinary skill would have bene able to do so with the reasonably predictable result of complying with base density configurations. Davydov does teach providing the CSI-RS resource configuration being sent by higher layer signaling and that higher layer signaling is RRC signaling as shown above and thus at least inherently teaches the claimed matter (see paragraph 53). In addition, Yum teaches transmitting from a base station to a user equipment a configuration information indicating a resource used in transmission of a Channel State Information-Reference Signal (CSI-RS) by radio resource control (RRC) signaling (see paragraphs 155, 257, 264). Thus it would have been obvious to one of ordinary skill in the art at the time the application was filed to use RRC signaling as in Yum when transmitting the CSI-RS configuration. The motivation would have been to maintain compatibility with well-known systems by employing a known configuration method. The references as applied above are not explicit as to, but Park teaches the configuration information for CSI-RS indicating a parameter related to Code Division Multiplexing (CDM) (see paragraphs 383, 518). Thus it would have been obvious to one of ordinary skill in the art at the time the application was filed to include CDM information as in Park when implementing the method of Davydov. The motivation would be to include information needed for making full use of power and improve the accuracy of measurement. Moreover, Davydov at least inherently teaches a density of a resource, configured by the configuration information, for the CSI-RS transmission using the single AP is one resource element per AP for each resource block (see abstract, paragraph 96: one or more antenna ports, density is 1:1 even in case of one antenna port; paragraph 71: configuration parameters indicate reduced density). Liu explicitly teaches a single RE, wherein a density of a resource, configured by the configuration information, for the CSI-RS transmission using the single AP is one resource element per AP for each resource block and one resource element per resource block for each AP (see abstract, paragraph 4). Thus it would have been obvious to one of ordinary skill in the art at the time the application was filed to use a single antenna port for transmitting a CSI-RS with the density of one RE for each RB as shown in Liu when implementing the method of Davydov and Yum. The motivation would be to reduce CSI-RS overhead in the case of transmission on a single antenna port. For Claim 2, Davydov teaches a user equipment (UE) comprising: a controller that controls to receive a Channel State Information-Reference Signal (CSI-RS) based on a configuration information, transmitted by higher layer signaling, being RRC signaling, from a base station (BS), indicating a resource element used in transmission of the CSI-RS (see paragraphs 96: UE hardware; abstract, paragraph 54, paragraphs 61-64); and a receiver that receives, from the BS, the CSI-RS (see abstract, paragraphs 63-64, 96), wherein the configuration information indicates a mapping information for CSI-RS transmission using a single antenna port (AP) to a single resource element per a resource block (see abstract, paragraphs 71, 77), wherein the mapping information further includes a location of the single resource element in a time domain and a location of the single resource element in a frequency domain (see paragraph 73, 78; also paragraphs 61-62, 67-68: indication of REs; a physical resource block is a resource on a time and frequency grid and thus an indication of a PRB is an indication of a location of the resource in the time and frequency domains), and wherein a density of a resource is configured by the configuration information (see abstract, paragraph 96: density; paragraph 71: indication of density in configuration information). Davydov as applied above is not explicit as to, but Yum teaches the case of using the single resource element per AP for each of resource blocks of which a resource block number is even (see paragraphs 203-204), wherein, in response to the configuration information indicating the CSI-RS transmission with a second resource density being lower than 1, the single resource element per AP is mapped to each of resource blocks of which the resource block number is even and is not mapped to each of resource blocks of which a resource block number is odd (see paragraphs 203-204). Thus it would have been obvious to one of ordinary skill in the art at the time the application was filed to map the resource blocks as in Yum when implementing the method of Davydov. One of ordinary skill would have bene able to do so with the reasonably predictable result of complying with base density configurations. Davydov does teach providing the CSI-RS resource configuration being sent by higher layer signaling and that higher layer signaling is RRC signaling as shown above and thus at least inherently teaches the claimed matter (see paragraph 53). In addition, Yum teaches transmitting from a base station to a user equipment a configuration information indicating a resource used in transmission of a Channel State Information-Reference Signal (CSI-RS) by radio resource control (RRC) signaling (see paragraphs 155, 257, 264). Thus it would have been obvious to one of ordinary skill in the art at the time the application was filed to use RRC signaling as in Yum when transmitting the CSI-RS configuration. The motivation would have been to maintain compatibility with well-known systems by employing a known configuration method. The references as applied above are not explicit as to, but Park teaches the configuration information for CSI-RS indicating a parameter related to Code Division Multiplexing (CDM) (see paragraphs 383, 518). Thus it would have been obvious to one of ordinary skill in the art at the time the application was filed to include CDM information as in Park when implementing the method of Davydov. The motivation would be to include information needed for making full use of power and improve the accuracy of measurement. Moreover, Davydov at least inherently teaches a density of a resource, configured by the configuration information, for the CSI-RS transmission using the single AP is one resource element per AP for each resource block (see abstract, paragraph 96: one or more antenna ports, density is 1:1 even in case of one antenna port; paragraph 71: configuration parameters indicate reduced density). Liu explicitly teaches a single RE, wherein a density of a resource, configured by the configuration information, for the CSI-RS transmission using the single AP is one resource element per AP for each resource block and one resource element per resource block for each AP (see abstract, paragraph 4). Thus it would have been obvious to one of ordinary skill in the art at the time the application was filed to use a single antenna port for transmitting a CSI-RS with the density of one RE for each RB as shown in Liu when implementing the method of Davydov and Yum. The motivation would be to reduce CSI-RS overhead in the case of transmission on a single antenna port. For Claim 3, Davydov teaches a base station (BS) comprising: a transmitter that transmits, to a user equipment (UE), a configuration information indicating a resource element used in transmission of a Channel State Information-Reference Signal (CSI-RS) by higher layer signaling, being radio resource control (RRC) signaling (see paragraph 110: base station hardware; abstract, paragraph 54, paragraphs 61-62); and a controller that controls to transmit, to the UE, the CSI-RS based on the configuration information (see abstract, paragraphs 63-64, 110), wherein the configuration information indicates a mapping information for CSI-RS transmission using a single antenna port (AP) to the single resource element per a resource block (see abstract, paragraphs 71, 77), wherein the mapping information further includes a location of a single resource element in a time domain and a location of the single resource element in a frequency domain (see paragraph 73, 78; also paragraphs 61-62, 67-68: indication of REs; a physical resource block is a resource on a time and frequency grid and thus an indication of a PRB is an indication of a location of the resource in the time and frequency domains), and wherein a density of a resource is configured by the configuration information (see abstract, paragraph 96: density; paragraph 71: indication of density in configuration information). Davydov as applied above is not explicit as to, but Yum teaches the case of using the single resource element per AP for each of resource blocks of which a resource block number is even (see paragraphs 203-204), wherein, in response to the configuration information indicating the CSI-RS transmission with a second resource density being lower than 1, the single resource element per AP is mapped to each of resource blocks of which the resource block number is even and is not mapped to each of resource blocks of which a resource block number is odd (see paragraphs 203-204). Thus it would have been obvious to one of ordinary skill in the art at the time the application was filed to map the resource blocks as in Yum when implementing the method of Davydov. One of ordinary skill would have bene able to do so with the reasonably predictable result of complying with base density configurations. Davydov does teach providing the CSI-RS resource configuration being sent by higher layer signaling and that higher layer signaling is RRC signaling as shown above and thus at least inherently teaches the claimed matter (see paragraph 53). In addition, Yum teaches transmitting from a base station to a user equipment a configuration information indicating a resource used in transmission of a Channel State Information-Reference Signal (CSI-RS) by radio resource control (RRC) signaling (see paragraphs 155, 257, 264). Thus it would have been obvious to one of ordinary skill in the art at the time the application was filed to use RRC signaling as in Yum when transmitting the CSI-RS configuration. The motivation would have been to maintain compatibility with well-known systems by employing a known configuration method. The references as applied above are not explicit as to, but Park teaches the configuration information for CSI-RS indicating a parameter related to Code Division Multiplexing (CDM) (see paragraphs 383, 518). Thus it would have been obvious to one of ordinary skill in the art at the time the application was filed to include CDM information as in Park when implementing the method of Davydov. The motivation would be to include information needed for making full use of power and improve the accuracy of measurement. Moreover, Davydov at least inherently teaches a density of a resource, configured by the configuration information, for the CSI-RS transmission using the single AP is one resource element per AP for each resource block (see abstract, paragraph 96: one or more antenna ports, density is 1:1 even in case of one antenna port; paragraph 71: configuration parameters indicate reduced density). Liu explicitly teaches a single RE, wherein a density of a resource, configured by the configuration information, for the CSI-RS transmission using the single AP is one resource element per AP for each resource block and one resource element per resource block for each AP (see abstract, paragraph 4). Thus it would have been obvious to one of ordinary skill in the art at the time the application was filed to use a single antenna port for transmitting a CSI-RS with the density of one RE for each RB as shown in Liu when implementing the method of Davydov and Yum. The motivation would be to reduce CSI-RS overhead in the case of transmission on a single antenna port. For Claim 4, Davydov teaches a system comprising a base station (BS) and a user equipment (UE), wherein: the BS comprises: a transmitter that transmits, to the UE, a configuration information indicating a resource element used in transmission of a Channel State Information-Reference Signal (CSI-RS) by higher layer signaling, being radio resource control (RRC) signaling (see abstract, paragraph 53-54, paragraphs 61-63, 110); and a first controller that controls to transmit, to the UE, the CSI-RS based on the configuration information (see paragraph 110, abstract, paragraphs 63-64); and the UE comprises: a second controller that controls to receive, from the BS, the CSI-RS based on the configuration information (see paragraph 96, abstract, paragraphs 61-62); and a receiver that receives, from the BS, the CSI-RS (see paragraphs 63-64, abstract), wherein the configuration information indicates a mapping information for CSI-RS transmission using a single antenna port (AP) to the single resource element per a resource block (see abstract, paragraphs 71, 77), wherein the mapping information further includes a location of the single resource element in a time domain and a location of the single resource element in a frequency domain (see paragraph 73, 78; also paragraphs 61-62, 67-68: indication of REs; a physical resource block is a resource on a time and frequency grid and thus an indication of a PRB is an indication of a location of the resource in the time and frequency domains), and wherein a density of a resource is configured by the configuration information (see abstract, paragraph 96: density; paragraph 71: indication of density in configuration information). Davydov as applied above is not explicit as to, but Yum teaches the case of using the single resource element per AP for each of resource blocks of which a resource block number is even (see paragraphs 203-204), wherein, in response to the configuration information indicating the CSI-RS transmission with a second resource density being lower than 1, the single resource element per AP is mapped to each of resource blocks of which the resource block number is even and is not mapped to each of resource blocks of which a resource block number is odd (see paragraphs 203-204). Thus it would have been obvious to one of ordinary skill in the art at the time the application was filed to map the resource blocks as in Yum when implementing the method of Davydov. One of ordinary skill would have bene able to do so with the reasonably predictable result of complying with base density configurations. Davydov does teach providing the CSI-RS resource configuration being sent by higher layer signaling and that higher layer signaling is RRC signaling as shown above and thus at least inherently teaches the claimed matter (see paragraph 53). In addition, Yum teaches transmitting from a base station to a user equipment a configuration information indicating a resource used in transmission of a Channel State Information-Reference Signal (CSI-RS) by radio resource control (RRC) signaling (see paragraphs 155, 257, 264). Thus it would have been obvious to one of ordinary skill in the art at the time the application was filed to use RRC signaling as in Yum when transmitting the CSI-RS configuration. The motivation would have been to maintain compatibility with well-known systems by employing a known configuration method. The references as applied above are not explicit as to, but Park teaches the configuration information for CSI-RS indicating a parameter related to Code Division Multiplexing (CDM) (see paragraphs 383, 518). Thus it would have been obvious to one of ordinary skill in the art at the time the application was filed to include CDM information as in Park when implementing the method of Davydov. The motivation would be to include information needed for making full use of power and improve the accuracy of measurement. Moreover, Davydov at least inherently teaches a density of a resource, configured by the configuration information, for the CSI-RS transmission using the single AP is one resource element per AP for each resource block (see abstract, paragraph 96: one or more antenna ports, density is 1:1 even in case of one antenna port; paragraph 71: configuration parameters indicate reduced density). Liu explicitly teaches a single RE, wherein a density of a resource, configured by the configuration information, for the CSI-RS transmission using the single AP is one resource element per AP for each resource block and one resource element per resource block for each AP (see abstract, paragraph 4). Thus it would have been obvious to one of ordinary skill in the art at the time the application was filed to use a single antenna port for transmitting a CSI-RS with the density of one RE for each RB as shown in Liu when implementing the method of Davydov and Yum. The motivation would be to reduce CSI-RS overhead in the case of transmission on a single antenna port. Response to Arguments The amendment filed 11 May 2026 has been entered. The previous rejection under 35 USC 112 is withdrawn in light of the amendments. Applicant’s arguments with respect to rejections under 35 USC 103 have been fully considered, but are moot in view of the new grounds of rejection introduced herein. The claims remain rejected under 35 USC 103. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Park et al. (US 2018/0054290) teaches configuring CDM information using RRC signaling. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CASSANDRA L DECKER whose telephone number is (571)270-3946. The examiner can normally be reached 7:30 am - 4:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Faruk Hamza can be reached at 571-272-7969. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CASSANDRA L DECKER/Examiner, Art Unit 2466 5/27/2026 /FARUK HAMZA/Supervisory Patent Examiner, Art Unit 2466
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Prosecution Timeline

Show 25 earlier events
Sep 24, 2025
Final Rejection mailed — §103
Nov 21, 2025
Response after Non-Final Action
Dec 22, 2025
Request for Continued Examination
Jan 08, 2026
Response after Non-Final Action
Feb 12, 2026
Non-Final Rejection mailed — §103
May 11, 2026
Response Filed
Jun 04, 2026
Final Rejection mailed — §103
Aug 03, 2026
Response after Non-Final Action

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

10-11
Expected OA Rounds
72%
Grant Probability
88%
With Interview (+16.1%)
3y 2m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 486 resolved cases by this examiner. Grant probability derived from career allowance rate.

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