Prosecution Insights
Last updated: April 19, 2026
Application No. 17/344,966

OVERTUBE

Non-Final OA §103
Filed
Jun 11, 2021
Examiner
GHIMIRE, SHANKAR RAJ
Art Unit
3795
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Srj Corporation
OA Round
7 (Non-Final)
76%
Grant Probability
Favorable
7-8
OA Rounds
3y 4m
To Grant
96%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
207 granted / 272 resolved
+6.1% vs TC avg
Strong +19% interview lift
Without
With
+19.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
46 currently pending
Career history
318
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
44.3%
+4.3% vs TC avg
§102
23.7%
-16.3% vs TC avg
§112
24.9%
-15.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 272 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 1/29/2026 has been entered. Response to Amendment Claims 1-8 are pending. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-7, is/are rejected under 35 U.S.C. 103 as being unpatentable over Ueda (EP 2 364 637) in view of Machida (US 20050137457). Regarding claim 1, Ueda discloses an overtube (overtube 11; FIG. 3, annotated) comprising: an overtube body (body 61) that has a distal end, a proximal end, and a central axis and in which an endoscope insertion passage is formed between the distal end and the proximal end along the central axis (Inserter/insertion portion 13 of the endoscope system 2 is passed through body 61; FIGS. 1, 3); and a balloon (balloon 76; FIG.3) that is provided on an outer circumferential surface of the overtube body, and is disposed between a first position in a direction of the central axis of the overtube body and a second position positioned on a proximal end side of the overtube body from the first position (The distance of the positions from the balloon are not defined in the claim. Any two positions on the left and right side of the balloon may be considered as two positions.), wherein the overtube body has a ventilation hole-formed region provided on the proximal end side from the second position (A region where air hole 90, 91 are positioned. Para [0043]), and a ventilation hole (Air holes 90, 91) that allows the outer circumferential surface and the endoscope insertion passage to communicate with each other is provided in the ventilation hole-formed region (Air holes 90, 91 communicate from outside of the body 61 to the passageway where the insertion section of the endoscope 2 is inserted. FIG 3, annotated), wherein in a case where the overtube body is inserted in a subject body, and a gas on a proximal end side of the balloon is accumulated in a space formed by the outer circumferential surface of the overtube body, the balloon and an inner wall surface of the subject body, the overtube body is configured to discharge the gas from the proximal end side of the overtube body to an outside of the subject body through the ventilation hole via the endoscope insertion passage (Since the air holes 90, 91, communicate from outside the body 61 to the endoscope passageway inside the body 61, the holes help to discharge the gas. In para [0036], the space between the inserter 13 and body 60 has been defined as accommodation hole 70 which is the endoscope insertion passage. The accommodation hole 70 allows for the ventilation of the trapped air in the space formed by the outer circumferential surface of the overtube body, the balloon and an inner wall surface of the subject body), and wherein the endoscope insertion passage is formed by an inner circumferential surface of the overtube body and extends from the proximal end to the distal end opposite to the proximal end (FIG. 3, annotated). PNG media_image1.png 646 1077 media_image1.png Greyscale Ueda does not expressly disclose the ventilation hole is located in a region within a range of 5 mm or more and 100 mm or less from the second position toward the proximal end side of the overtube body so as to prevent the ventilation hole from being closed during endoscopy. Machida is directed to an insertion assisting tool for an endoscope (FIG. 1; FIGS. 4, 5, annotated; an overtube 50) and teaches a ventilation hole (air release hole 80; FIG. 4) wherein the ventilation hole is located in a region within a range of 5 mm or more and 100 mm or less from the second position (Balloon 60 is about 50 mm; para [0032]; In view of para [0035], air hole 80 may be formed at a plurality of locations- equidistantly around the tube body 51 and at equal spaces in the axial direction, para [0035]. Considering the size of the balloon, 50 mm, see annotated FIG. 4; FIG. 6F, the ventilation hole can be considered anywhere between 5 mm -100 mm from the second position. Since the balloon is disposed between the first position and second position, and these positions are not defined in the claim, any two positions that include the balloon can be considered as these two positions. Thus, the second position can be chosen as needed so that the ventilation hole is located within the required distance from the second position meeting the claim requirement. The examiner notes that - the description of the article pictured can be relied on, in combination with the drawings, for what they would reasonably teach one of ordinary skill in the art. In re Wright, 569 F.2d 1124, 1127-28, 193 USPQ 332, 335-36 (CCPA 1977), MPEP 2125.) toward the proximal end side of the overtube body so as to prevent the ventilation hole being closed during endoscopy. PNG media_image2.png 512 1508 media_image2.png Greyscale It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified Ueda to position the ventilation holes in accordance with the teaching of Machida so that the air holes remain away from the balloon so that air flow through the holes are not affected during expansion of the balloons. Further, keeping the air holes a few centimeters away from the balloon would avoid damaging the balloon during the manufacturing of the overtube because having the hole formed too close to the balloon would potentially damage the balloon surface during manufacturing. Regarding claim 2, Ueda as modified teaches wherein the ventilation hole-formed region (Machida: Air release hole 80) is in a region within a range of 15 mm or more and 40 mm or less from the second position toward the proximal end side of the overtube body (Machida: As discussed above, the exact location/coordinate of the second position is not defined. Balloon 60 is about 50 mm; para [0032]; In view of para [0035], Air hole 80 may be formed at a plurality of locations equidistantly around the tube body 51 and at equal spaces in the axial direction, para [0035]. Considering the size of the balloon, 50 mm, see annotated FIGS. 4, 6, the ventilation hole can be anywhere between 15 mm-40 mm, i.e., between 1.5 cm - 4 cm from the position of the balloon 6c. Since the air release hole 80 has a function of releasing air stored between the tube body and intestinal canal, air release hole 80 needs to be placed outside balloon 6c. The examiner notes that - the description of the article pictured can be relied on, in combination with the drawings, for what they would reasonably teach one of ordinary skill in the art. In re Wright, 569 F.2d 1124, 1127-28, 193 USPQ 332, 335-36 (CCPA 1977), MPEP 2125.). Regarding claim 3, Ueda discloses wherein a plurality of the ventilation holes are provided in the ventilation hole-formed region (FIG. 3; Air holes 90, 91). Regarding claim 4, Ueda discloses wherein the overtube body has a liquid supply port (an air/water feed button 21; FIG. 3) through which a liquid is supplied to the endoscope insertion passage, the ventilation hole is located at a position clockwise to the liquid supply port about the central axis (The ventilation hole is located at a position clockwise to the liquid supply port about the central axis. FIG. 3), and an included angle between the ventilation hole and the liquid supply port with respect to the central axis is less than 180 degrees (Angle between the ventilation hole and the liquid supply port with respect to the central axis is less than 180 degrees. FIG. 3; The formation of this angle is not exactly defined. Any point in the central axis could be used to define a desired angle.). Regarding claim 5, Ueda as modified teaches wherein the included angle is in a range of 45 degrees or more and 135 degrees or less (A point could be chosen in the central axis to form an angle in the range of 45 degrees or more and 135 degrees or less. See annotated FIG. 3 below). PNG media_image3.png 609 1060 media_image3.png Greyscale Regarding claim 6, Ueda discloses wherein a region of the overtube body on the proximal end side from the ventilation hole-formed region is a ventilation hole-nonformed region (There is a ventilation hole-nonformed region on the proximal end side of the ventilation hole-formed region.). Regarding claim 7, Ueda discloses wherein a gripping part (Proximal portion of the endoscope; FIG. 1) is provided on the proximal end side of the overtube body, and the gripping part has a discharge hole (Hole provided by the tube 73, for injecting lubricant for the conductor 70. The connector 72 is connected to a small-diameter tube 73, and the distal end of the tube 73 is connected to the proximal end of the insertion conduit 70. FIG. 3) that communicates with an outer circumferential surface of the gripping part and the endoscope insertion passage. Claim(s) 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ueda (EP 2 364 637) in view of Machida (US 20050137457) and further in view of Fischer (WO 2020036497). Regarding claim 8, Ueda does not expressly disclose wherein a ventilation film that selectively allows a gas to pass therethrough without allowing a liquid to pass therethrough is provided in the ventilation hole. Fischer is directed to surgical cannula for providing insufflation gases to a surgical cavity (abstract) and teaches wherein a ventilation film that selectively allows the gas to pass therethrough (filter to allow a gas to pass through; Para [0163]; FIGS. 23A-C; selectively allow gases to pass through; para [0171]) without allowing a liquid to pass therethrough is provided in the ventilation hole. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to further modify Ueda to include a filter in the ventilation hole in accordance with the teaching of Fischer so that the gas could be vented out and bodily fluid could be maintained inside the body. Response to Arguments Applicant’s arguments, submitted on 01/29/2026 has been fully considered. In view of amendment, a new rejection under 103 has been made. See rejection set forth above. Claim 1 Regarding applicants’ argument that Machida does not specify the positioning of the air release hole 80 with respect to second position on the over tube 50 (see line 18, page 8 – line 7, page 9, of the remark), the examiner’s position is that the second position is not numerically defined in the claim with respect to the balloon. The claim only states that the balloon is disposed between a first position and a second position and ventilation hole is located within a range of 5 mm or more and 100 mm or less from the second position. The second position not being numerically defined in the claim, a position could be chosen anywhere in the proximal side of the balloon to meet the requirement of claim 1. Accordingly, applicants’ arguments are not persuasive. Accordingly, claim 1 is rejected. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHANKAR R GHIMIRE whose telephone number is (571)272-0515. The examiner can normally be reached 8 AM - 5 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anhtuan Nguyen can be reached at 571-272-4963. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHANKAR RAJ GHIMIRE/Examiner, Art Unit 3795 /ANH TUAN T NGUYEN/Supervisory Patent Examiner, Art Unit 3795 03/03/26
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Prosecution Timeline

Jun 11, 2021
Application Filed
Jan 09, 2024
Non-Final Rejection — §103
Apr 16, 2024
Response Filed
May 24, 2024
Final Rejection — §103
Jul 05, 2024
Interview Requested
Jul 12, 2024
Examiner Interview Summary
Jul 12, 2024
Applicant Interview (Telephonic)
Aug 01, 2024
Response after Non-Final Action
Aug 06, 2024
Response after Non-Final Action
Aug 30, 2024
Response after Non-Final Action
Aug 30, 2024
Request for Continued Examination
Sep 18, 2024
Non-Final Rejection — §103
Dec 11, 2024
Response Filed
Dec 27, 2024
Final Rejection — §103
Mar 27, 2025
Request for Continued Examination
Mar 28, 2025
Response after Non-Final Action
Apr 02, 2025
Non-Final Rejection — §103
Jul 09, 2025
Response Filed
Aug 01, 2025
Final Rejection — §103
Nov 05, 2025
Notice of Allowance
Nov 05, 2025
Response after Non-Final Action
Dec 12, 2025
Response after Non-Final Action
Jan 29, 2026
Request for Continued Examination
Feb 20, 2026
Response after Non-Final Action
Mar 03, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12600865
ANTI-FOULING ENDOSCOPES AND USES THEREOF
2y 5m to grant Granted Apr 14, 2026
Patent 12569118
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Patent 12558180
METHOD FOR CONTROLLING A MOVEMENT OF A MEDICAL DEVICE IN A MAGNETIC FIELD
2y 5m to grant Granted Feb 24, 2026
Patent 12557973
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2y 5m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
76%
Grant Probability
96%
With Interview (+19.4%)
3y 4m
Median Time to Grant
High
PTA Risk
Based on 272 resolved cases by this examiner. Grant probability derived from career allow rate.

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