Prosecution Insights
Last updated: July 17, 2026
Application No. 17/370,570

Anode Active Material And The Secondary Battery Comprising The Same

Final Rejection §103§112
Filed
Jul 08, 2021
Priority
Apr 18, 2012 — RE 10-2012-0040286 +1 more
Examiner
KOROVINA, ANNA
Art Unit
1729
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Chem Ltd.
OA Round
4 (Final)
29%
Grant Probability
At Risk
5-6
OA Rounds
0m
Est. Remaining
51%
With Interview

Examiner Intelligence

Grants only 29% of cases
29%
Career Allowance Rate
103 granted / 357 resolved
-36.1% vs TC avg
Strong +22% interview lift
Without
With
+21.9%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
39 currently pending
Career history
395
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
89.6%
+49.6% vs TC avg
§102
3.8%
-36.2% vs TC avg
§112
0.9%
-39.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 357 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. Response to Amendment Applicant amended claims 1, and 3. Claims 1-9 are pending and considered in the present Office action. The rejections of the claims are withdrawn in view of the amendment. However, upon further consideration a new ground of rejection is necessitated by amendment. Response to Arguments Applicant’s arguments with respect to the claim(s) have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1-9 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. Claim 1 requires a particular lithium metal oxide formula (with M’ being Ti, Sn, Cu, etc.) and that the lithium metal oxide includes a spinel structure. However, some of the claimed lithium metal oxides, comprising metals of Sn, Cu Pb, etc., are not spinel. For example, lithium tin oxide (Li2SnO3) and lithium copper oxide (e.g., LiCuO2, Li3Cu2O4) are layered, lithium zirconium oxide (e.g., Li2ZrO3) is monoclinic (similar to layered, rock salt), and the lithium iron oxide (which is provided as an example LixFe2O3, published para. [0046]) is not a spinel. Thus, the combination of the spinel feature with the formula recited in claim 1 is considered new matter. Claims 2-9 depend from claim 1, thus are rejected for the same reason. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim 1-8 is/are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Yukinobu (JP2016023118, machine translation provided), in view of Ryu (US 2010/0015523, of record). Regarding Claim 1-8, Yukinobu suggests a device comprising a battery pack comprising a battery module comprising a lithium ion secondary battery (see e.g., abstract, [0002], Figs. 1-2) comprising an anode active material comprising: an anode active material powder comprising a lithium metal oxide (e.g., Li2CuO2, LiCuO2, Li4Ti5O12, which is equivalent to Li1.33Ti1.67O4, LiTi2O4 (a spinel structure), etc., see e.g. [0030, 0038, 0040, 0042]) which satisfies claimed Formula 1: PNG media_image1.png 189 662 media_image1.png Greyscale Yukinobu further suggests the lithium metal oxide consists of a single surface coating consisting of hexamethyldisilazane (HMDS), see e.g., Fig. 3, [0028, 0048]. Yukinobu appreciates the HMDS compound for its hydrophobic properties, but does not suggest the amount of HMDS used; thus, the amount of Si content cannot be calculated. However, Ryu suggests using 0.1 wt% to 5 wt% HMDS based on the weight of the active material, thereby suggesting 0.0348 % Si to 1.74 % Si based on a weight of active material (see calculations provided in the last action dated 04 February 2026, pages 4-5), because HMDS exerts a water inhibition effect and moisture proof property without increasing the electric resistance (which blocks the flow of electricity), thereby allowing the battery rate characteristics to be maintained, [0011-0017, 0052]. The amount of HMDS, hence Si content, suggested by Ryu overlaps with the claimed. It would be obvious to one having ordinary skill in the art the amount of HMDS is 0.1-5wt%, which suggests a silicon content is 0.05 % Si by weight based on the total amount of anode active material, with the expectation of exerting a water inhibition effect (i.e., hydrophobicity, as desired by Yukinobu) and moisture proof property without increasing the electric resistance (which blocks the flow of electricity), thereby allowing the battery rate characteristics to be maintained, as suggested by Ryu. Claims 6-9 are rejected under 35 U.S.C. 103 as being unpatentable over Yukinobu, in view of Kim et al. (US 2010/0015524), hereinafter Kim. Regarding Claims 6-9, Yukinobu appears to suggest the claimed battery module, battery pack, and device recitation recited in claims 6-8. A device of an electric vehicle is not suggested by Yukinobu. Nonetheless, Kim discloses a battery module comprising the secondary battery as a unit battery; a battery pack comprises the battery module, especially in a device such as an electric vehicle or a hybrid electric vehicle, see e.g. para. [0049]. It would be obvious to one skilled in the art to incorporate batteries into a battery module, battery pack, and electric vehicle devices disclosed by Kim as doing so is taught by prior art and within the design choice of the practitioner in the art. Furthermore, such practices allow one skilled in the art to achieve the desired current and voltage for a specific application and decreases pollution through the use of alternative energy systems. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANNA KOROVINA whose telephone number is (571)272-9835. The examiner can normally be reached M-Th 7am - 6 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ula Ruddock can be reached at 5712721481. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANNA KOROVINA/Examiner, Art Unit 1729 /ULA C RUDDOCK/Supervisory Patent Examiner, Art Unit 1729
Read full office action

Prosecution Timeline

Show 21 earlier events
Aug 28, 2025
Response after Non-Final Action
Oct 14, 2025
Request for Continued Examination
Oct 15, 2025
Response after Non-Final Action
Feb 04, 2026
Non-Final Rejection mailed — §103, §112
Apr 13, 2026
Applicant Interview (Telephonic)
Apr 17, 2026
Examiner Interview Summary
May 01, 2026
Response Filed
Jun 02, 2026
Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12671147
BATTERY TAB CONFIGURATION
6y 8m to grant Granted Jun 30, 2026
Patent 12665259
SECONDARY BATTERY
4y 7m to grant Granted Jun 23, 2026
Patent 12646781
BATTERY PACK HAVING STRUCTURE CAPABLE OF SWELLING CONTROL AND VEHICLE INCLUDING THE BATTERY PACK
3y 1m to grant Granted Jun 02, 2026
Patent 12626908
SWELLING-INHIBITED SILICON-CARBON COMPOSITE ANODE MATERIAL WITH INCREASED CAPACITANCE, METHOD FOR PREPARING THE SAME, AND BATTERY HAVING THE SAME
4y 0m to grant Granted May 12, 2026
Patent 12620598
POSITIVE ELECTRODE FOR SECONDARY BATTERIES, AND SECONDARY BATTERY
4y 3m to grant Granted May 05, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
29%
Grant Probability
51%
With Interview (+21.9%)
4y 1m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 357 resolved cases by this examiner. Grant probability derived from career allowance rate.

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