Prosecution Insights
Last updated: April 19, 2026
Application No. 17/396,574

DISTRIBUTED LIGHT MANIPULATION OVER IMAGING WAVEGUIDE

Final Rejection §103§112
Filed
Aug 06, 2021
Examiner
CHIEM, DINH D
Art Unit
2874
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Magic Leap Inc.
OA Round
8 (Final)
72%
Grant Probability
Favorable
9-10
OA Rounds
3y 0m
To Grant
90%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
388 granted / 535 resolved
+4.5% vs TC avg
Strong +18% interview lift
Without
With
+17.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
46 currently pending
Career history
581
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
52.8%
+12.8% vs TC avg
§102
35.7%
-4.3% vs TC avg
§112
8.6%
-31.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 535 resolved cases

Office Action

§103 §112
DETAILED ACTION This office action is in response to applicant’s amendment filed on September 2, 2025. Claims 11-18, 24-26, 32-39, 47, and 50-61 are pending. Information Disclosure Statement The information disclosure statement (IDS) submitted on October 6, 2025 is considered by the examiner. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 11-18, 24-26, 47, and 50-61 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. Claim 11 appears to read on the embodiment shown in Figs. 7A, 7B, and 8. A waveguide assembly comprising a multiplicity of waveguides, each waveguide comprising: an incoupling optical element (1007) configured to couple light into the waveguide (905) to propagate in the waveguide via total internal reflection, the light comprising a first wavelength and a second wavelength different from the first wavelength; a light distributing element (1011) comprising a wavelength selective region (924), and configured to couple the incoupled light at the first wavelength out of the wavelength selective region; wherein the wavelength selective region (924) is configured to receive incoupled light from the incoupling optical element (1007), and to attenuate the incoupled light at the second wavelength, wherein the wavelength selective region comprises a dye, a tint, a stain or any combination thereof; and an outcoupling optical element (1009) configured to receive the incoupled light at the first wavelength from the light distributing element and to couple light at the first wavelength out of the waveguide. PNG media_image1.png 244 349 media_image1.png Greyscale PNG media_image2.png 252 358 media_image2.png Greyscale Claim 51. (New) The waveguide assembly of Claim 11, further comprising a multiplicity of image injection devices, each image injection device configured to inject light carrying image information into a corresponding waveguide of the multiplicity of waveguides. Newly added claim 51 appears to be drawn the embodiment shown in Fig. 7A. However, the embodiment of Fig. 7A discloses “a display 700 including a waveguide 905 that includes an incoupling optical element 1007, a light distributing element 1011, and an outcoupling optical element 1009.” The corresponding waveguide (905) incoming light is sent from single incoupling element (1011) as shown in Fig. 7A. The newly added claims 51-52 appear to be combining the two embodiments of Fig. 4 and Figs. 7A and 8 without clearly and distinctly showing them in a single embodiment in the figures and the Specification does not clearly and distinctly discussed to demonstrate how the two embodiments are structurally and materially designed and function. Fig. 4 appears to show the image injection devices as optical fibers from optical cables and Fig. 7A and 8 incoupling optical element (1007) appears to be a singular planar waveguide source. The disclosure “the incoming incident light to the waveguide 905 can be projected from an image injection device (such as one of the image injection devices 200, 2020, 204, 206, 208 illustrated in FIG. 4)” (Spec, Para [0071]) is insufficient disclosure for demonstrating how the two embodiments are structurally and materially designed and function. Therefore, the examiner considers the newly added claims 51-52 to be new matter. For examination purposes, the examiner shall consider the original embodiment claimed of a singular waveguide as shown in Figs. 7A, 7B, and 8. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 11-15, 17-18, 24-25, 32-36, 38-39, 47, and 50 are rejected under 35 U.S.C. 103 as being unpatentable over Brown et al. (US 2014/0140654 A1, hereinafter “Brown”) in view of Levola (US 2010/0165465 A1, herein “Levola”). Regarding claims 11 and 47, Brown discloses a waveguide (shown in Fig. 3) comprising: an incoupling optical element (IIN 2, Input Image Node, 141) configured to couple light into the waveguide (DIGI-I 1, 130) to propagate in the waveguide (130) via total internal reflection, the light comprising a first wavelength and a second wavelength different from the first wavelength (Fig. 16 shows Digilens for displaying colors RBG); a light distributing element (HBE-I 1, Horizontal Beam Expander, 135) comprising a wavelength selective region, and configured to couple the incoupled light at the first wavelength out of the wavelength selective region (HBE in color head-mount displays employs separate waveguides to cover red and blue/green wavelengths, Para [0153]); wherein the wavelength selective region is configured to receive incoupled light from the incoupling optical element, and to attenuate the incoupled light at the second wavelength (e.g., red waveguide is the “first wavelength” that would attenuate the “second wavelength” or blue/green light, Para [0153]), an outcoupling optical element (DIGI-O 1) configured to receive the incoupled light at the first wavelength from the light distributing element to the couple light at the first wavelength out of the waveguide. However, Brown does not disclose the wavelength selective region comprises a dye, a tint, a stain, or any combination thereof. Levola teaches an exit pupil expander system (10) using absorbing tint through a volume of the substrates (10-1, 10-2) and through a thickness of selected areas. The absorbing tint in the substrate (10-2) is optimized for absorbing (attenuating) the wavelength component (22) while being transparent to the wavelength component (20), and the absorbing tint in the substrate (10-2) is optimized for absorbing the wavelength component (20) while being transparent to the wavelength component (22). Thus, each of the substrate (10-2) and (10-2) provides only one wavelength component (Para [0059] and Figs. 2a and 2b). The wavelength selective region as taught by Levola is a color filter. It would have been obvious to one having ordinary skill in the art to recognize beam expander employing tint to separate the wavelength components would be interchangeable with the beam expander in Brown’s display. One would be motivated to employ a tint for separating the wavelength components to provide an economical display versus a robust color display which employs volume phase grating in a polymer dispersed liquid crystal mixture. Claims 12-14. Brown discloses the waveguide is part of a wearable display system configured to provide an augmented reality experience for the user and is mounted on the head of the user via a helmet (Para [0141]-[0142], and [0150]). Claim 15. Brown discloses the waveguide is configured to expand the beam in two orthogonal directions (Para [0221]). Claims 17-18. Brown discloses the incoupling optical element is a switchable input grating and the outcoupling optical element comprises a non-switching output grating (Fig. 3). Claim 24. The light distributing element (HBE) comprises the electrically switchable material (Para [0139]). Claim 25. Brown teaches the diffractive elements of the incoupling and outcoupling optical element is the wavelength selective region (DIGI-I1, DIGI-O1). Claim 26. Brown teaches the light distributing element (HBE) comprises a coupling grating at its input end and alternating SBG (switchable Bragg Grating) stripes of two different prescription (Para [0123], see also [0139]-[0140]). Claim 32. Brown discloses a waveguide (Fig. 3): comprising an incoupling optical element (IIN 2, input Image node, 141) configured to couple light into the waveguide (DIGI-I 1, 130) via total internal reflection, the light comprising a first wavelength and a second wavelength different from the first wavelength (Fig. 16 shows Digilens for displaying colors RBG); a light distributing element (HBE-I 1, Horizontal Beam Expander, 135) configured to relay and expand light from the incoupling optical element (IIN) along a first axis; a wavelength attenuator (Switchable Bragg Grating is a diffractive device formed by recording a volume phase grating in a polymer dispersed liquid crystal (PDLC) mixture , Para [0005-0007]); and an outcoupling optical element (DIGI-O1) configured to receive light from the light distributing element to the couple light at the first wavelength out of the waveguide (DIGI-I1) thereby expanding light from the light distributing element along a second axis orthogonal to the first axis (See ray trace in Fig. 10). However, Brown does not disclose a wavelength attenuator comprising tint, dye, or stain, or any combination thereof. Levola teaches an exit pupil expander system (10) including wavelength attenuators, each on substrate (10-1, 10-2). The tint is configured to perform wavelength selection (absorb one wavelength component while reflect a second wavelength component) by reducing an amount of incoupled light at the second wavelength from the incoupling optical element that reaches the light distribution element (through a thickness of the substrate 10-1, 10-2) relative to incoupled light at the first wavelength from the incoupling optical element that reaches the light distribution element (substrate 10-1, 10-2). See Para [0059] and Figs. 2a and 2b. It would have been obvious to one having ordinary skill in the art to recognize beam expander employing tint to separate the wavelength components would be interchangeable with the beam expander in Brown’s display. One would be motivated to employ a tint for separating the wavelength components to provide an economical display versus a robust color display which employs volume phase grating in a polymer dispersed liquid crystal mixture. Claims 33-35. Brown discloses the waveguide is part of a wearable display system configured to provide an augmented reality experience for the user and is mounted on the head of the user via a helmet (Para [0141]-[0142], and [0150]). Claim 36. Brown discloses the waveguide is configured to expand the beam in two orthogonal directions (Para [0221]). Claims 38-39. Brown discloses the incoupling optical element is a switchable input grating and the outcoupling optical element comprises a non-switching output grating (DIGI-O1, Para [0137]). Claim 50. Brown in view of Levola teaches the incoupling optical element comprises two or more optical elements (Input Image Node IIN contains microdisplays for input image data and laser illumination modules, collimation and relay optics waveguide links and grating devices (Brown: Para [0009]). Claims 16 and 37 are rejected under 35 U.S.C. 103 as being unpatentable over Brown in view of Levola as applied to claim 11 and claim 32 above, and further in view of Sasaki (JP-2009128565-A, herein “Sasaki”, first cited by Examiner on 8/4/2023). Brown in view of Levola disclose the invention of claim 11 and 32, but Brown in view of Levola do not teach the waveguide is configured to provide light to a user with an amount of divergence, such that an image content appears to the user at a corresponding depth. Sasaki teaches a HUD unit having a display device comprising of a light beam generation unit (110), image formation unit (160) and the divergence angle control unit (170) which are configured to project a beam into the viewing eye (105) for enhancing the perception of depth (Fig. 5 and fourth full paragraph in translation on page 7). It would have been obvious to one having ordinary skill in the art to recognize the display device of Sasaki would be modifiable to the HUD display as exemplified in the wearable display device of Brown. One would be motivated to enhance the depth perception in virtual reality display wherein the depth perception increases the realism of the virtual display by replicating the parallax effect (See TECH-SOLUTION and ADVANTAGEOUS-EFFECTS sections of Sasaki). Response to Arguments Applicant’s arguments filed on September 2, 2025 have been fully considered but they are not persuasive. Applicant argues the combined teach of Brown in view of Levola would break the invention of Brown (Remarks, page 1). The examiner respectfully disagrees. The modification of Brown’s transparent waveguide display with Levola’s wavelength selective region in a display device maintains all functionality of a beam expander while adding the ability to select wavelength(s) using tint or dye. The modification above will not prevent Brown’s device performance in beam expansion since beam expansion is a function of Levola’s structure (see Title and at least Col. 8, lines 24-39). For the reasons above, the examiner maintains the ground of rejection. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Erin D Chiem whose telephone number is (571)272-3102. The examiner can normally be reached 10 am - 6 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Thomas A. Hollweg can be reached at (571) 270-1739. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIN D CHIEM/Examiner, Art Unit 2874 /THOMAS A HOLLWEG/Supervisory Patent Examiner, Art Unit 2874
Read full office action

Prosecution Timeline

Aug 06, 2021
Application Filed
Dec 14, 2021
Response after Non-Final Action
Sep 16, 2022
Non-Final Rejection — §103, §112
Dec 13, 2022
Response Filed
Mar 11, 2023
Final Rejection — §103, §112
May 24, 2023
Applicant Interview (Telephonic)
May 27, 2023
Examiner Interview Summary
Jun 20, 2023
Request for Continued Examination
Jun 28, 2023
Response after Non-Final Action
Jul 29, 2023
Non-Final Rejection — §103, §112
Nov 03, 2023
Response Filed
Feb 10, 2024
Final Rejection — §103, §112
Jun 17, 2024
Request for Continued Examination
Jun 20, 2024
Response after Non-Final Action
Jun 29, 2024
Non-Final Rejection — §103, §112
Sep 30, 2024
Interview Requested
Oct 11, 2024
Response Filed
Jan 25, 2025
Final Rejection — §103, §112
Mar 26, 2025
Applicant Interview (Telephonic)
Apr 30, 2025
Request for Continued Examination
May 05, 2025
Response after Non-Final Action
May 26, 2025
Non-Final Rejection — §103, §112
Sep 02, 2025
Response Filed
Jan 10, 2026
Final Rejection — §103, §112
Mar 23, 2026
Interview Requested
Mar 31, 2026
Applicant Interview (Telephonic)
Apr 02, 2026
Examiner Interview Summary

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

9-10
Expected OA Rounds
72%
Grant Probability
90%
With Interview (+17.5%)
3y 0m
Median Time to Grant
High
PTA Risk
Based on 535 resolved cases by this examiner. Grant probability derived from career allow rate.

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