Prosecution Insights
Last updated: April 19, 2026
Application No. 17/422,052

METHOD FOR SYNTHESIZING HYALURONIC ACID NANOPARTICLES, AND HYALURONIC ACID NANOPARTICLES PREPARED BY METHOD

Non-Final OA §103
Filed
Jul 09, 2021
Examiner
MEJIAS, SAMANTHA LEE
Art Unit
1618
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Kyungpook National University Industry-Academic Cooperation Foundation
OA Round
3 (Non-Final)
50%
Grant Probability
Moderate
3-4
OA Rounds
3y 6m
To Grant
99%
With Interview

Examiner Intelligence

Grants 50% of resolved cases
50%
Career Allow Rate
8 granted / 16 resolved
-10.0% vs TC avg
Strong +57% interview lift
Without
With
+57.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
61 currently pending
Career history
77
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
48.3%
+8.3% vs TC avg
§102
21.7%
-18.3% vs TC avg
§112
18.0%
-22.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 16 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1, 3-6, 8-23 and 25 are pending. Claims 13-23 and 25 are withdrawn. Claim 1 is amended. Note, rejections and objections not reiterated from previous office actions are hereby withdrawn. The following rejections or objections are either reiterated or newly applied. They constitute the complete set presently being applied to the instant application. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 11/10/2025 has been entered. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1, 3, 5, 6 and 8-12 are rejected under 35 U.S.C. 103 as being unpatentable over SOO (WO 2017/126939 A1) in view of WU (pH-Responsive Hyaluronic Acid-Based Mixed Micelles for the Hepatoma-Targeting Delivery of Doxorubicin. International Journal of Molecular Sciences. 2016.). Regarding claim 1 and 11, SOO teaches a method of making crosslinked hyaluronic nanoparticles (abstract and claim 1). The method comprises a hyaluronic acid solution (claim 4 and 5) that is irradiated with an electron beam to produce crosslinked nanoparticles (claim 1 and 13). Regarding claims 5 and 6, SOO teaches the size of the nanoparticle is changed using the irradiation dose of the electron beam (Page 6, paragraph 2). The increase in irradiation caused the nanoparticles to shrink in size (Page 12, paragraph 4). Regarding claim 8, SOO teaches the concentration of aqueous solution for hyaluronic acid is 0.5 to 7% (Page 5, bullet 1). Regarding claim 9, SOO teaches the solution is irradiated at 30 to 230 kGy (Page 6, paragraph 2). Regarding claim 10, SOO teaches the nanoparticles had a size of 100 nm (Figure 10 and Page 11, section 7). Regarding claim 12, SOO teaches the nanoparticles target tumors and can be loaded with doxorubicin (Page 13, Tumor Growth inhibitory Effect of Doxorubicin-Conjugated PEG-DNP). SOO does not teach using an acidic aqueous solution with a pH between 1 and 6 or teach controlling the size of the nanoparticle by adjusting the pH of the solution. Regarding claim 1 and 11, WU teaches a method of making hyaluronic acid nanoparticles that are used for targeting tumors and are loaded with doxorubicin (abstract). WU teaches that a lower pH value resulted in an increase in average particle size (page 4, paragraph 1). The decrease in pH allowed for the nanoparticles to swell and resulted in an increased release of the drug, doxorubicin (page 5, paragraph 3 and figure 5). Regarding claim 3, WU teaches the hyaluronic acid solution can have a pH of 5.5, which showed an increased release rate of doxorubicin (figure 4). It would have been obvious to the person of ordinary skill in the art at the time the invention was made to incorporate using an acidic pH, such as 5.5, to increase the size of the nanoparticles. The person of ordinary skill in the art would have been motivated to make those modifications, because the decrease in pH allowed for the nanoparticles to swell and resulted in an increased release of the drug and reasonably would have expected success because the references are in the same field of endeavor, such as hyaluronic acid nanoparticles that are loaded with doxorubicin and used to target tumors. Claims 1, 3-6 and 8-12 are rejected under 35 U.S.C. 103 as being unpatentable over SOO (WO 2017/126939 A1) and WU (pH-Responsive Hyaluronic Acid-Based Mixed Micelles for the Hepatoma-Targeting Delivery of Doxorubicin. International Journal of Molecular Sciences. 2016.) in view of WACH (Hydroxyl radical-induced crosslinking and radiation-initiated hydrogel formation in dilute aqueous solutions of carboxymethylcellulose. Carbohydrate Polymers. 2014.). SOO and WU teach Applicant’s invention as discussed above. Including SOO teaching irradiating a hyaluronic acid, which is a polysaccharide, solution to promote crosslinking and WU teaching the importance of lowering the pH of the solution. SOO and WU do not teach using HClO4 in the hyaluronic acid-containing solution. Regarding claim 4, WACH teaches irradiating a polysaccharide solution to allow for crosslinking (abstract). WACH teaches adjusting the pH of the solution with HClO4 (page 413, paragraph 4). It would have been obvious to the person of ordinary skill in the art at the time the invention was made to incorporate using HClO4 in the hyaluronic acid-containing solution. The person of ordinary skill in the art would have been motivated to make those modifications, because acids are commonly used to adjust a pH to be more acidic and can be commonly chosen by one in the art, and reasonably would have expected success because the references are in the same field of endeavor, such as irradiating polysaccharide solutions to promote crosslinking and adjusting the pH of a solution. Response to Arguments Applicant argues, WACH is directed to macroscopic hydrogels and is silent with regard to the effect of pH on hyaluronic acid nanoparticles. The Examiner finds Applicant’s argument unpersuasive, because in response to applicant's arguments against the references individually, one cannot show nonobviousness by attacking references individually where the rejections are based on combinations of references. See In re Keller, 642 F.2d 413, 208 USPQ 871 (CCPA 1981); In re Merck & Co., 800 F.2d 1091, 231 USPQ 375 (Fed. Cir. 1986). In this instance, as discussed in the above rejection, WACH is merely sighted to show that HClO4 can be used to adjust the pH of a solution, specifically polysaccharide solutions undergoing irradiation to promote crosslinking. Furthermore, acids are commonly used to adjust a pH to be more acidic and can be commonly chosen by one in the art Applicant argues, SOO does not teach controlling the size of the nanoparticle by adjusting the pH of the solution. Examiner does not find this argument persuasive, because as discussed above, although SOO does not teach controlling the size of the nanoparticle by adjusting the pH of the solution. WU teaches a method of making hyaluronic acid nanoparticles that are used for targeting tumors and are loaded with doxorubicin (abstract). WU teaches that a lower pH value resulted in an increase in average particle size (page 4, paragraph 1). The decrease in pH allowed for the nanoparticles to swell and resulted in an increased release of the drug, doxorubicin (page 5, paragraph 3 and figure 5). WU teaches the hyaluronic acid solution can have a pH of 5.5, which showed an increased release rate of doxorubicin (figure 4). It would have been obvious to the person of ordinary skill in the art at the time the invention was made to incorporate using an acidic pH, such as 5.5, to increase the size of the nanoparticles. The person of ordinary skill in the art would have been motivated to make those modifications, because the decrease in pH allowed for the nanoparticles to swell and resulted in an increased release of the drug and reasonably would have expected success because the references are in the same field of endeavor, such as hyaluronic acid nanoparticles that are loaded with doxorubicin and used to target tumors. Conclusion No claims are allowable. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SAMANTHA L. MEJIAS whose telephone number is (703)756-5666. The examiner can normally be reached M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, MICHAEL HARTLEY can be reached at (571) 272-0616. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /S.L.M./ Examiner, Art Unit 1618 /JAKE M VU/Primary Examiner, Art Unit 1618
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Prosecution Timeline

Jul 09, 2021
Application Filed
Feb 24, 2025
Non-Final Rejection — §103
Jun 11, 2025
Response Filed
Jul 31, 2025
Final Rejection — §103
Nov 07, 2025
Applicant Interview (Telephonic)
Nov 07, 2025
Examiner Interview Summary
Nov 10, 2025
Request for Continued Examination
Nov 12, 2025
Response after Non-Final Action
Feb 09, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
50%
Grant Probability
99%
With Interview (+57.1%)
3y 6m
Median Time to Grant
High
PTA Risk
Based on 16 resolved cases by this examiner. Grant probability derived from career allow rate.

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