Prosecution Insights
Last updated: May 29, 2026
Application No. 17/428,155

Battery Module and Battery Pack Including the Same

Non-Final OA §103
Filed
Aug 03, 2021
Priority
Jun 25, 2019 — RE 10-2019-0075825 +1 more
Examiner
ZENG, LINGWEN R
Art Unit
1723
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution, Ltd.
OA Round
5 (Non-Final)
76%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
403 granted / 527 resolved
+11.5% vs TC avg
Strong +21% interview lift
Without
With
+20.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
18 currently pending
Career history
552
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
91.2%
+51.2% vs TC avg
§102
6.8%
-33.2% vs TC avg
§112
0.5%
-39.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 527 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 02/03/2026 has been entered. Response to Amendment In response to the amendment received on 02/03/2026: Claim 1 has been amended. Claims 3-5, 8 and 9 have been canceled. The previous and new prior art has been applied. All changes made are necessitated by the amendment. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1, 2, 6, 7 and 10-11 are rejected under 35 U.S.C. 103 as being unpatentable over US Patent Application Publication 2020/0153058 to Shimazaki in view of US Patent Application Publication 2020/0243817 to Kwak et al. in further view of US Patent Publication 6,087,036 to Rouillard et al. and US Patent Application Publication 2012/0258337 to Wang. With respect to claim 1, Shimazaki teaches a battery module comprising: a first cell stack and a second cell stack each including one or more battery cells 11; a frame 14 receiving the first cell stack and the second cell stack; a spring 43 located between the first cell stack and the second cell stack; a first plate 41 located between the first cell stack and the spring 43; and a second plate 42 located between the second cell stack and the spring 43, wherein a compression direction of the spring 43 is parallel to a stack direction of the one or more battery cells 11 in the first cell stack and of the one or more battery cells 11 in the second cell stack, and wherein the first cell stack and the second cell stack are configured to be received in the frame where the spring is in a compressed state (Shimazaki: Sections [0042]-[0044]; Fig. 6). Shimazaki does not specifically teach a busbar frame received in the mono frame together with the first cell stack and the second cell stack, wherein the busbar frame includes an upper frame located on the upper sides of the first cell stack and the second cell stack, a front surface frame located on front surfaces of the first cell stack and the second cell stack, and a rear surface frame located on rear surfaces of the first cell stack and the second cell stack, wherein the mono frame is a single plate extending continuously so as to surround the first and second cell stacks and has an opened front surface and an opened rear surface, and the first cell stack, the second cell stack, and the busbar frame are received into the opened front surface and the opened rear surface of the mono frame. However, Kwak et al. teach a battery module comprising a busbar frame 300 received in the mono frame 400 together with the first cell stack and the second cell stack, wherein the busbar frame 300 includes an upper frame 320 located on the upper sides of the first cell stack and the second cell stack, a front surface frame 321a located on front surfaces of the first cell stack and the second cell stack, and a rear surface frame 321b located on rear surfaces of the first cell stack and the second cell stack, wherein the mono frame 400 is a single plate extending continuously so as to surround the first and second cell stacks and has an opened front surface and an opened rear surface, and the first cell stack, the second cell stack, and the busbar frame 300 are received into the opened front surface and the opened rear surface of the mono frame 400 (Lee et al.: Sections [0054]-[0058]; Figs. 4-8). It would have been obvious as of the effective filing dated of the claimed invention to have modified Shimazaki with the teaching above from Kwak et al. with the motivation of having a means such both of the voltage sensing member 300 and the module case 400 hold the cell stack in place safely. Shimazaki further teaches the battery module, wherein at least one of the first plate 41 and the second plate 42 comprises a heat transfer member 13 (Shimazaki: Sections [0042]-[0044]; Fig. 6). Shimazaki does not specifically teach the limitation, “the spring is bonded to the first plate and the second plate by an adhesive agent.” However, Rouillard et al. teach the Belleville springs 233 may be affixed to the thrust plate 231 by use of an adhesive, such as an epoxy adhesive (Rouillard et al.: Column 20, Line 63 to Column 21, Line 7; Figs.27G and 27H). It would have been obvious as of the effective filing dated of the claimed invention to have modified Shimazaki with the teaching above from Rouillard et al. with the motivation of having a means such adhesive agent is one of the common way to keep the springs in place. Shimazaki does not specifically teach the battery module, wherein a thermistor is located at least one of between the first cell stack and the first plate and between the second cell stack and the second plate in the stack direction. However, Wang teaches a battery module comprising One or more thermistors (not shown) are situated between the insulative sheet 50 and the cooling plate 30 to monitor battery cell 35 temperature (Wang: Section [0025]; Fig. 2). It would have been obvious as of the effective filing dated of the claimed invention to have modified Shimazaki with the teaching above from Wang with the motivation of having a means such the thermistor would help monitor the temperature change of the battery, which would improve the safety of the battery. With respect to claim 2, Shimazaki teaches the battery module, wherein the one or more battery cells in the first cell stack and the one or more battery cells in the second cell stack are stacked in an upright form to be parallel to opposing side surfaces of the frame (Shimazaki: Sections [0042]-[0044]; Fig. 6). With respect to claim 6, Shimazaki teaches the battery module, wherein the spring 43 comprises two or more springs 43 (Shimazaki: Sections [0042]-[0044]; Fig. 6). With respect to claim 7, Shimazaki teaches the battery module, wherein the spring 43 is a cylindrical spring (Shimazaki: Sections [0042]-[0044]; Fig. 6). With respect to claim 10, Shimazaki teaches a battery pack comprising one the battery module (Shimazaki: Sections [0042]-[0044]; Fig. 6). With respect to claim 11, Shimazaki teaches the battery module, wherein the one or more battery cells of the first cell stack includes two or more battery cells, and the one or more battery cells of the second cell stack includes two or more battery cells (Shimazaki: Sections [0042]-[0044]; Fig. 6). Response to Arguments Applicant’s arguments with respect to claim 1 has been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LINGWEN R ZENG whose telephone number is (571)272-6649. The examiner can normally be reached 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tiffany Legette can be reached on (571) 270-7078. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LINGWEN R ZENG/Examiner, Art Unit 1723 3/3/2026
Read full office action

Prosecution Timeline

Show 6 earlier events
Mar 13, 2025
Non-Final Rejection mailed — §103
Jun 03, 2025
Applicant Interview (Telephonic)
Jun 27, 2025
Examiner Interview Summary
Jul 11, 2025
Response Filed
Nov 03, 2025
Final Rejection mailed — §103
Feb 03, 2026
Request for Continued Examination
Feb 08, 2026
Response after Non-Final Action
Mar 06, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12640444
BATTERY MODULE, BATTERY PACK INCLUDING THE SAME AND METHOD OF MANUFACTURING BATTERY MODULE
4y 1m to grant Granted May 26, 2026
Patent 12640432
BATTERY TRAY AND BATTERY FORMATION AND CAPACITY-GRADING DEVICE
2y 1m to grant Granted May 26, 2026
Patent 12633601
BATTERY RACK AND POWER STORAGE DEVICE COMPRISING SAME
4y 9m to grant Granted May 19, 2026
Patent 12633595
BATTERY ASSEMBLY, BATTERY MODULE AND BATTERY ENERGY STORAGE DEVICE
3y 11m to grant Granted May 19, 2026
Patent 12633597
BATTERY AND ELECTRONIC DEVICE
3y 5m to grant Granted May 19, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

5-6
Expected OA Rounds
76%
Grant Probability
97%
With Interview (+20.6%)
3y 1m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 527 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month