Prosecution Insights
Last updated: April 19, 2026
Application No. 17/429,639

Shock absorber arrangement for a vehicle suspension and use of a lubricant for same

Non-Final OA §103
Filed
Aug 10, 2021
Examiner
TORRES WILLIAMS, MELANIE
Art Unit
3616
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
BASF Corporation
OA Round
7 (Non-Final)
85%
Grant Probability
Favorable
7-8
OA Rounds
2y 8m
To Grant
97%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allow Rate
628 granted / 742 resolved
+32.6% vs TC avg
Moderate +12% lift
Without
With
+12.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
44 currently pending
Career history
786
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
37.5%
-2.5% vs TC avg
§102
46.1%
+6.1% vs TC avg
§112
15.1%
-24.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 742 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 16, 18, 21, 25, 27, 30-32, 40-42 and 44 are rejected under 35 U.S.C. 103 as being unpatentable over Meinen (DE 1020152106075) in view of Szostek et al. (US 2016/0245362) and further in view of Tanaka et al. (JP 2007231207). Re claims 16, 40, and 41 Meinen teaches a shock absorber arrangement for a vehicle suspension, comprising: a shock absorber (1) which has a damper cap (8) having an end face and has a piston rod (3), and a supplementary spring (11) which is arranged on the piston rod opposite the shock absorber and has an outer surface facing the damper cap and an inner surface facing the piston rod, and is configured for damping movement of the shock absorber in the direction of the piston rod on contact with the damper cap, wherein the outer surface of the supplementary spring comes into contact with the end face of the damper cap, and the supplementary spring performs an evasive movement (17, 18 - Fig. 3) if the shock absorber continues to move, resulting in a relative movement of the outer surface along the end face, wherein the supplementary spring expands in an inward and outward direction transverse to the piston rod on compression of the supplementary spring, whereupon the inner surface comes into contact with the piston rod. Meinen does not teach wherein the outer surface facing the damper cap of the supplementary spring is at least partially coated with a lubricant wherein the lubricant comprises one or more pulverulent organic and/or inorganic materials, wherein the lubricant comprises a silicate. Tanaka et al. teach a lubricant comprising one or more pulverulent organic and/or inorganic materials, wherein the lubricant comprises a silicate. See translation, page 6, 2nd paragraph teaching pulverulent silicates (mica, talc, etc.). It would have been obvious to one of ordinary skill in the art before the effective filing date to provide the lubricant of Tanaka et al. in order to provide improved wear resistance. In operation, the lubricant of Tanaka et al. would transfer from the damper cap to the outer surface of the supplementary spring facing the damper cap and would therefore at least partially coat the supplementary spring with lubricant. Re claim 18, Meinen as modified teaches wherein the lubricant is a friction-reducing material. (Tanaka et al. - Abstract) Re claims 21 and 42, Meinen as modified teaches wherein the lubricant comprises additionally graphite. (Tanaka et al. - translation, page 6, 2nd paragraph) Tanaka teaches wherein the “particulate substances may be used alone or in combination of two or more.” Re claim 25, Meinen as modified teaches wherein the lubricant comprises a water- and/or oil-repellent material. (Tanaka et al. - translation, page 6, 3rd paragraph) Re claim 27, Meinen as modified teaches applying a lubricant to the shock absorber arrangement according to claim 16 to reduce noise. Friction reduction would reduce noise. (Tanaka et al. - Abstract) Re claims 30 and 40, Meinen as modified teaches wherein the lubricant is a combination of solid and fluidic constituents. (Tanaka et al. - Abstract, translation, page 6, paragraphs 2-3) Re claims 31 and 32, Meinen as modified teaches wherein the silicate is a sheet silicate and wherein the silicate is selected from the group consisting of talc, muscovite, phlogopite, apophyllite, and carletonite. (Tanaka et al. - Abstract, translation, page 6, 2nd paragraph) Re claim 44, Meinen does not teach wherein the inner surface facing the piston rod of the supplementary spring is at least partially coated with the lubricant. Tanaka et al. teaches wherein the inner surface facing the piston rod of the supplementary spring is at least partially coated with the lubricant. Szostek et al. teach a supplementary spring (86) facing a piston rod (56) wherein the supplementary spring is at least partially coated with a lubricant. ([0021]) It would have been obvious to one of ordinary skill in the art before the effective filing date to provide the lubricant of Szostek et al. in the invention of Meinen in order to reduce friction between the spring and piston rod as taught by Szostek et al. Claims 29, 34, 35 and 38 are rejected under 35 U.S.C. 103 as being unpatentable over Meinen (DE 1020152106075) in view of Szostek et al. (US 2016/0245362) and Tanaka et al. (JP 2007231207) and further in view of Komatsubara et al. (JP 201820954). Re claim 29, Meinen as modified teaches wherein the lubricant comprises a additionally comprises a fluid; and/or wherein the lubricant comprises a resin. (Tanaka et al. - translation, page 6, paragraphs 2-3) Meinen as modified does not teach wherein the fluid has a kinematic viscosity of 270 mm2/s or more at 40 C. Komatsubara et al. teach wherein the fluid has a kinematic viscosity of 2000 mm2/s or more at 40°C and a kinematic viscosity of 270 mm2/s or more at 100°C. (Translation – Page 10, 3rd Par.) It would have been obvious to one of ordinary skill in the art before the effective filing date to select a fluid with the desired viscosity based on the desired friction and thermal characteristics. (Translation – Page 10, Par. 5) Re claim 35, Meinen as modified teaches wherein the shock absorber comprises a polyalkylene glycol resin. (Tanaka et al. - Abstract, translation, page 6, 3rd paragraph) Re claims 34 and 38, Meinen as modified does not teach wherein the fluid has a kinematic viscosity of 2000 mm2/s or more at 40°C and a kinematic viscosity of 270 mm2/s or more at 100°C. Komatsubara et al. teach wherein the fluid has a kinematic viscosity of 2000 mm2/s or more at 40°C and a kinematic viscosity of 270 mm2/s or more at 100°C. (Translation – Page 10, 3rd Par.) It would have been obvious to one of ordinary skill in the art before the effective filing date to select a fluid with the desired viscosity based on the desired friction and thermal characteristics. (Translation – Page 10, Par. 5) Claims 33, 36 and 38 are rejected under 35 U.S.C. 103 as being unpatentable over Meinen (DE 1020152106075) in view of Szostek et al. (US 20160245362) and further in view of Komatsubara et al. (JP 201820954). Re claims 36, and 38, Meinen teaches a shock absorber arrangement for a vehicle suspension, comprising: a shock absorber (1) which has a damper cap (8) having an end face and has a piston rod (3), and a supplementary spring (11) which is arranged on the piston rod opposite the shock absorber and has an outer surface facing the damper cap and an inner surface facing the piston rod, and is configured for damping movement of the shock absorber in the direction of the piston rod on contact with the damper cap, wherein the outer surface of the supplementary spring comes into contact with the end face of the damper cap, and the supplementary spring performs an evasive movement (17, 18 - Fig. 3) if the shock absorber continues to move, resulting in a relative movement of the outer surface along the end face, wherein the supplementary spring expands in an inward and outward direction transverse to the piston rod on compression of the supplementary spring, whereupon the inner surface comes into contact with the piston rod Meinen does not teach and wherein the outer surface facing the damper cap is at least partially coated with a lubricant wherein the lubricant wherein the shock absorber comprises a damper fluid that is different from the lubricant. Szostek et al. teach a supplementary spring partially coated with a lubricant wherein the shock absorber comprises a damper fluid that is different from the lubricant. ([0016], [0021]) It would have been obvious to one of ordinary skill in the art before the effective filing date to provide distinct lubricant fluid and damper fluid as taught by Szostek et al. since one of ordinary skill would provide fluids based on the desired criteria. In operation, the lubricant of Szostek et al. would transfer from the damper cap to the outer surface of the supplementary spring facing the damper cap and would therefore at least partially coat the outer surface of the supplementary spring with lubricant. Meinen as modified do not teach wherein the fluid has a kinematic viscosity of 270 mm2/s or more at 40°C. Komatsubara et al. teach wherein the fluid has a kinematic viscosity of 2000 mm2/s or more at 40°C and a kinematic viscosity of 270 mm2/s or more at 100°C. (Translation – Page 10, 3rd Par.) It would have been obvious to one of ordinary skill in the art before the effective filing date to select a fluid with the desired viscosity based on the desired friction and thermal characteristics. (Translation – Page 10, Par. 5) Re claim 33, Meinen as modified does not teach wherein the fluid has a kinematic viscosity of 2000 mm2/s or more at 40°C and a kinematic viscosity of 270 mm2/s or more at 100°C. Komatsubara et al. teach wherein the fluid has a kinematic viscosity of 2000 mm2/s or more at 40°C and a kinematic viscosity of 270 mm2/s or more at 100°C. (Translation – Page 10, 3rd Par.) It would have been obvious to one of ordinary skill in the art before the effective filing date to select a fluid with the desired viscosity based on the desired friction and thermal characteristics. (Translation – Page 10, Par. 5) 8. Claims 39 and 43 are rejected under 35 U.S.C. 103 as being unpatentable over Meinen (DE 1020152106075) in view of Szostek et al. (US 20160245362) in view of Tanaka et al. (JP 2007231207). Re claims 39 and 43, Meinen as modified does not teach wherein the fluid comprises a resin and the lubricant comprises a polyalkylene glycol. Tanaka et al. teach a wherein the fluid comprises a resin (Tanaka et al. - translation, page 6, 2nd paragraph teaching pulverulent silicates (mica, talc, etc.)) and the lubricant comprises a polyalkylene glycol.. (Tanaka et al. - translation, page 6, 3rd paragraph) It would have been obvious to one of ordinary skill in the art before the effective filing date to provide the lubricant as taught by Tanaka et al. in order to provide improved wear resistance. Response to Amendment Applicant's arguments filed September 15, 2025 have been fully considered but they are not persuasive. Applicant argues that Meinen does not teach wherein an outer surface of the supplementary spring is at least partially coated with a lubricant. Meinen teaches a sliding layer 15 between the damper cap and the spring 11. The Examiner maintains that it would have been obvious to one of ordinary skill in the art to provide a lubricant as taught by Tanaka and/or Szostek in place of the sliding layer taught by Meinen. Lubricants are well known for providing sliding between two elements and replacing the sliding layer of Meinen with a lubricant on the damper cap would allow for both the spring and the damper cap to be at least partially coated as a result. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MELANIE TORRES WILLIAMS whose telephone number is (571)272-7127. The examiner can normally be reached Tuesday - Friday 7:00AM-3:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert Siconolfi can be reached at 571-272-7124. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MELANIE TORRES WILLIAMS/ Primary Examiner Art Unit 3616 MTWOctober 16, 2025
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Prosecution Timeline

Aug 10, 2021
Application Filed
Nov 17, 2023
Non-Final Rejection — §103
Dec 19, 2023
Response Filed
Feb 02, 2024
Non-Final Rejection — §103
Mar 27, 2024
Response Filed
May 06, 2024
Non-Final Rejection — §103
Jul 31, 2024
Response Filed
Oct 03, 2024
Final Rejection — §103
Dec 17, 2024
Response after Non-Final Action
Dec 17, 2024
Applicant Interview (Telephonic)
Dec 17, 2024
Examiner Interview Summary
Jan 24, 2025
Request for Continued Examination
Jan 27, 2025
Response after Non-Final Action
Feb 04, 2025
Non-Final Rejection — §103
Apr 15, 2025
Applicant Interview (Telephonic)
Apr 15, 2025
Examiner Interview Summary
May 07, 2025
Response Filed
Jun 14, 2025
Final Rejection — §103
Aug 27, 2025
Examiner Interview Summary
Aug 27, 2025
Applicant Interview (Telephonic)
Sep 15, 2025
Request for Continued Examination
Oct 01, 2025
Response after Non-Final Action
Oct 16, 2025
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
85%
Grant Probability
97%
With Interview (+12.3%)
2y 8m
Median Time to Grant
High
PTA Risk
Based on 742 resolved cases by this examiner. Grant probability derived from career allow rate.

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