Prosecution Insights
Last updated: July 17, 2026
Application No. 17/431,344

ELECTRODE AND METHOD FOR MANUFACTURING THE SAME

Final Rejection §103
Filed
Aug 16, 2021
Priority
May 09, 2019 — RE 10-2019-0054369 +1 more
Examiner
SON, TAEYOUNG
Art Unit
1751
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution Ltd.
OA Round
4 (Final)
40%
Grant Probability
Moderate
5-6
OA Rounds
0m
Est. Remaining
81%
With Interview

Examiner Intelligence

Grants 40% of resolved cases
40%
Career Allowance Rate
12 granted / 30 resolved
-25.0% vs TC avg
Strong +41% interview lift
Without
With
+41.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
26 currently pending
Career history
82
Total Applications
across all art units

Statute-Specific Performance

§103
90.4%
+50.4% vs TC avg
§102
7.3%
-32.7% vs TC avg
§112
1.5%
-38.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 30 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Application Claim 1-5,7-18 are currently pending. Claims 12-15 are withdrawn. Claim 6 is canceled. Claim 1 is currently amended. Response to Arguments Applicant's arguments filed 10/28/2025 have been fully considered but they are not persuasive. Regarding the argument that Hirai disclose the amended claim 1 is not found persuasive. It appears that Hirai discloses wherein each protrude portion (e.g., the tapered shape in Fig 1B) includes a portion of the active material coating portion that is not removed so as to have the predetermined thickness of the electrode sheet (see Fig 1B wherein the right-end of the low-density area 107 has the same thickness as the left-end of the high-density area 105). Regarding the argument that the ablation of the present application and the compression of Hirai are different as the instant application performs ablation by vaporizing the material with a high-energy beam like a laser, Examiner notes that the argument is not commensurate with the scope of the claim. Since Hirai discloses wherein the coating layer thickness is reduced in the low density area 107 compared to the high density area 105, a person having ordinary skill in the art would reasonably envisage an ablation (i.e., interpreted as a removal of surface) to have occurred. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-5,7-9,11,16-18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hirai (US20150017523A1, previously cited, IDS cited 06/05/2024). Regarding claim 1, Hirai teaches a method for manufacturing an electrode (title), the method comprising: applying an electrode active material ([0040-0042; 0049]; 103 in Fig 1) to a portion of an electrode collector (101 in Fig 1B) to manufacture an electrode sheet (100 in Fig 1; [0027]), the electrode collector having a non-coating portion (102 in Fig 1) formed on at least one end thereof in a longitudinal direction and which is not coated with the electrode active material [0065], and having an active material coating portion that is coated with the electrode active material (“active material layer”; 103 in Fig 1) setting an ablation line (indicated in annotated Fig 1B below) on at least one end of the active material coating portion that is contacting the non-coating portion (non-coating area 102 in Fig 2,5A); PNG media_image1.png 190 487 media_image1.png Greyscale defining an ablation area on the at least one end of the active material coating portion between a boundary line between the non-coating portion and the active material coating portion and an area surrounded by the ablation line while maintaining a state in which the electrode active material is applied (see annotated Fig 1B above) performing ablation (“ablate” is interpreted as eroding or gradually destroying; i.e., reduction in thickness [0027]) to remove some of the electrode active material to reduce a thickness of the electrode sheet (see Fig 1 above). While Hirai does not explicitly disclose wherein the thickness is reduced by approximately 10% to 90% of the predetermined thickness at the ablation area (see Fig 7 above), Hirai discloses that by adjusting the compression pressure such that the active material layer is compressed, excluding the thin layer portion adjacent to the exposed surface of the collector and its adjacent step portion, both the high density area 105 and low density area 107 can be formed [0052], and further discloses that at a compression temperature of 80° C. and 130° C., compression can be easily performed as compared to when the compression temperature is 25° C [0037]. Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date, by way of routine experimentation, to arrive at the claimed ranges while controlling the compression temperature and compression pressure in order to arrive at a desired balance between volume efficiency of the battery and occurrence of wrinkles. Hirai further discloses: further maintaining the predetermined thickness of the electrode sheet at the active material coating portion excluding the ablation area (i.e., high density area 105). Hirai further discloses setting a notching line (i.e., punching along cutting line 180 around each unit electrode [0057], Fig. 5A) on an ablation area of the electrode collector and the non-coating portion by using the notching line as a boundary. Further, in the performing of the notching of the ablation area and the non-coating portion (i.e., punching along the electrode lead-out tab and each unit electrode [0057]), a plurality of tabs are formed at intervals to include a plurality of protrude portions formed at the intervals, respectively, each protrude portions (note: protruding portion interpreted as portion projecting from the non-coated area; i.e., low density region 107 with increasing thickness in Fig 1B) including a portion of the active material coating portion that is not removed so as to have the predetermined thickness of the electrode sheet (i.e., see Fig 1B wherein the rightmost portion of the low density area 107 has the same thickness as high density area 105), and each tab including a portion of the boundary line (i.e., around the tab) and a corresponding protrude portion (See annotated Fig 1B above). Regarding claim 2, modified Hirai teaches the method of claim 1, wherein in the setting of the ablation line, both ends of the ablation line exist on the boundary (see annotated Fig 1A below). PNG media_image2.png 245 495 media_image2.png Greyscale Regarding claims 3 and 4, modified Hirai teaches the method of claim 1, wherein punching (i.e., notching) is performed along the electrode lead-out tab 109 and each unit electrode [0057], and the electrode lead-out tab 109 is adjacent to the low density area 107 ([0029]; Fig 1A below). Hirai further teaches the notching line acts as a boundary (see rejection for claim 1). Hirai further teaches wherein the amount of space (i.e., length W or 107 in Fig 2; [0032-0033]) from the boundary between the non-coating area of the collector and an active material coating area to the high density area (105 in Fig 1A above) is preferably in a range of 2mm to 15mm [0032], but the range may vary “depending on a shape (width or the non-coating area, thickness of the collector) of the electrode to be manufactured, a porosity of the active material layer after compression, or the like” [0032]. While Hirai does not explicitly teach wherein in the setting of the ablation line, the ablation line is set to be spaced 0.1 mm to 1.5 mm from the boundary (claim 3) or 0.1mm to 1.0 mm from the boundary (claim 4), Hirai teaches as the low density area is reduced, the volume efficiency of the battery is improved without the occurrence of wrinkles and that as the low density area is increased, the effective area of the electrode is undesirably reduced ([0033]). Since Hirai teaches that a length of the step portion can be controlled by changing a shim of the die head [0036] and the reduced low density area can be enabled by way of increasing the compression temperature, it would have been obvious to one having ordinary skill in the art before the effective filing date, by way of routine experimentation, to arrive at the claimed ranges while increasing the compression temperature in order to arrive at a desired balance between volume efficiency of the battery and occurrence of wrinkles. Hirai further teaches that when the length is less than 2mm, effect brought about by formation of the low density area cannot be sufficiently demonstrated [0033]. In this regard, Hirai in Table 1 does not show the particular value of W below 2mm, where the effect is not sufficiently demonstrated. Thus, the claimed values are considered to be so close to the 2mm value that they would result in substantially the same effects. Further, in [0037], Hirai teaches that at a compression temperature of 80° C. and 130° C., compression can be easily performed as compared to when the compression temperature is 25° C. Thus, a person having ordinary skill in the art before the filing date would have been motivated to increase the compression temperature to achieve the desired effect at the claimed values. Regarding claim 5, modified Hirai teaches the method of claim 1, wherein, in the setting of the ablation line, at least a portion of the ablation line is parallel to an edge of the other end of the active material coating portion (i.e., bottom surface of the active material coating portion) PNG media_image3.png 181 442 media_image3.png Greyscale Regarding claim 7, modified Hirai teaches the method of claim 1, wherein ablation process forms individual electrodes (100 in Fig 5B) with low density area 107, wherein the low density area is a thin coating layer having a smaller thickness than the high density area (105 in Fig 1A, Fig 7), and is continued to a boundary with the high density area to the thin coating layer while forming a step portion (Claim 5-Hirai), as shown in Fig 7. Thus, Hirai discloses the thickness of the electrode sheet is reduced, but does not explicitly provide a particular claimed range of 30% to 90% reduction. While Hirai does not explicitly teach wherein the thickness of the electrode sheet after ablation is reduced by 30% to 90%, Hirai teaches that by adjusting the compression pressure such that the active material layer is compressed, excluding the thin layer portion adjacent to the exposed surface of the collector and its adjacent step portion, both the high density area 105 and low density area 107 can be formed [0052], and further teaches that at a compression temperature of 80° C. and 130° C., compression can be easily performed as compared to when the compression temperature is 25° C [0037]. Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date, by way of routine experimentation, to arrive at the claimed ranges while increasing the compression temperature and pressure in order to arrive at a desired balance between volume efficiency of the battery and occurrence of wrinkles. Regarding claim 8, modified Hirai teaches the method of claim 1. Hirai further teaches a compression process (i.e., ablation) of the electrode to form a step-shaped portion with reduced thickness. Hirai further discloses wherein the ablation is performed both surface of the electrode sheet (see Fig 7). Regarding claim 9, modified Hirai teaches the method of claim 1, wherein the active material layer comprising a low density area 107 and a high density area 105, wherein each area comprises its own surface. Hirai further discloses that the low density area 107 is not substantially compressed (interpreted as “essentially not compressed”) so that the collector positioned in the low density area 107 has small distortion even when compressed under a comparatively low temperature [0028]. As a result, occurrence of wrinkles in a lead-out tab 109 adjacent to the low density area 107 is suppressed [0029]. As such, a person having ordinary skill in the art would understand that Hirai discloses wherein the surface of the low density area is not substantially compressed, and only the surface of the high density area is compressed. Further, a person having ordinary skill in the art would be motivated to not compress the low density area with a reasonable expectation that it would suppress occurrence of wrinkles in a lead-out tab and form a highly reliable electrode [0029]. Regarding claim 11, modified Hirai teaches the method of claim 1, wherein, in the setting of the notching line, at least a portion of the notching line (i.e., punching along the electrode lead-out tab and a cutting line surrounding each unit electrode [0057]) overlaps the ablation line in the ablation area. PNG media_image4.png 312 552 media_image4.png Greyscale Regarding claim 16, modified Hirai teaches the method of claim 1. In Fig 1A, Hirai does not disclose wherein performing the ablation does not remove all of the electrode active material at the boundary line and the area surrounded by the ablation line, as claimed. However, Hirai further discloses in Fig 4B and 7, wherein the ablation does not remove all of the electrode at the boundary line and the area surrounded by the ablation line (i.e., comprises a stepped shape [0065]). It would have been obvious for a person having ordinary skill in the art to have modified the thickness at the boundary line and the are surrounded by the ablation line, with a reasonable expectation to form an electrode without forming wrinkles in the collector surface through the low-density area, thereby allowing a highly reliable battery electrode [0015]. Regarding claim 17, modified Hirai teaches the method of claim 1. Hirai further discloses wherein a thickness of the electrode active material in the ablation area after the ablation is not constant due to having tapered shape (see Fig 1B). However, Hirai further discloses in Fig 4B and 7, where the electrode active material in the ablation area after the ablation is constant to form a planar surface that is parallel to a surface of the electrode collector. As such, it would have been obvious for a person having ordinary skill in the art to have modified the low density area 107 such that it forms a planar surface parallel to a surface of the electrode collector, as Hirai further discloses that such electrode with the low-density area does not form wrinkles in the collector surface, thereby allowing a highly reliable battery electrode [0015]. Regarding claim 18, modified Hirai teaches the method of claim 1. Hirai further discloses wherein a thickness of the electrode active material in the ablation area after the notching (i.e., after punching the electrode tab and cutting line surrounding each unit electrode [0057]) is not constant to form a planar surface that is parallel to a surface of the electrode collector. However, Hirai further discloses in Fig 4B and 7, wherein a thickness of the electrode active material in the ablation area after the notching is constant to form a planar surface that is parallel to a surface of the current collector. As such, it would have been obvious for a person having ordinary skill in the art to have modified the ablation area (i.e., low density area 107) such that it forms a planar surface that is parallel to a surface of the current collector, as Hirai further discloses that such electrode with the low-density area does not form wrinkles in the collector surface, thereby allowing a highly reliable battery electrode [0015]. Allowable Subject Matter Claim 10 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Regarding claim 10, Hirai teaches the method of claim 1. Hirai further teaches that the collector comprising active materials are ablated (i.e., compressed with roll presses [0048]) to form an active material layer with reduced thickness (see Fig 7), wherein a high density area 105 in which a density of the active material layer is enhanced by compression and a low density area 107 are formed. Hirai further discloses that by having different density area, occurrence of wrinkles in an electrode lead-out tab 109 adjacent to the low-density area 107 is suppressed and, when the non-coating area 102 of the collector taken out of the low density area 107 is used as the electrode lead-out tab 109, a highly reliable electrode can be obtained [0029]. However, Hirai does not disclose, teach, or suggest that the ablation is performed using a laser. Instant application discloses that if the laser moves accurately along the notching line D without the error, the ablation area 15 may be completely removed without remaining, therefore safety may be secured [0079]. Thus, it would not have been obvious for a person having ordinary skill in the art to modify and substitute the roll presses of Hirai, which are used to form a high density area 105 and a low density area 107 and to suppress occurrence of wrinkles in an electrode lead-out tab, with the laser of the instant application, where the laser is used to completely remove the ablation area without remaining to secure safety. Hirai does not disclose, teach or suggest using laser as an alternative to the roll presses. Atsushi (US20180277816A1) is also directed to a method of manufacturing electrode assembly (title), wherein an electrode assembly (30 in Fig 4) comprises a positive electrode metal foil 32 that includes a flat (two-dimensional) rectangular shaped positive electrode main body 32 a and a positive electrode tab 32b, which extends from one side of the positive electrode main body 32 a. Atsushi further teaches that the positive electrode comprises large tapered portions 34a that may be provided at all four edges 38a, 38b, 38c, and 38d [0090], wherein the tapered portion may be curved or inclined in a valley-shaped upward or downward convex curve (see Fig 20, 21; [0092]) wherein the tapered shaped is formed using laser beam (i.e., ablation; [0071]). Atsushi further teaches that creating a tapered portions on the electrode promotes the supply of the electrolyte solution toward the inner side of the positive electrode plate in the front positive electrode active material layer, due to their inclination. As a result, the impregnation efficiency of the electrolyte solution is enhanced [0086 Atsushi]. While Atsushi teaches general shapes of the tapered portion, Atsushi does not teach a thickness of the electrode sheet prior and after the ablation, and further does not teach or suggest wherein an ablation reduces the thickness of the electrode sheet by approximately 10% to 90% of the predetermined thickness at an ablation area as claimed or any effect that would have been achieved by the 10% to 90% reduction in thickness, and does not teach or suggest any motivation to optimize to arrive at the claimed range of thickness reduction. In contrast, the instant application discloses that the ablation is performed on the area to be previously notched to decrease in thickness, thereby increasing in notching speed and saving an electrode manufacturing time [PG Pub 0070]. Further, the objective of the tapered portion (i.e., promoting the supply of electrolyte solution [0086]) differs from that of Hirai (i.e., reducing wrinkles on the electrode lead out tab [0029]). Thus, it would not have been obvious for a person having ordinary skill in the art to modify the use of roll press 172 in the compression process [0048] to create the tapered or step shape (i.e., the high density area 105 and the low density area 107) in Hirai and replace with the laser beam of Atsushi, as Atsushi does not teach or suggest that the high density area 105 and the low density area 107, which are specifically used to suppress occurrence of wrinkles in an electrode lead tab, are achievable by performing ablation using laser beam. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TAEYOUNG SON whose telephone number is (703)756-1427. The examiner can normally be reached M-F 8-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jonathan Leong can be reached at (571) 270-1292. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /T.S./Examiner, Art Unit 1751 /Haroon S. Sheikh/Primary Examiner, Art Unit 1751
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Prosecution Timeline

Show 7 earlier events
Feb 07, 2025
Interview Requested
Feb 18, 2025
Applicant Interview (Telephonic)
Feb 18, 2025
Examiner Interview Summary
Mar 04, 2025
Request for Continued Examination
Mar 06, 2025
Response after Non-Final Action
Jul 29, 2025
Non-Final Rejection mailed — §103
Oct 28, 2025
Response Filed
Jun 18, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

5-6
Expected OA Rounds
40%
Grant Probability
81%
With Interview (+41.0%)
3y 7m (~0m remaining)
Median Time to Grant
High
PTA Risk
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