Prosecution Insights
Last updated: April 19, 2026
Application No. 17/435,592

NEW AGENT FOR PROMOTING PHOSPHORYLATION OF eIF2a

Non-Final OA §103
Filed
Mar 09, 2022
Examiner
MCMILLIAN, KARA RENITA
Art Unit
1623
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Er Stress Research Institute Inc.
OA Round
1 (Non-Final)
30%
Grant Probability
At Risk
1-2
OA Rounds
3y 6m
To Grant
68%
With Interview

Examiner Intelligence

Grants only 30% of cases
30%
Career Allow Rate
290 granted / 953 resolved
-29.6% vs TC avg
Strong +38% interview lift
Without
With
+37.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
55 currently pending
Career history
1008
Total Applications
across all art units

Statute-Specific Performance

§101
1.6%
-38.4% vs TC avg
§103
46.0%
+6.0% vs TC avg
§102
10.8%
-29.2% vs TC avg
§112
16.9%
-23.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 953 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority This application is a national stage entry of PCT/JP2020/010375 filed on 03/10/2020. Acknowledgment is made of applicant's claim for foreign priority based on applications filed in JAPAN (2019-068706) on 03/11/2019 and 11/15/2019 (2019-219142). Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Election/Restrictions Applicant’s election without traverse of Group I (claims 1-12) drawn to a compound represented by general formula (1) or a pharmacologically acceptable salt thereof and compound no. 1 (1- (2-chloro-6-methylphenyl)-4-oxo-7-(4-pyridyl)-naphthyridine) as a species of a compound represented by general formula (1) in the reply filed on August 29, 2025 is acknowledged. Claims 3-5, 7 and 13-16 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected species or group, there being no allowable generic or linking claim. Claims 1, 2, 6 and 8-12 are currently being examined as they read on the elected species. Drawings Objection Color photographs and color drawings are not accepted in utility applications unless a petition filed under 37 CFR 1.84(a)(2) is granted. Any such petition must be accompanied by the appropriate fee set forth in 37 CFR 1.17(h), one set of color drawings or color photographs, as appropriate, if submitted via the USPTO patent electronic filing system or three sets of color drawings or color photographs, as appropriate, if not submitted via the via USPTO patent electronic filing system, and, unless already present, an amendment to include the following language as the first paragraph of the brief description of the drawings section of the specification: The patent or application file contains at least one drawing executed in color. Copies of this patent or patent application publication with color drawing(s) will be provided by the Office upon request and payment of the necessary fee. Color photographs will be accepted if the conditions for accepting color drawings and black and white photographs have been satisfied. See 37 CFR 1.84(b)(2). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 2, 6 and 8-12 are rejected under 35 U.S.C. 103 as being unpatentable over Furuta et al. JP-08151368 (Provided on IDS 09/01/2021) (Original Foreign Copy and Machine English Translation provided). Claims 1, 2, 6 and 8-12 of the instant application claim a compound represented by general formula (1) or a pharmacologically acceptable salt thereof such as compound no. 1 (1- (2-chloro-6-methylphenyl)-4-oxo-7-(4-pyridyl)-naphthyridine) having the following structure: PNG media_image1.png 204 240 media_image1.png Greyscale . Furuta et al. teaches PNG media_image2.png 114 126 media_image2.png Greyscale wherein R1 represents an optionally substituted alkenyl, cycloalkyl, aryl or heterocyclic group; R2 represents an optionally substituted aryl or heterocyclic group; X represents a hydrogen atom or a halogen atom; and A represents N or CH or a salt thereof, or an antiviral agent comprising the same (abstract and claims 1-12). Furuta et al. teaches that these naphthyridone or quinolone compounds of the invention or their salts have excellent antiviral activity (abstract). Furuta et al. teaches among the compounds of the invention, preferred are naphthyridones or quinolones wherein R1 is an optionally substituted lower alkenyl, cycloalkyl, aryl or heterocyclyl, or salts thereof, and more preferred are naphthyridones or quinolones wherein R1 is an optionally substituted cycloalkyl, aryl or heterocyclyl, or R2 is an optionally substituted heterocyclyl, or salts thereof [0012]. Furuta et al. teaches examples of the substituents of the optionally substituted lower alkenyl, alkenyl, cycloalkyl, aryl or heterocyclyl in R1 include halogen atoms, and lower alkyl groups [0006]. Furuta et al. teaches that the halogen atom means a fluorine atom, a chlorine atom, a bromine atom or an iodine atom; and lower alkyl groups are preferably C1-5 alkyl groups such as methyl, ethyl, n-propyl, isopropyl, n-butyl, isobutyl, sec-butyl, tert-butyl and pentyl [0005]. Furuta et al. specifically teaches examples wherein R1 is substituted phenyl and R2 is pyridine [0013]. The prior art does not appear to provide sufficient specificity, i.e., involves too much "picking and choosing" to give rise to anticipation. See Coming Glass Works v. Sumitomo Elec., 868 F.2d 1251, 1262 (Fed. Circ. 1989). That being said, it must be remembered that "[w]hen a patent simply arranges old elements with each performing the same function it had been known to perform and yields no more than one would expect ....the combination is obvious". KSR v. Teleflex, 127 S.Ct. 1727, 1740 (2007)(quoting Sakraida v. A.G. Pro, 425 U.S. 273, 282 (1976)). Consistent with this reasoning, it would have been prima facie obvious to one of ordinary skill in the art at the time the invention was made to have selected the various combinations of features claimed from within the prior art disclosure specifically, a compound of Furuta et al. having the following structure PNG media_image2.png 114 126 media_image2.png Greyscale wherein R1 represents an optionally substituted aryl group such as phenyl, wherein the substituents are a lower alkyl such as methyl and a halogen such as Cl; R2 represents an optionally substituted heterocyclic group such as pyridine; X represents a hydrogen atom; and A represents N to arrive at the instantly claimed subject matter. Thus the cited claims of the instant application are rendered obvious in view of the cited prior art teachings. Claims 1, 2, 6 and 8-12 are rejected under 35 U.S.C. 103 as being unpatentable over Li et al. WO 2019/042470 A1 (Published March 7, 2019). Claims 1, 2, 6 and 8-12 of the instant application claim a compound represented by general formula (1) or a pharmacologically acceptable salt thereof such as compound no. 1 (1- (2-chloro-6-methylphenyl)-4-oxo-7-(4-pyridyl)-naphthyridine) having the following structure: PNG media_image1.png 204 240 media_image1.png Greyscale . Li et al. teaches compounds or Formula (I) having the following structure: PNG media_image3.png 144 182 media_image3.png Greyscale (page 2 of WIPO publication). Li et al. teaches Y may be selcted as N wherein R3 is absent; X may be selected as C=O; R1 may be selected as hydrogen; R2 may be selected as PNG media_image4.png 84 56 media_image4.png Greyscale ; R4 may be selected as optionally substituted C6-C10 aryl; and R5, R6 and R7 may be selected as hydrogen [0009]-[0023]. Li et al. teaches that optionally substituted means substituents that replace other groups include halogen atoms, and C1-C6 alkyl groups [0116]. Li et al. teaches that the halogen refers to fluorine, chlorine, bromine and iodine [0113]; and examples of alkyl groups are methyl, ethyl, n-propyl, isopropyl, n-butyl, isobutyl [0109]. The prior art does not appear to provide sufficient specificity, i.e., involves too much "picking and choosing" to give rise to anticipation. See Coming Glass Works v. Sumitomo Elec., 868 F.2d 1251, 1262 (Fed. Circ. 1989). That being said, it must be remembered that "[w]hen a patent simply arranges old elements with each performing the same function it had been known to perform and yields no more than one would expect ....the combination is obvious". KSR v. Teleflex, 127 S.Ct. 1727, 1740 (2007)(quoting Sakraida v. A.G. Pro, 425 U.S. 273, 282 (1976)). Consistent with this reasoning, it would have been prima facie obvious to one of ordinary skill in the art at the time the invention was made to have selected the various combinations of features claimed from within the prior art disclosure specifically, a compound of Li et al. having the following structure PNG media_image3.png 144 182 media_image3.png Greyscale wherein Y represents N and R3 is absent; R1, R5, R6 and R7 represent hydrogen; R4 represents an optionally substituted aryl group such as phenyl wherein the substituents are a lower alkyl such as methyl and a halogen such as Cl; R2 represents pyridine; and X represents C=O to arrive at the instantly claimed subject matter. Thus the cited claims of the instant application are rendered obvious in view of the cited prior art teachings. Conclusion Claims 3-5, 7 and 13-16 are withdrawn. Claims 1, 2, 6 and 8-12 are rejected. No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KARA R. MCMILLIAN whose telephone number is (571)270-5236. The examiner can normally be reached Tuesday-Friday 12:00 PM-6:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Adam C. Milligan can be reached at (571)270-7674. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KARA R. MCMILLIAN/Primary Examiner, Art Unit 1623 KRM
Read full office action

Prosecution Timeline

Mar 09, 2022
Application Filed
Sep 18, 2025
Non-Final Rejection — §103
Dec 29, 2025
Interview Requested
Jan 13, 2026
Applicant Interview (Telephonic)
Jan 13, 2026
Examiner Interview Summary

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12594270
Schizophrenic Disorder Treatment using Combination Therapy
2y 5m to grant Granted Apr 07, 2026
Patent 12583852
NOVEL HETEROCYCLE DERIVATIVE
2y 5m to grant Granted Mar 24, 2026
Patent 12558364
NEXT GENERATION REMDESIVIR ANTIVIRALS
2y 5m to grant Granted Feb 24, 2026
Patent 12533331
S-BETA-HYDROXYBUTYRIC ACID COMPOSITIONS AND METHODS FOR DELIVERY OF KETONE BODIES
2y 5m to grant Granted Jan 27, 2026
Patent 12501900
HETEROCYCLYL PYRIDAZINE AS FUNGICIDAL COMPOUNDS
2y 5m to grant Granted Dec 23, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
30%
Grant Probability
68%
With Interview (+37.5%)
3y 6m
Median Time to Grant
Low
PTA Risk
Based on 953 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month