Prosecution Insights
Last updated: July 17, 2026
Application No. 17/442,797

CELL LAYER PERMEATION PROMOTER. COMPOSITION FOR FACILITATING DRUG ABSORPTION. AND PHARMACEUTICAL COMPOSITION

Non-Final OA §103§112
Filed
Jan 27, 2022
Priority
Mar 25, 2019 — JP 2019-057323 +1 more
Examiner
COFFA, SERGIO
Art Unit
1658
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Tokyo University of Pharmacy and Life Sciences
OA Round
4 (Non-Final)
61%
Grant Probability
Moderate
4-5
OA Rounds
0m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allowance Rate
449 granted / 734 resolved
+1.2% vs TC avg
Strong +33% interview lift
Without
With
+33.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
69 currently pending
Career history
789
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
47.4%
+7.4% vs TC avg
§102
12.3%
-27.7% vs TC avg
§112
9.5%
-30.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 734 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 4/27/2026 has been entered. Claim Status Claims 2-9 are pending. Claims 6-9 have been added. Claim 2 has been amended. Claims 2-6 and 8 are being examined in this application. In the response to the restriction requirement, Applicants elected cu-538-1 and cu-538-2. Claims 7 and 9 are withdrawn as being drawn to a nonelected species. Claim Objections Claim 8 is objected to because of the following informalities: Claim 8 should be amended to recite “……cu538-1, cu538-2, NY-38, cu592, . Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(d): (d) REFERENCE IN DEPENDENT FORMS.—Subject to subsection (e), a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. The following is a quotation of pre-AIA 35 U.S.C. 112, fourth paragraph: Subject to the following paragraph [i.e., the fifth paragraph of pre-AIA 35 U.S.C. 112], a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. This is a new rejection. Claim 8 is rejected under 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, 4th paragraph, as being of improper dependent form for failing to further limit the subject matter of the claim upon which it depends, or for failing to include all the limitations of the claim upon which it depends. Claim 8 is drawn to a compound comprising a combination of compounds, whereas claim 2 is drawn to a single compound. Therefore, claim 8 fails to include all the limitations of claim 2. Applicant may cancel the claim(s), amend the claim(s) to place the claim(s) in proper dependent form, rewrite the claim(s) in independent form, or present a sufficient showing that the dependent claim(s) complies with the statutory requirements. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This rejection has been modified. Claims 2-6 and 8 are rejected under 35 U.S.C. 103 as being unpatentable over Li et al. (PLoS ONE 8(5): e62946, 2013) in view of Ines et al. (Peptides 71 (2015) 100-112) and Kim et al. (J Control Release. 2007 Jun 2;122(3):375–383), as evidenced by Kanda et al. (The Journal of Antibiotics (2017) 70, 691-694). Li et al. teach xantholysin A having the following structure (Fig. 2): PNG media_image1.png 200 400 media_image1.png Greyscale Please note that xantholysin A corresponds to the claimed compounds cu-538-1 and cu-538-2. Li et al. do not teach promoting cell layer permeation. Ines et al. teach that lipopeptides such as xantholysin have pore forming capacity (page 101, left column, 2nd para; page 101 right column, 2nd para). Kim et al. teach that magainin, a peptide known to form pores in bacterial cell membranes, can increase skin permeability by disrupting stratum corneum lipid structure (abstract). Kim et al. further teach that “[T]his study also introduces the novel concept of using a first chemical enhancer to increase penetration of a second chemical enhancer into the skin to synergistically increase skin permeability to a model drug”. Kim et al. also teach that the combination of magainin and NLS-ethanol synergistically increases skin permeability, because NLS-ethanol increased magainin penetration into stratum corneum, which further increased stratum corneum lipid disruption and skin permeability. We believe this is the first study to use a pore-forming peptide as a skin penetration enhancer and the first study to use one chemical enhancer to increase penetration of another chemical enhancer into the skin (page 9, 2nd para). It would have been obvious to one of ordinary skill in the art to administer xantholysin to the skin in order to promote cell layer permeation and thus increase skin permeability of a drug because Kim et al. teach that magainin forms pores in bacterial cell membranes, thus increasing penetration of a drug. The skilled artisan would have reasonably expected xantholysin to promote cell layer permeation and thus increase skin permeability of a drug, just as magainin did, because Ines et al. teach that lipopeptides such as xantholysin have pore forming capacity. With respect to the limitation “wherein the promotion of cell layer permeation by the compound of formula (2) is reversible”, it is noted that the promotion of cell layer permeation is an inherent property of the compound of formula (2). Furthermore, as evidenced by Kanda et al. (The Journal of Antibiotics (2017) 70, 691-694), which teaches that “[U]nlike the mode of action of a reversible TJ opener, capsaicin, the permeability increase induced by MA026 was irreversible for at least 5 h” (page 694, left column, 1st para). Therefore, the reference implies that the compound MAO26 (depicted below), which corresponds to the instantly claimed compounds cu-538-1 and cu-538-2, would eventually reverse TJ opening. PNG media_image2.png 352 760 media_image2.png Greyscale With respect to claim 6, Ines et al. teach that “[C]andida acts as a commensal in animal hosts and colonizes in skin, nails, mucous membranes, gastrointestinal and genitourinary tracts.The available synthetic antifungal drugs show high toxicity to host tissues causing adverse effect. Lipopeptide surfactants are among the natural compounds reported to inhibit the growth of this pathogenic yeast” (page 108, left column, 4th para). Therefore, one of ordinary skill in the art concerned with the treatment of Candidiadis, would have been motivated, with a reasonable expectation of success, to administer xantholysin A to mucous membranes in order to promote cell layer permeation and thus increase skin permeability of a drug such as for e.g. fluconazole, clotrimazole, etc. Response to Arguments Applicant’s arguments filed on 4/27/2026 have been fully considered but they are not persuasive. Applicant argues that “[T]he prior art references teach irreversible mechanisms, such as damage-induced irreversible poring of the cell membrane and disruption of stratum corneum lipids. In contrast, the claimed invention temporarily opens cell gaps by temporary detachment of cell-layers' bonding and allows rapid recovery of tight junctions. Therefore, the prior art's cytotoxic, pore-forming mechanism does not inherently disclose "reversibly opening tight junctions" via a paracellular route”. Applicant’s arguments are not persuasive because the Xantholysin A taught by Li et al. corresponds to the instantly claimed compound of general formula (2), thus, it would inherently promote reversible cell layer permeation. The Examiner submits the reference of Kanda et al. (The Journal of Antibiotics (2017) 70, 691-694), which teaches that “[U]nlike the mode of action of a reversible TJ opener, capsaicin, the permeability increase induced by MA026 was irreversible for at least 5 h” (page 694, left column, 1st para). Therefore, the reference implies that the compound MAO26, which corresponds to the instantly claimed compound of general formula (2), would eventually reverse TJ opening. Therefore, since Ines et al. teach that lipopeptides such as xantholysin have pore forming capacity, and Kim et al. teach that magainin, a peptide known to form pores in bacterial cell membranes, can increase skin permeability by disrupting stratum corneum lipid structure, one of ordinary skill in the art would have been motivated to administer xantholysin to the skin in order to promote cell layer permeation and thus increase skin permeability of a drug. The skilled artisan would have had a reasonable expectation of success because Ines et al. teach that lipopeptides such as xantholysin have pore forming capacity. For the reasons stated above the rejection is maintained. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SERGIO COFFA whose telephone number is (571)270-3022. The examiner can normally be reached M-F: 6AM-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, MELISSA FISHER can be reached at 571-270-7430. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SERGIO COFFA Ph.D./ Primary Examiner Art Unit 1658 /SERGIO COFFA/Primary Examiner, Art Unit 1658
Read full office action

Prosecution Timeline

Show 2 earlier events
Jun 05, 2025
Response Filed
Jun 18, 2025
Final Rejection mailed — §103, §112
Sep 17, 2025
Request for Continued Examination
Sep 22, 2025
Response after Non-Final Action
Jan 28, 2026
Final Rejection mailed — §103, §112
Apr 27, 2026
Request for Continued Examination
Apr 29, 2026
Response after Non-Final Action
May 21, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
61%
Grant Probability
94%
With Interview (+33.1%)
2y 11m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 734 resolved cases by this examiner. Grant probability derived from career allowance rate.

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