Prosecution Insights
Last updated: October 25, 2026
Application No. 17/444,610

BREATHING ASSISTANCE APPARATUS

Final Rejection §103
Filed
Aug 06, 2021
Priority
Oct 09, 2009 — provisional 61/250,186 +3 more
Examiner
LOUIS, LATOYA M
Art Unit
3785
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Fisher & Paykel Healthcare Limited
OA Round
2 (Final)
52%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 52% of resolved cases
52%
Career Allowance Rate
355 granted / 679 resolved
-17.7% vs TC avg
Strong +40% interview lift
Without
With
+40.3%
Interview Lift
resolved cases with interview
Typical timeline
4y 0m
Avg Prosecution
23 currently pending
Career history
705
Total Applications
across all art units

Statute-Specific Performance

§101
1.8%
-38.2% vs TC avg
§103
49.3%
+9.3% vs TC avg
§102
14.6%
-25.4% vs TC avg
§112
25.7%
-14.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 679 resolved cases

Office Action

§103
DETAILED ACTION This office action is responsive to the amendment filed 7/13/2026. As directed, claims 162 and 185 have been amended, claims 194-201 have been added, and claim 1-161 were previously canceled. Thus claims 162-201 are currently pending. Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. Claim Rejections - 35 USC § 103 The following is a quotation of pre-AIA 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action: (a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims under pre-AIA 35 U.S.C. 103(a), the examiner presumes that the subject matter of the various claims was commonly owned at the time any inventions covered therein were made absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and invention dates of each claim that was not commonly owned at the time a later invention was made in order for the examiner to consider the applicability of pre-AIA 35 U.S.C. 103(c) and potential pre-AIA 35 U.S.C. 102(e), (f) or (g) prior art under pre-AIA 35 U.S.C. 103(a). Claim(s) 162-165 is/are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Smith (2009/0194106). Regarding claim 162, Smith discloses an assisted breathing unit (10) for providing a flow of respiratory gases to a user, the assisted breathing unit adapted to receive a humidifier chamber (50) having a humidifier gases inlet (proximal opening of connector 54 connected at the flow generator) and a humidifier gases outlet (distal opening of connector 54 located at the humidifier tub), the assisted breathing unit comprising: an outer casing (outer walls) comprising a wall; and a connection ring (i.e. 60) rotatable relative to the wall of the outer casing ([0052] lines 1-8), an inlet aperture (distal opening of connector 56) of an outlet gases passage (54; [0041] lines 1-15) fluidly connectable to the humidifier gases outlet (distal opening of connector 54 located at the humidifier tub) so that humidified gases exiting the humidifier chamber (50) pass through the outlet gases passage (56) for delivery to a patient ([0041] lines 1-15). Smith substantially teaches the claimed limitation except for the ring being fully rotatable. However, Smith teaches the ring being rotatable greater than 10 degrees, which is a rage that overlaps the claimed range. It would have been obvious to one of ordinary skill in the art at the time the invention was made to have manufactured the ring of Smith to be fully rotatable as such is well within an artisan’s skill and would provide the advantage of greater adaptability. In addition, it has been held that where the general conditions of a claim are known it is not inventive to determine optimum or workable ranges by routine experimentation. Regarding claim 163, Smith discloses the outlet gases passage (56) is non-rotatable relative to the wall of the outer casing (as shown, the connector 56 does not include rotatable parts). Regarding claim 164, Smith discloses the outlet gases passage (56) is removable from the assisted breathing unit (10) (i.e. via removable tub 50). Regarding claim 165, Smith discloses the outlet gases passage (56) is fitted to the assisted breathing unit (10) by being pressed through the connection ring (60) in the wall of the outer casing (fig. 7; [0047] lines 1-10 disclose pushing through the ring for connecting and [0057] lines 1-10 disclose that the connection ring can be reversed such that the humidifier inlet is pushed through the connector thereby fitting the gas passage 56 to the unit 10). Claims 166-170 and 172-175 is/are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Smith in view of Edirisuriya et al. (6,953,354). Regarding claim 166, Smith discloses a compartment (i.e. cradle) that receives the humidifier chamber (50) but does not specifically disclose an inner portion of the outlet gases passage includes a flange, the flange comprises ridges that engage with complementary sockets or slots in the compartment to hold the outlet gases passage in position. However, Edirisuriya discloses an inner portion of the outlet gases passage includes a flange (i.e. base 202, 424), the flange comprises ridges outer perimeter 424 ridge) that engage with complementary sockets or slots in the compartment to hold the outlet gases passage in position (col. 6 lines 5-21, col. 9 lines 5-10 disclose clipped connection). It would have been obvious to one of ordinary skill in the art at the time the invention was made to have modified the outlet to be removably connected as taught by Edirisuriya to provide the advantage of enhanced ease of maintenance and cleaning. Regarding claim 167, Smith discloses at least part of the inner portion of the outlet gases passage is curved (i.e. annular) so as to fit flush against a curved wall of the compartment (as shown in fig. 27, the outlet sits substantially flush). Regarding claim 168, Smith discloses wherein the connection ring (60) is located in a rear wall of the assisted breathing unit (as shown in fig. 3, the ring is in a rear portion). Regarding claim 169, Smith discloses the connection ring (60) is non-removable from the outer casing ([0057] lines 1-10 disclose permanently attached). Regarding claim 170, Smith discloses the connection ring (60) comprises a flange (64) and an engaging mechanism is interposed between the outer casing and the flange of the connection ring such that the connection ring is non-removable from the outer casing ([0047] lines 1-10, [0057]). Regarding claim 172, Smith discloses the connection ring is rigid ([0047] lines 1-5 disclose at least a portion is rigid). Regarding claims 173-174, Smith discloses the inlet aperture of the outlet gases passage formed from a soft sealing material is a silicone rubber ([0048]). Regarding claim 175, the modified Smith teaches (see figs. 8-10 of Edirisuriya) an inner portion of the outlet gases passage forms a mouth portion (base), and an outer portion of the outlet gases passage forms a stem portion (stem port), the mouth portion being wider than the stem portion. Allowable Subject Matter Claims 171 and 176-193 are objected to as being dependent upon a rejected base claim but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claims 194-201 allowed. Response to Arguments Applicant's arguments filed 7/13/2026 have been fully considered but they are not persuasive. Applicant argues on page 9 1st and 2nd paragraphs that Smith does not teach fully rotatable. However, Smith teaches the ring being rotatable greater than 10 degrees, which is a rage that overlaps the claimed range. Manufacturing the ring to be rotatable greater than 10 degrees is well within an artisan’s skill and would provide the advantage of greater adaptability. In addition, it has been held that where the general conditions of a claim are known it is not inventive to determine optimum or workable ranges by routine experimentation. Applicant argues on page 9 last paragraph that the passage is not pressed through. Examiner respectfully disagrees. Smith teaches a snap fit arrangement which is thereby pressed through into the snap configuration. In addition, fig. 7; [0047] lines 1-10 disclose pushing through the ring for connecting and [0057] lines 1-10 disclose that the connection ring can be reversed such that the humidifier inlet is pushed through the connector thereby fitting the gas passage 56 to unit 10. Thus, Smith teaches this limitation as claimed. Applicant’s arguments, with respect to claim 171, have been fully considered and are persuasive. The rejection has been withdrawn. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LATOYA M LOUIS whose telephone number is (571)270-5337. The examiner can normally be reached M-F 1 pm - 6:30 pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kendra Carter can be reached at 571-272-9034. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LaToya M Louis/Primary Examiner, Art Unit 3785
Read full office action

Prosecution Timeline

Aug 06, 2021
Application Filed
Mar 11, 2026
Non-Final Rejection mailed — §103
Jul 13, 2026
Response Filed
Oct 02, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12766283
RESPIRATORY GAS SUPPLY SYSTEM
7y 10m to grant Granted Oct 20, 2026
Patent 12758732
PATIENT INTERFACE FOR RESPIRATORY THERAPY
5y 2m to grant Granted Oct 13, 2026
Patent 12741110
APPARATUS AND METHOD FOR IMPROVED ASSISTED VENTILATION
3y 6m to grant Granted Sep 22, 2026
Patent 12741113
HEADGEAR FOR USE IN THE PAP FIELD
2y 8m to grant Granted Sep 22, 2026
Patent 12708731
BREATHING MASK WITH COUPLING ELEMENTS FOR HEAD STRAP
3y 9m to grant Granted Aug 18, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
52%
Grant Probability
93%
With Interview (+40.3%)
4y 0m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 679 resolved cases by this examiner. Grant probability derived from career allowance rate.

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