Prosecution Insights
Last updated: April 19, 2026
Application No. 17/462,724

Systems and Methods for Providing a Gapless LiDAR Emitter Using a Laser Diode Bar

Non-Final OA §103
Filed
Aug 31, 2021
Examiner
NOEL, JEMPSON
Art Unit
3645
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
LG Innotek Co., Ltd.
OA Round
5 (Non-Final)
65%
Grant Probability
Moderate
5-6
OA Rounds
3y 3m
To Grant
99%
With Interview

Examiner Intelligence

Grants 65% of resolved cases
65%
Career Allow Rate
88 granted / 136 resolved
+12.7% vs TC avg
Strong +36% interview lift
Without
With
+36.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
42 currently pending
Career history
178
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
51.5%
+11.5% vs TC avg
§102
22.8%
-17.2% vs TC avg
§112
15.8%
-24.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 136 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-7, 9-21 are currently pending and examined below. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 03/13/2026 has been entered. Response to amendment This is a non-final Office action in response to applicant's remarks/arguments filed on 03/13/2026. Status of the claims: Claims 1, 10, 18 have been amended. Applicant’s arguments, see Remarks pages 1-5, filed on 03/13/2026, with respect to the rejection(s) of claim(s) 1-7, 9-21 under 103 have been fully considered and are not persuasive. In remarks on page 4 the Applicant argues that Halbritter does not disclose cooling of the laser diode bar driver 16 and the laser diode bar 15. Even if an active cooling component is added to the circuit of Halbritter, there is no disclosure in the prior art, including Halbritter and Donovan, of an architecture that allows the laser diode bar to be thermally remote from the laser diode bar driver so that the laser diode bar is cooled independently from the laser diode bar driver. As indicated in the last office action sent on 11/14/2025 and during the interview sent on 01/30/2026, the rejection is based on retaining Halbritter’s wire bridge while applying Donovan for spatial and thermal separation of the driver from the active cooling component, and that the claim does not require same-side mounting or restrict wire-bridge routing or the laser and the driver are on a separate substrate. However, to advance prosecution and for clarity a new reference, Book et al. (US 7006203 B1), will be used to teach independent cooling of the emitters from the drivers by showing the TEC physically under the laser diodes, not under the drivers. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-5, 7, 9, 18-19, 21 rejected under 35 U.S.C. 103 as being unpatentable over Halbritter et al. (US 20180088215 A1, “Halbritter”) in view of Book et al. (US 7006203 B1, “Book”). Regarding claim 1, Halbritter teaches a LiDAR system (Fig. 1, para 40, The measuring system 1 can have properties and features of a LIDAR system or be a LIDAR system, for example. See also, para 100, Measuring system (1) is a Lidar system), comprising: a light emitter system (Figs. 4-6, 10b, para 43; light unit 12 or LEDs 100) configured to emit light therefrom (Figs. 1A, 6A, para 60) and comprising (a laser diode) bar (Para 21 “”) formed of a plurality of (laser diodes) (Figs. 4-6, 10b, para 43-44 LEDs 100 has a plurality of lighting units 12); a single laser diode bar driver configured to supply current to the light emitter system (Fig. 10b, para 76 current control unit 16); and a wire bridge between the laser diode bar driver and the laser diode bar (See fig. 10b, electrical path between the light emitter system 12 having a laser diode bar and a single laser bar driver 16.), wherein the light emitter system is configured to generate the light as the current passes through the (laser diode) bar (Figs. 1A, 6A para 60-61), and wherein the laser diode bar driver comprises a single controller and a single current source (Fig. 10b, para 76, a current control unit 16 including a FET switch 17a as well as a current source 17b). Halbritter fails to explicitly teach a laser diode. However, Halbriter in para 41 and 100 teaches that the measurement system is a Lidar system and can be integrated into an existing lighting source. Since Lidar is a remote sensing technology that uses laser light to measure distances, it would have been obvious that Halbriter’s lidar system uses laser to do detection. Halbritter fails to explicitly teach wherein the laser diode bar is disposed on an active cooling component, and wherein the laser diode bar driver is remote from the active cooling component, wherein the laser diode bar and active cooling component are thermally remote from the laser diode bar driver so that the laser diode bar is cooled independently from the laser diode bar driver. However, Book (col 5: lines 55-59, col 6: lines 7-11) teaches laser diodes 12 and 14 driven by laser diode drivers 38 and 40, and further teaches that there is physically disposed under the laser diodes 12 and 14 a thermoelectric cooler (TEC) 46, wherein the “TEC 46 … [is] used to keep the laser temperatures within their operating range. Fig. 1 of Book further shows the TEC 46 located under the laser diodes, while the laser diode drivers 38 and 40 are separately located from that cooled laser-diode portion. Thus, Book teaches or at least suggests disposing the light-emitter assembly on an active cooling component while the driver circuitry is separately located so that the light-emitter assembly is cooled independently from the driver. It would have been obvious to one of ordinary skill in the art at the time of the invention to modify Halbritter to provide the emitter assembly on an active cooling component as taught by Book in order to keep the emitter temperature within its operating range and improve thermal management of the light-emitting assembly. Halbritter in view of Book, teaches wherein the wire bridge is configured to physically separate the laser diode bar driver from the active cooling component and the laser bar (Halbritter fig. 10b, electrical path between the light emitter system 12 having a laser diode bar and a single laser bar driver 16 and Book in fig.1 shows the TEC 46 located under the laser diodes, while the laser diode drivers 38 and 40 are separately located from that cooled laser-diode portion so it obvious that the combination teaches the claim limitation). Regarding claim 2, Halbritter, as modified in view of Book, teaches the LiDAR system of claim 1, wherein the plurality of laser diodes is electrically connected to each other in series (Halbritter, Fig. 10b, para 75, the LED lighting units 12 are connected in series). Regarding claim 3, Halbritter, as modified in view of Book, teaches the LiDAR system of claim 1, wherein each laser diode comprises a stack of layers (Halbritter, Figs.2-5, para 44-45, 52, layers 106, 121-123) disposed on a semiconductor substrate (Halbritter, Figs.2-5, para 46 substrate 101) formed of an insulative material (Halbritter, para 47, additional layers such as buffer layers, barrier layers and/or protective layers can be arranged perpendicular to the growth direction of the semiconductor layer sequence 102 e.g. around the semiconductor layer sequence 102, i.e. on the side surfaces of the semiconductor layer sequence 102, for example.). Regarding claim 4, Halbritter, as modified in view of Book, teaches the LiDAR system of claim 3, wherein the stack of layers comprises a first layer formed of an N-type semiconductor material disposed on the semiconductor substrate, a second layer formed of an intrinsic compound semiconductor material disposed on the first layer, a third layer formed of a P-type semiconductor material disposed on the second layer (Halbritter, para 47). Regarding claim 5, Halbritter, as modified in view of Book, teaches the LiDAR system of claim 3, wherein a conductive material (Halbritter, para 48, electric contact 105) is disposed on the stack of layers to electrically connect a first laser diode of the plurality of laser diodes in series with a second laser diode of the plurality of laser diodes (Halbritter, fig. 2, fig.10b in combination with para 48 and para 75 “LED lighting units 12 are connected in series”). Regarding claim 7, Halbritter, as modified in view of Book, teaches the LiDAR system of claim 1, wherein the laser diode bar driver is connected to the laser diode bar (Halbritter, Fig. 10b, para 76, The cluster 15 is in each case connected in one strand in series with a current control unit 16). Regarding claim 9, Halbritter, as modified in view of Book, teaches the LiDAR system of claim 1, wherein operations of the plurality of laser diodes are automatically synchronized in time (Halbritter, para 60-61). Claims 18-19 are method claims corresponding to system claims 1 and 9. They are rejected for the same reasons. Regarding claim 21, Halbritter, as modified in view of Book, fails to explicitly teach the LiDAR system of claim 1, wherein the single current source is 20-50 Amperes. Halbritter in para 75 teaches “the LED lighting units 12 are connected in series as shown in FIG. 10b, since a current to be switched per cluster 15 can be kept low in this way”. Halbritter in para 27 and 77 also teaches that a current in the strand can be between 0.2 A and 5 A. One of ordinary skill in the art would know that setting the current source between 20-50 Amperes is a design choice and expected resulted such as reduce peak current values and power consumptions. Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Halbritter in view of Book and Kudryashov et al. (US 20200099197 A1). Regarding claim 6, Halbritter, as modified in view of Book, fails to explicitly teach but Kudryashov teaches the LiDAR system of claim 5, wherein the conductive material connects a P-type semiconductor material of the first laser diode to an N-type semiconductor material of the second laser diode (Para 74 and also the VSCELs are connected in series. As shown in fig. 2B trace 210 electrically connects top contact of laser 204-2 (first laser) to the bottom contact of laser 204-1 (second laser). See also, fig. 1, trace 124 connects top contact of laser 114-2 to bottom contact 114-1). Halbritter in para 75 teaches the LED lighting units 12 are connected in series (as shown in FIG. 10b). Since the lights are connected in series, it would have been obvious that the P-type semiconductor material of the first laser diode to the N-type semiconductor material of the second laser diode to allow the current to pass from one laser to another. However, Kudryashov in para 74 teaches the conductive material connects the P-type semiconductor material of the first laser diode to the N-type semiconductor material of the second laser diode. One of ordinary skill in the art would know that in a connection in series a P-type semiconductor material is connected to a N-type semiconductor material or vice versa and the way (order) the lights are connected is just a design choice. Claims 10-14, 16-17 are rejected under 35 U.S.C. 103 as being unpatentable over Halbritter et al. (US 20180088215 A1) in view of Zhu et al. (US 10983197 B1) and Book. Regarding claim 10, Halbritter teaches a system, comprising: a LiDAR system configured to generate LiDAR data sets (Figs. 1A, 6A and 9, para 40-41. See also, para 18), the LiDAR system (Fig. 1, para 40, The measuring system 1 can have properties and features of a LIDAR system or be a LIDAR system, for example.) comprising: a single laser diode bar driver (Fig. 10b, para 76 current control unit 16) configured to supply current to a light emitter system; the light emitter system (Figs. 4-6, 10b, para 43; light unit 12 or LEDs 100) comprising (a laser diode) bar formed of a plurality of laser diodes (Figs. 4-6, 10b, para 43-44 LEDs 100 has a plurality of lighting units 12), wherein the light emitter system is configured to generate light when the current passes through the (laser diode) bar (Figs. 1A, 6A para 60-61); a wire bridge between the laser diode bar driver and the laser diode bar (See fig. 10b, electrical path between the light emitter system 12 having a laser diode bar ad a single laser bar driver 16.), and a computing device (Para 40 evaluation unit), wherein the laser diode bar driver comprises a single controller and a single current source (Fig. 10b, para 76, a current control unit 16 including a FET switch 17a as well as a current source 17b). Halbritter fails to explicitly teach a laser diode. However, Halbriter in para 41 and 100 teaches that the measurement system is a Lidar system and can be integrated into an existing lighting source. Since Lidar is a remote sensing technology that uses laser light to measure distances, it would have been obvious that Halbriter’s lidar system uses laser to do detection. Halbritter also fails to explicitly teach a computing device configured to issue a command that causes a vehicle to perform operations based on the LiDAR data sets (Col 27: line 63 to col 28: line 7. See also, col 27: lines 47-62). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify Halbritter, in view of Zhu, to have a computer device that allows to control the vehicle. Doing so will improve driving safety. Halbritter fails to explicitly teach wherein the laser diode bar is disposed on an active cooling component, and wherein the laser diode bar driver is remote from the active cooling component, and wherein the laser diode bar and active cooling component are thermally remote from the laser diode bar driver so that the laser diode bar is cooled independently from the laser diode bar driver. However, Book (col 5: lines 55-59, col 6: lines 7-11) teaches laser diodes 12 and 14 driven by laser diode drivers 38 and 40, and further teaches that there is physically disposed under the laser diodes 12 and 14 a thermoelectric cooler (TEC) 46, wherein the “TEC 46 … [is] used to keep the laser temperatures within their operating range. Fig. 1 of Book further shows the TEC 46 located under the laser diodes, while the laser diode drivers 38 and 40 are separately located from that cooled laser-diode portion. Thus, Book teaches or at least suggests disposing the light-emitter assembly on an active cooling component while the driver circuitry is separately located so that the light-emitter assembly is cooled independently from the driver. It would have been obvious to one of ordinary skill in the art at the time of the invention to modify Halbritter to provide the emitter assembly on an active cooling component as taught by Book in order to keep the emitter temperature within its operating range and improve thermal management of the light-emitting assembly. Halbritter in view of Book, teaches wherein the wire bridge is configured to physically separate the laser diode bar driver from the active cooling component (Halbritter fig. 10b, electrical path between the light emitter system 12 having a laser diode bar and a single laser bar driver 16 and Book in fig.1 shows the TEC 46 located under the laser diodes, while the laser diode drivers 38 and 40 are separately located from that cooled laser-diode portion so it obvious that the combination teaches the claim limitation). Regarding claim 11, Halbritter, as modified in view of Zhu and Book, teaches the system of claim 10, wherein the plurality of laser diodes is connected to each other in series (Halbritter, Fig. 10b, para 75, the LED lighting units 12 are connected in series). Regarding claim 12, Halbritter, as modified in view of Zhu and Book, teaches the system of claim 10, wherein each laser diode comprises a stack of layers (Halbritter, Figs.2-5, para 44-45, 52, layers 106, 121-123) disposed on a semiconductor substrate formed of an insulative material (Halbritter, para 47, additional layers such as buffer layers, barrier layers and/or protective layers can be arranged perpendicular to the growth direction of the semiconductor layer sequence 102 e.g. around the semiconductor layer sequence 102, i.e. on the side surfaces of the semiconductor layer sequence 102, for example.). Regarding claim 13, Halbritter, as modified in view of Zhu and Book, teaches the system of claim 12, wherein the stack of layers comprises a first layer formed of an N-type semiconductor material disposed on the semiconductor substrate, a second layer formed of an intrinsic compound semiconductor material disposed on the first layer, a third layer formed of a P-type semiconductor material disposed on the second layer (Halbritter, para 47). Regarding claim 14, Halbritter, as modified in view of Zhu and Book, teaches the system of claim 10, wherein a conductive material para 48, electric contact 105) is disposed on a stack of layers to electrically connect a first laser diode of the plurality of laser diodes in series with a second laser diode of the plurality of laser diodes (Halbritter, fig. 2, fig.10b in combination with para 48 and para 75 “LED lighting units 12 are connected in series”). Regarding claim 16, Halbritter, as modified in view of Zhu and Book, teaches the teaches the system of claim 10, wherein the driver circuit is connected to the laser diode bar (Halbritter, Fig. 10b, para 76, The cluster 15 is in each case connected in one strand in series with a current control unit 16). Regarding claim 17, Halbritter, as modified in view of Zhu and Book, teaches the teaches the system of claim 10, wherein operations of the plurality of laser diodes are automatically synchronized in time (Halbritter, para 60-61). Claim 15 is rejected under 35 U.S.C. 103 as being unpatentable over Halbritter in view of Zhu, Book and Kudryashov et al. (US 20200099197 A1). Regarding claim 15, Halbritter, as modified in view of Zhu and Book, fails to explicitly teach but Kudryashov, teaches the system of claim 14, wherein the conductive material connects a P-type semiconductor material of the first laser diode to a N-type semiconductor material of the second laser diode (Kudryashov, Para 74 and also the VSCELs are connected in series. As shown in fig. 2B trace 210 electrically connects top contact of laser 204-2 (first laser) to the bottom contact of laser 204-1 (second laser). See also, fig. 1, trace 124 connects top contact of laser 114-2 to bottom contact 114-1). Halbritter in para 75 teaches the LED lighting units 12 are connected in series (as shown in FIG. 10b). Since the lights are connected in series, it would have been obvious that the P-type semiconductor material of the first laser diode to the N-type semiconductor material of the second laser diode to allow the current to pass from one laser than another. However, Kudryashov in para 74 teaches the conductive material connects the P-type semiconductor material of the first laser diode to the N-type semiconductor material of the second laser diode. One of ordinary skill in the art would know that in a connection in series a P-type semiconductor material is connected to a N-type semiconductor material or vice versa and the way (order) the lights are connected is just a design choice. Claim 20 is rejected under 35 U.S.C. 103 as being unpatentable over Halbritter in view of Book and Stigwall et al. (US 20170123053 A1). Regarding claim 20, Halbritter, as modified in view of Book, fails to explicitly teach the method according to claim 18, wherein the light beam has a beam divergence less than or equal to one degree in a first direction and a beam divergence greater than or equal to ten degrees in a second different direction. However, Stigwall in para 47 and 107 teaches a beam divergence in first direction is different than a beam divergence in a second direction. In our case the second direction Stigwall will be our first direction and first direction in Stigwall will be our second so the beam is the first direction will be smaller the second. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify Halbritter, in view of Stigwall to have a beam divergence in first direction different than the one in second direction. The degree of the beam divergence is a design choice and expected results such as better resolution in area of interest. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Lin et al. (US 20200285008 A1), teaches transmitter optical subassembly (tosa) with laser diode driver (ldd) circuitry mounted to feedthrough of tosa housing Any inquiry concerning this communication or earlier communications from the examiner should be directed to JEMPSON NOEL whose telephone number is (571) 272-3376. The examiner can normally be reached on Monday-Friday 8:00-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Yuqing Xiao can be reached on (571) 270-3603. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see https://ppair-my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JEMPSON NOEL/Examiner, Art Unit 3645 /YUQING XIAO/Supervisory Patent Examiner, Art Unit 3645
Read full office action

Prosecution Timeline

Aug 31, 2021
Application Filed
Dec 14, 2024
Non-Final Rejection — §103
Mar 12, 2025
Response Filed
Apr 09, 2025
Final Rejection — §103
Jun 24, 2025
Response after Non-Final Action
Jul 17, 2025
Request for Continued Examination
Jul 18, 2025
Response after Non-Final Action
Jul 19, 2025
Non-Final Rejection — §103
Oct 22, 2025
Response Filed
Nov 10, 2025
Final Rejection — §103
Jan 28, 2026
Examiner Interview Summary
Jan 28, 2026
Applicant Interview (Telephonic)
Feb 12, 2026
Response after Non-Final Action
Mar 13, 2026
Request for Continued Examination
Mar 18, 2026
Non-Final Rejection — §103
Mar 18, 2026
Response after Non-Final Action

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
65%
Grant Probability
99%
With Interview (+36.2%)
3y 3m
Median Time to Grant
High
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