Prosecution Insights
Last updated: October 02, 2026
Application No. 17/480,030

METHOD FOR PREPARING FLAVORFUL COMPOUNDS ISOLATED FROM BLACK LIQUOR AND PRODUCTS INCORPORATING THE FLAVORFUL COMPOUNDS

Non-Final OA §103
Filed
Sep 20, 2021
Priority
Feb 02, 2016 — divisional of 11/154,087
Examiner
NGUYEN, PHU HOANG
Art Unit
1747
Tech Center
1700 — Chemical & Materials Engineering
Assignee
R.J. Reynolds Tobacco Company
OA Round
6 (Non-Final)
66%
Grant Probability
Favorable
6-7
OA Rounds
0m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
469 granted / 712 resolved
+0.9% vs TC avg
Strong +20% interview lift
Without
With
+19.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
43 currently pending
Career history
762
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
53.2%
+13.2% vs TC avg
§102
12.5%
-27.5% vs TC avg
§112
19.7%
-20.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 712 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 23, 26 and 28 is/are rejected under 35 U.S.C. 103 as being unpatentable over Fujisawa et al. (CA2940680) in view of Hong et al. (Food Sci. Bitechnol. 21(4):1163-1172(2012)). Regarding claims 23, 26 and 28, Even though product-by-process claims are limited by and defined by the process, determination of patentability is based on the product itself. The patentability of a product does not depend on its method of production. If the product in the product-by-process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process." In re Thorpe, 777 F.2d 695,698, 227 USPQ 964, 966 (Fed. Cir. 1985), (MPEP 2113). In this case, Fujisawa discloses a tobacco product comprising an acetic acid that is derived from tobacco [0042] [0082]. Fujisawa does not expressly disclose 4-vinyl-2methylphenol as flavorant compound. Hong discloses well known flavorants such as acetic acid and 2-methyl-4-vinylphenol (table 2). Therefore, it would have been obvious to one of ordinary skill in the art the time the invention was made to use these flavorants in combination or as alternatives for their flavor properties. Claim(s) 24-25 is/are rejected under 35 U.S.C. 103 as being unpatentable over Fujisawa et al. (CA2940680) in view of Hong et al. (Food Sci. Bitechnol. 21(4):1163-1172(2012)) as applied to claim 23 above and further in view of Hata (Pub. No. 20150292152). Regarding claim 24, Fujisawa does not expressly disclose the tobacco comprises vanillin. Hata disclose the tobacco product further comprises a second flavor compound such as vanillin (Table 1). Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to add vanillin to the tobacco product as taught by Hata for a desired taste. Regarding claim 25, Hata discloses the tobacco product is a smoking article [0071]. Claim(s) 27 and 29 is/are rejected under 35 U.S.C. 103 as being unpatentable over Fujisawa et al. (CA2940680) in view of Hong et al. (Food Sci. Bitechnol. 21(4):1163-1172(2012)) as applied to claim 23 above and further in view of Champion (U.S 3506446). Regarding claim 27, Fujisawa does not expressly disclose 3,5 dimethylcyclopentane-1,2dione (corresponding to the claimed 3,5 dimethylcyclopentenolone). Champion discloses well known flavorants such as acetic acid and 3,5 dimethylcyclopentane-1,2dione (column 6). Therefore, it would have been obvious to one of ordinary skill in the art the time the invention was made to use these flavorants in combination or as alternatives. Regarding claim 29, the combination of Fujisawa, Hong and Champion taken together as a whole discloses/suggests the flavorant compound is a combination of 3,5-dimethylcyclopentenolone (column 6 of Champion) and 4-vinyl-2methylphenol (Table 2of Hong). Response to Arguments Applicant's arguments filed 7/3/2026 have been fully considered but they are not persuasive. Applicant’s arguments filed on 7/3/2026 have been considered but are moot in view of the new ground of rejection. Applicant also essentially argues that acetic acid and 3,5 dimethylcyclopentane-1,2dione in the reference of Champion are listed as one of many compounds as coffee volatile constituents; there is no motivation to use this flavor within a tobacco product as proposed and neither compound is even taught to be a flavorant. This argument is not persuasive because Champion discloses acetic acid and 3,5 dimethylcyclopentane-1,2dione as desired volatile constituents (corresponding to the claimed flavorant). Therefore, one of ordinary skill in the art at the time the invention was made would pick any of these volatile constituents for their flavor function. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PHU H NGUYEN whose telephone number is (571)272-5931. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael H Wilson can be reached at 5712703882. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PHU H NGUYEN/Examiner, Art Unit 1747
Read full office action

Prosecution Timeline

Show 21 earlier events
Jul 07, 2025
Response after Non-Final Action
Jan 29, 2026
Response after Non-Final Action
Mar 27, 2026
Request for Continued Examination
Mar 30, 2026
Response after Non-Final Action
Apr 03, 2026
Non-Final Rejection mailed — §103
Jul 02, 2026
Response Filed
Jul 03, 2026
Response Filed
Sep 10, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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1y 10m to grant Granted Jul 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

6-7
Expected OA Rounds
66%
Grant Probability
86%
With Interview (+19.7%)
3y 10m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 712 resolved cases by this examiner. Grant probability derived from career allowance rate.

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