Prosecution Insights
Last updated: April 19, 2026
Application No. 17/481,099

DUAL HELIUM COMPRESSORS

Non-Final OA §112
Filed
Sep 21, 2021
Examiner
MENGESHA, WEBESHET
Art Unit
3763
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Sumitomo (SHI) Cryogenics of America, Inc.
OA Round
9 (Non-Final)
47%
Grant Probability
Moderate
9-10
OA Rounds
4y 4m
To Grant
60%
With Interview

Examiner Intelligence

Grants 47% of resolved cases
47%
Career Allow Rate
199 granted / 423 resolved
-23.0% vs TC avg
Moderate +13% lift
Without
With
+12.7%
Interview Lift
resolved cases with interview
Typical timeline
4y 4m
Avg Prosecution
52 currently pending
Career history
475
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
54.5%
+14.5% vs TC avg
§102
11.8%
-28.2% vs TC avg
§112
32.1%
-7.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 423 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-7 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites the limitation "a pressure equalization valve" in line 16 renders the claim indefinite because it is unclear how it relates with the previously cited limitation “a pressure equalization valve” in line 6 of the claim. Claim 1 is directed to a method, however, the claim recites: “a pressure equalization valve that equalizes pressures within the [compressor] … and … opens to avoid having high pressure gas …” in line 6-10 and line 16-21 renders the claim indefinite because the limitation merely describes the structure and intended function or capability of a pressure equalization valve, rather than reciting affirmative steps of the claimed method. The claim does not positively recite any step of operating, actuating, or controlling the pressure equalization valve. Accordingly, it is unclear: • when the pressure equalization occurs, • under what conditions the valve opens, and • what specific action within the method performs the recited functions. Thus, the limitation reads as a statement of intended result or capability, which fails to clearly define the metes and bounds of the claimed method. One of ordinary skill in the art would not be reasonably apprised of the acts required by the method. Therefore, claim 1 is indefinite. Claim 1 recites the limitation "an expander” in line 37 renders the claim indefinite because it is unclear how it relates with the previously cited limitation “an expander” in line 3 of the claim. For examination purposes, examiner read the limitation as –the expander--. Claim 1, para 7 calls for the recitation of “either compressor” which is confusing as it is unclear which particular one of the various compressors recited above applicant is referring to . For clarity improvement, this should instead be –either one of the compressors—Similar problem exists in claim 7, L 6. Claim 1, the recitation of “the other compressor” in para. 7, lack antecedent basis in the claim. Claim 7 recites the limitation "the range" in line 2 lacks proper antecedent basis. Claim 7 is directed to a method, however, the claim recites: “a pressure equalization valve that equalizes pressures within the [compressor] … and … opens to avoid having high pressure gas …” in line 6-10 and line 13-18 renders the claim indefinite because the limitation merely describes the structure and intended function or capability of a pressure equalization valve, rather than reciting affirmative steps of the claimed method. The claim does not positively recite any step of operating, actuating, or controlling the pressure equalization valve. Accordingly, it is unclear: • when the pressure equalization occurs, • under what conditions the valve opens, and • what specific action within the method performs the recited functions. Thus, the limitation reads as a statement of intended result or capability, which fails to clearly define the metes and bounds of the claimed method. One of ordinary skill in the art would not be reasonably apprised of the acts required by the method. Therefore, claim 1 is indefinite. Claim 7 recites the limitation "a pressure equalization valve" in line 13 renders the claim indefinite because it is unclear how it relates with the previously cited limitation “a pressure equalization valve” in line 6 of the claim. Claim 7, the recitation of “the other compressor” in para. 7, lack antecedent basis in the claim. Claims 2-6 are also rejected under 35 U.S.C. 112(b) for being dependent upon a rejected claim. Remarks Requirement for Amendment Applicant is advised to amend claims 1 and 7 to recite the operation of the pressure equalization valves for each compressors in terms of affirmative method steps. For example, the claim may be amended to include steps such as: • equalizing pressure within the compressor using a pressure equalization valve, • opening the pressure equalization valve in response to a pressure condition, and/or • actuating the pressure equalization valve to prevent migration of oil to the expander, or similar language that clearly defines actions performed during the method, rather than merely describing structure or intended results without introducing a new matter. Absent such amendment, the claim remains indefinite and the recited functionality will not be accorded patentable weight. Pertinent Arts The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Morse et al. (US 2002/0139129 A1) teaches pressure equalization valves (44, 46) normally open, and act as pressure equalization valves during shut down, eliminating the need for a by-pass valve (fig. 4; ¶ 0030). Response to Arguments Applicant’s arguments with respect to the amended claims have been considered but are moot in view of the new ground(s) of rejections. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to WEBESHET MENGESHA whose telephone number is (571)270-1793. The examiner can normally be reached Mon-Thurs 7-4, alternate Fridays, EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Frantz Jules can be reached at 571-272-6681. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /W.M/Examiner, Art Unit 3763 /FRANTZ F JULES/Supervisory Patent Examiner, Art Unit 3763
Read full office action

Prosecution Timeline

Sep 21, 2021
Application Filed
Oct 22, 2022
Non-Final Rejection — §112
Jan 12, 2023
Response Filed
May 02, 2023
Final Rejection — §112
Aug 04, 2023
Request for Continued Examination
Aug 10, 2023
Response after Non-Final Action
Sep 08, 2023
Non-Final Rejection — §112
Dec 20, 2023
Response Filed
Apr 20, 2024
Final Rejection — §112
Jul 26, 2024
Request for Continued Examination
Jul 28, 2024
Response after Non-Final Action
Aug 10, 2024
Non-Final Rejection — §112
Nov 15, 2024
Response Filed
Dec 23, 2024
Final Rejection — §112
Mar 31, 2025
Request for Continued Examination
Apr 01, 2025
Response after Non-Final Action
May 22, 2025
Non-Final Rejection — §112
Aug 26, 2025
Response Filed
Nov 15, 2025
Final Rejection — §112
Feb 19, 2026
Request for Continued Examination
Mar 05, 2026
Response after Non-Final Action
Mar 24, 2026
Non-Final Rejection — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Patent 12540773
LIQUIFIED NATURAL GAS PROCESSING COLD BOX WITH INTERNAL REFRIGERANT STORAGE
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Patent 12498159
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

9-10
Expected OA Rounds
47%
Grant Probability
60%
With Interview (+12.7%)
4y 4m
Median Time to Grant
High
PTA Risk
Based on 423 resolved cases by this examiner. Grant probability derived from career allow rate.

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